Multiple 10b5-1 share disposals by trusts reported
Morgan Stanley Smith Barney LLC reported multiple proposed and completed dispositions of Common shares under Rule 144 and 10b5-1 plans, involving restricted stock units dated 03/26/2021.
Sentiment and the balance of points
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Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC reported multiple proposed and completed dispositions of Common shares under Rule 144 and 10b5-1 plans, involving restricted stock units dated 03/26/2021. The filing lists repeated 10b5-1 sales by Sona Trust, Nikki Stetz, and OAN Trust in Feb–Apr 2026, including several transactions of 20,000 shares on specific dates with cash amounts shown.
Insights
Routine Rule 144 / 10b5-1 dispositions are disclosed for multiple trust and individual accounts.
Filing lists specific 10b5-1 sales by named trusts and an individual, with trade dates and gross proceeds for each lot. The presence of 10b5-1 language indicates pre-arranged trading plans were used for these dispositions.
These notices are procedural disclosures required for resale under resale/exemption rules; timing and amounts are shown per-trade in the excerpt.
Key Figures
Key Terms
10b5-1 regulatory
Restricted Stock Units financial
Rule 144 regulatory
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the RSI Form 144 filing disclose?
Who executed the 10b5-1 sales shown in the filing?
Are the securities described restricted or unrestricted?
How large were some example transactions reported?
Does the filing state who receives proceeds from the sales?
AI-generated analysis. How Rhea-AI works. Not financial advice.