Every Form 4 that Redwood Trust, Inc. 9.75% Senior Notes Due 2031 (RWTS) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow RWTS and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RWTS filings page.
REDWOOD TRUST INC (RWT) director Greg H. Kubicek reported purchasing 50,000 shares of common stock on September 15, 2026, in an open-market or private transaction at $3.8512 per share, held indirectly through a trust. After this purchase, the trust holds 127,184.66 shares, in addition to other direct and indirect holdings reported for Kubicek. No Rule 10b5-1 trading plan is reported for this transaction.
REDWOOD TRUST INC (RWT) Chief Executive Officer and director Christopher J. Abate reported an open‑market purchase of 100,000 shares of common stock on September 15, 2026 at $3.839 per share, held indirectly by a trust, bringing his indirect common‑stock holdings to 679,283 shares. He also reported deferred stock unit awards convertible into 115,896, 98,268 and 118,421 shares of common stock at grant‑date fair values of $5.63, $6.64 and $7.79 per underlying share, which vest in tranches between 2025 and 2029, and no Rule 10b5‑1 trading plan is reported.
Redwood Trust, Inc. director Damon K. Doneene exercised deferred compensation awards by converting 4,975 Deferred Stock Units into the same number of shares of common stock on June 30, 2026. These units arose from director compensation and related dividend equivalent rights under the company’s Executive Deferred Compensation Plan.
Following this conversion, Doneene directly holds 7,455 shares of common stock, and no Deferred Stock Units remain outstanding in this filing. The transaction reflects a scheduled distribution after a mandatory holding period rather than an open-market purchase or sale.
Redwood Trust Inc. director Debora D. Horvath received a grant of 11,739.17 Deferred Stock Units as part of her director compensation. These units were acquired at a stated price of $0.00 per unit and are fully vested at grant. Each Deferred Stock Unit represents the right to receive an equivalent number of shares of Redwood Trust common stock in the future, in line with Horvath’s deferral election and the company’s Amended and Restated Executive Deferred Compensation Plan. Following this award, her reported holdings in these Deferred Stock Units total 11,739.17 units, reflecting compensation rather than an open-market purchase or sale.
KUBICEK GREG H reported acquisition or exercise transactions in this Form 4 filing.
Redwood Trust director Greg H. Kubicek received a grant of 22,072.23 Deferred Stock Units tied to company common stock. The award was made as part of his director compensation deferral election under Redwood Trust Inc.’s Amended and Restated Executive Deferred Compensation Plan.
The Deferred Stock Units are fully vested at grant and have no expiration date, meaning Kubicek’s right to receive the underlying common shares under the plan is immediately earned and does not lapse over time.
REDWOOD TRUST INC director Debora D. Horvath exercised deferred stock units into common stock as part of her director compensation plan. She converted 7,259 Deferred Stock Units into 7,259 shares of common stock in accordance with her prior deferral election under the Amended and Restated Executive Deferred Compensation Plan.
The units were distributed based on the fair market value of Redwood Trust common stock on the transaction date, with the related non-derivative entry showing a reference price of $4.73 per share. Following the conversion, she holds 156,295 common shares indirectly through a trust and 9,568.49 common shares indirectly in an IRA, while the reported Deferred Stock Units balance is now zero after the mandatory holding period ended and distribution occurred.