RWT (NYSE) director plans sale of 140,000 shares via Form 144

Rhea-AI Filing Summary

RWT filed a Form 144 reporting a proposed sale of 140,000 Common shares. The filing lists multiple Restricted Stock Units scheduled for sale with grant dates from 10/21/2010 through 12/28/2021 and settlement amounts including 13,428, 25,625, 10,832, 19,763, 20,800, 34,011, and 16,648 shares. The filing date shown is 05/20/2026.

Insights

Securities Counsel

Form 144 notifies of an intended sale of restricted shares under securities resale rules.

The filing lists a proposed sale of 140,000 Common shares on 05/20/2026 and itemizes vested Restricted Stock Units by grant date and share counts. This form functions as a notice of intent to sell under Rule 144 rather than a record of completed market transactions.

Cash‑flow treatment and purchaser details are not stated in the excerpt; subsequent Form 4 or broker reporting would show actual disposals. Future public filings or trade reports will confirm whether and when the proposed sales occur.

Key Figures

Proposed sale reported: 140,000 shares Additional numeric field: 735,000 Additional numeric field: 125,215,737 +7 more

10 metrics

Proposed sale reported 140,000 shares Form 144 line item in the excerpt

Additional numeric field 735,000 Numeric value shown on the same line as issuer/security (excerpt)

Additional numeric field 125,215,737 Numeric value shown on the same line as issuer/security (excerpt)

RSU — 10/21/2010 grant 13,428 shares Listed under Securities To Be Sold with settlement date <date>05/20/2026</date>

RSU — 12/27/2012 grant 25,625 shares Listed under Securities To Be Sold with settlement date <date>05/20/2026</date>

RSU — 12/29/2014 grant 10,832 shares Listed under Securities To Be Sold with settlement date <date>05/20/2026</date>

RSU — 12/29/2016 grant 19,763 shares Listed under Securities To Be Sold with settlement date <date>05/20/2026</date>

RSU — 12/28/2018 grant 20,800 shares Listed under Securities To Be Sold with settlement date <date>05/20/2026</date>

RSU — 12/29/2020 grant 34,011 shares Listed under Securities To Be Sold with settlement date <date>05/20/2026</date>

RSU — 12/28/2021 grant 16,648 shares Listed under Securities To Be Sold with settlement date <date>05/20/2026</date>

Key Terms

Restricted Stock Units, Form 144, Common

3 terms

Restricted Stock Units financial

"Securities To Be Sold ... Restricted Stock Units ... 05/20/2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"CONTENT TO ANALYZE: ... form_type: "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Common financial

"Common | Merrill Lynch One Bryant Park ... | 140000 | 735000"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch One Bryant Park, 28th Floor New York NY 10036	140000	735000	125215737	05/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/21/2010	Restricted Stock Units	Issuer			13428	05/20/2026	Cash
Common	12/27/2012	Restricted Stock Units	Issuer			25625	05/20/2026	Cash
Common	12/29/2014	Restricted Stock Units	Issuer			10832	05/20/2026	Cash
Common	12/29/2016	Restricted Stock Units	Issuer			19763	05/20/2026	Cash
Common	12/28/2018	Restricted Stock Units	Issuer			20800	05/20/2026	Cash
Common	12/29/2020	Restricted Stock Units	Issuer			34011	05/20/2026	Cash
Common	12/28/2021	Restricted Stock Units	Issuer			16648	05/20/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RWT's Form 144 report?

The filing reports a proposed sale of 140,000 Common shares with a filing date of 05/20/2026. It lists specific vested Restricted Stock Units by grant date and share counts that are source items for the proposed sale.

Which Restricted Stock Units are listed in the RWT notice?

The notice itemizes RSUs with grant dates 10/21/2010 through 12/28/2021, including share counts of 13,428, 25,625, 10,832, 19,763, 20,800, 34,011, and 16,648.

Does Form 144 confirm the shares were sold?

No. Form 144 is a notice of intent to sell under resale rules; it does not confirm completion. The excerpt shows proposed sale quantities and RSU items but does not report executed trades or purchasers.

When will the proposed sales occur for RWT?

The filing shows a proposal date of 05/20/2026, but the excerpt does not state execution timing or settlement details. Actual sale dates will appear in subsequent trade reports or related SEC filings.