Multiple 10b5-1 disposals reported by RSI-linked trusts (RSI)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC reported multiple proposed and completed dispositions of Common shares under Rule 144 and 10b5-1 plans, involving restricted stock units dated 03/26/2021. The filing lists repeated 10b5-1 sales by Sona Trust, Nikki Stetz, and OAN Trust in Feb–Apr 2026, including several transactions of 20,000 shares on specific dates with cash amounts shown.

Insights

Securities Compliance Attorney

Routine Rule 144 / 10b5-1 dispositions are disclosed for multiple trust and individual accounts.

Filing lists specific 10b5-1 sales by named trusts and an individual, with trade dates and gross proceeds for each lot. The presence of 10b5-1 language indicates pre-arranged trading plans were used for these dispositions.

These notices are procedural disclosures required for resale under resale/exemption rules; timing and amounts are shown per-trade in the excerpt.

Key Figures

Example sale (Apr 1, 2026): 20,000 shares Proceeds (Apr 1, 2026): $441,443.00 Example sale (Mar 24, 2026): 20,000 shares +3 more

6 metrics

Example sale (Apr 1, 2026) 20,000 shares 10b5-1 sale dated 04/01/2026

Proceeds (Apr 1, 2026) $441,443.00 Gross proceeds for 20,000-share sale on 04/01/2026

Example sale (Mar 24, 2026) 20,000 shares 10b5-1 sale dated 03/24/2026

Proceeds (Mar 24, 2026) $440,462.00 Gross proceeds for 20,000-share sale on 03/24/2026

Example sale (Mar 3, 2026) 21,232 shares 10b5-1 sale dated 03/03/2026

Proceeds (Mar 3, 2026) $426,230.28 Gross proceeds for 21,232-share sale on 03/03/2026

Key Terms

10b5-1, Restricted Stock Units, Rule 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for SONA TRUST 900 N. Michigan Avenue"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 20000 | 03/26/2021"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	473000.00	103175028	04/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/26/2021	Restricted Stock Units	Issuer			20000	03/26/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for SONA TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	04/01/2026	20000	441443.00
10b5-1 Sales for NIKKI STETZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/24/2026	20000	440462.00
10b5-1 Sales for OAN TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/04/2026	8495	171768.05
10b5-1 Sales for SONA TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/04/2026	3398	68707.22
10b5-1 Sales for NIKKI STETZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/04/2026	3397	68687.00
10b5-1 Sales for OAN TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/03/2026	21232	426230.28
10b5-1 Sales for SONA TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/03/2026	8493	170496.13
10b5-1 Sales for NIKKI STETZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/03/2026	8493	170496.13
10b5-1 Sales for OAN TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/02/2026	20273	405575.56
10b5-1 Sales for SONA TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/02/2026	28109	558764.22
10b5-1 Sales for NIKKI STETZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/02/2026	8110	162246.23
10b5-1 Sales for SONA TRUST 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	02/02/2026	20000	353386.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the RSI Form 144 filing disclose?

The filing discloses multiple proposed and completed Rule 144 and 10b5-1 dispositions. It lists trade dates, share counts, and gross proceeds for each reported sale in Feb–Apr 2026.

Who executed the 10b5-1 sales shown in the filing?

The excerpt shows sales by Sona Trust, Nikki Stetz, and OAN Trust. Each entry lists the trade date, number of Common shares, and gross proceeds for that trade.

Are the securities described restricted or unrestricted?

The filing lists Restricted Stock Units dated 03/26/2021 as the securities to be sold. The trades reported are resales under the Rule 144/10b5-1 framework.

How large were some example transactions reported?

Examples include 20,000 shares sold on 04/01/2026 for $441,443 and 20,000 shares on 03/24/2026 for $440,462, as shown in the excerpt.

Does the filing state who receives proceeds from the sales?

The excerpt lists gross dollar amounts per trade but does not state the recipient party for proceeds beyond the named selling trusts and individual. The entries show the trades and proceeds amounts.