Welcome to our dedicated page for REDWOOD TRUST SEC filings (Ticker: RWTS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on REDWOOD TRUST's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into REDWOOD TRUST's regulatory disclosures and financial reporting.
REDWOOD TRUST INC (RWT) is the subject of a Schedule 13G in which Bay Pond Partners, L.P. reports beneficial ownership of 7,151,539 shares of Redwood Trust common stock, representing 5.69% of the class. Bay Pond Partners has shared power to vote and dispose of all these shares and no sole voting or dispositive power.
Redwood Trust, Inc. (RWT) completed a private offering of $205 million aggregate principal amount of 7.00% Convertible Senior Notes due 2030, issued under an indenture with Wilmington Trust as trustee. The notes are senior unsecured obligations, paying interest semi-annually on March 15 and September 15, and mature on September 15, 2030, unless earlier repurchased, redeemed or converted.
The initial conversion rate is 204.0608 shares of common stock per $1,000 principal amount, implying a conversion price of approximately $4.90 per share, a 35% premium to the September 10, 2026 closing price. Redwood may settle conversions in cash or in cash plus shares, with at least the principal amount paid in cash based on a 25‑trading‑day observation period. Initially, up to 56,473,810 shares may be issuable upon conversion at the stated maximum conversion rate, subject to adjustment and ownership limits in Redwood’s charter.
The offering was sold to persons reasonably believed to be qualified institutional buyers under Rule 144A. Redwood intends to use approximately $129.29 million of net proceeds to repurchase about $123.79 million principal of its existing 7.75% convertible senior notes due 2027, leaving approximately $173.38 million of those notes outstanding, and approximately $20 million to repurchase 5,509,641 shares of common stock in privately negotiated transactions, with remaining proceeds for general corporate and investment purposes.
REDWOOD TRUST INC (RWT) director Greg H. Kubicek reported purchasing 50,000 shares of common stock on September 15, 2026, in an open-market or private transaction at $3.8512 per share, held indirectly through a trust. After this purchase, the trust holds 127,184.66 shares, in addition to other direct and indirect holdings reported for Kubicek. No Rule 10b5-1 trading plan is reported for this transaction.
REDWOOD TRUST INC (RWT) Chief Executive Officer and director Christopher J. Abate reported an open‑market purchase of 100,000 shares of common stock on September 15, 2026 at $3.839 per share, held indirectly by a trust, bringing his indirect common‑stock holdings to 679,283 shares. He also reported deferred stock unit awards convertible into 115,896, 98,268 and 118,421 shares of common stock at grant‑date fair values of $5.63, $6.64 and $7.79 per underlying share, which vest in tranches between 2025 and 2029, and no Rule 10b5‑1 trading plan is reported.
Redwood Trust, Inc. (RWT) declared third quarter 2026 dividends and announced balance-sheet actions including a planned convertible notes offering and sales of legacy loans. The Board declared a $0.18 per share common stock dividend, unchanged from the prior quarter and representing the 109th consecutive quarterly common dividend, payable September 30, 2026 to holders of record on September 23, 2026. The Board also declared a third quarter 2026 dividend on the 10.00% Series A preferred stock of $0.625 per share, payable October 15, 2026 to holders of record on October 1, 2026.
Redwood reached preliminary agreements to dispose of certain legacy bridge loans with an aggregate unpaid principal balance of up to $190 million, which management currently estimates would reduce book value per share by approximately 2% from the June 30, 2026 level. These dispositions are targeted to close late in the third quarter or early in the fourth quarter of 2026 and remain subject to definitive documentation and closing conditions. Separately, Redwood plans a private offering of $150 million aggregate principal amount of convertible senior notes due 2030, with an option for initial purchasers to buy up to an additional $22.5 million of notes. The company intends to use a portion of the net proceeds to repurchase part of its 2027 notes, up to $20 million to repurchase common stock, and the remainder for general corporate purposes and funding its housing credit platforms.
Redwood Trust, Inc. (RWT) has a significant shareholder position reported by Bay Pond Investors (Bermuda) L.P. on a Schedule 13G. Bay Pond reports beneficial ownership of 6,379,415 shares of Redwood Trust common stock, representing 5.08% of the outstanding class.
Bay Pond reports no sole voting or dispositive power over these shares and instead holds shared voting and shared dispositive power over all 6,379,415 shares. The filing is signed by Ihsan Speede as Authorized Person for Wellington Alternative Investments LLC, the general partner of Bay Pond Investors (Bermuda) L.P.
Redwood Trust, Inc. has a significant institutional holder, as Wellington Management Group LLP and related entities report beneficial ownership of Redwood Trust common stock on a passive basis. As of June 30, 2026, Wellington-managed clients collectively hold 8,735,371 shares, representing 6.98% of the outstanding common stock.
The Wellington entities report 0 shares with sole voting or dispositive power and instead list 8,307,376 shares with shared voting power and up to 8,735,371 shares with shared dispositive power. The shares are owned of record by multiple advisory clients of Wellington’s investment adviser affiliates, none of which individually is known to hold more than five percent of the class.
BlackRock, Inc. filed an amended Schedule 13G reporting beneficial ownership of common stock of Redwood Trust, Inc. BlackRock reports beneficially owning 11,143,861 shares, representing 8.9% of Redwood Trust’s outstanding common stock.
BlackRock states it has sole voting power over 10,921,654 shares and sole dispositive power over 11,143,861 shares, with no shared voting or dispositive power. Various underlying clients have rights to dividends or sale proceeds, but no single client holds more than five percent of Redwood Trust’s outstanding common shares.
Wellington Management Group LLP and affiliated entities report significant institutional ownership of Redwood Trust, Inc. common stock on a Schedule 13G/A (Amendment No. 7). They report beneficial ownership of 14,138,285 shares, representing 11.29% of the outstanding common stock.
The group reports no sole voting or dispositive power, with 13,710,290 shares subject to shared voting power and 14,138,285 shares subject to shared dispositive power. The shares are owned of record by clients of various Wellington investment advisers, and no single client is reported to hold more than five percent of the class.
Redwood Trust, Inc. reported a consolidated net loss for Q2 2026 that was lower than in Q2 2025. For the quarter, net loss was 1,100 (in thousands), or 2,858 (in thousands) attributable to common stockholders. Total interest income reached 385,224 (in thousands), producing net interest income of 32,071 (in thousands), while non-interest income was positive 23,939 (in thousands) from mortgage banking, servicing, and HEI activities.
Total assets rose to 28,818,131 (in thousands) at June 30, 2026, led by residential consumer loans of 23,638,696 (in thousands) funded largely through 22,515,907 (in thousands) of asset-backed securities. Equity was 933,839 (in thousands) as cumulative distributions exceeded cumulative earnings. Sequoia and Aspire mortgage banking segments generated solid positive contribution, offset by losses in Legacy Investments and Corporate/Other. Operating cash flow was an outflow of 8,254,974 (in thousands), driven by heavy loan origination and purchase activity, largely offset by securitization and other financing inflows.