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[6-K] REZOLVE AI PLC Current Report (Foreign Issuer)

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6-K

The filing describes a Registration Rights Agreement tied to a PIPE financing under which the company must file an initial registration statement to permit resale of its ordinary shares. The company agreed to file the registration statement within 3 business days after the PIPE closing and to have that statement declared effective within 30 days of filing, or within 60 days if the SEC conducts a full review. The company also committed to maintain the effectiveness of that registration statement.

La documentazione descrive un Accordo sui Diritti di Registrazione legato a un finanziamento PIPE, secondo cui la società deve presentare una dichiarazione di registrazione iniziale per permettere la rivendita delle sue azioni ordinarie. La società si è impegnata a depositare la dichiarazione entro 3 giorni lavorativi dalla chiusura del PIPE e ad ottenere l’efficacia di tale dichiarazione entro 30 giorni dalla presentazione, oppure entro 60 giorni se la SEC esegue una revisione completa. La società si è inoltre impegnata a mantenere l’efficacia di tale dichiarazione di registrazione.

El documento describe un Acuerdo de Derechos de Registro vinculado a un financiamiento PIPE, mediante el cual la empresa debe presentar una declaración de registro inicial para permitir la reventa de sus acciones ordinarias. La empresa se comprometió a presentar la declaración de registro dentro de 3 días hábiles tras el cierre del PIPE y a que esa declaración alcance vigencia dentro de 30 días desde la presentación, o dentro de 60 días si la SEC realiza una revisión exhaustiva. La empresa también se comprometió a mantener la vigencia de dicha declaración de registro.

이 문서는 등록 권리 계약과 연결된 PIPE 자금 조달에 대한 서류를 설명하며, 회사는 보통주 재매도를 가능하게 하는 초기 등록 신청서를 제출해야 합니다. PIPE 종료 후 영업일 기준 3일 이내에 등록 신청서를 제출하고, 제출 후 30일 이내에 그 신청서를 유효하게 하고, SEC가 전체 심사를 수행하는 경우 60일 이내에 효력을 발휘하도록 합의했습니다. 또한 회사는 해당 등록 신청의 유효성을 유지할 것을 약속했습니다.

Le document décrit un Accord sur les droits d’enregistrement lié à un financement PIPE, selon lequel la société doit déposer une première déclaration d’enregistrement afin de permettre la revente de ses actions ordinaires. La société s’est engagée à déposer la déclaration d’enregistrement dans les 3 jours ouvrables suivant la clôture du PIPE et à ce que ladite déclaration soit effective dans les 30 jours suivant le dépôt, ou dans les 60 jours si la SEC réalise un examen complet. La société s’est également engagée à maintenir l’efficacité de cette déclaration d’enregistrement.

Die Einreichung beschreibt eine Registrierungsrechtsvereinbarung im Zusammenhang mit einer PIPE-Finanzierung, wonach das Unternehmen eine erste Registrierungsanzeige einreichen muss, um den Weiterverkauf seiner Stammaktien zu ermöglichen. Das Unternehmen hat sich verpflichtet, die Registrierungsanzeige innerhalb von 3 Werktagen nach Abschluss des PIPE einzureichen und deren Wirksamkeit innerhalb von 30 Tagen nach Einreichung oder innerhalb von 60 Tagen, falls die SEC eine vollständige Prüfung durchführt, herbeizuführen. Das Unternehmen verpflichtet sich außerdem, die Wirksamkeit dieser Registrierungsanzeige aufrechtzuerhalten.

ينص المستند على اتفاق حقوق التسجيل المرتبط بتمويل PIPE، بموجبه يجب على الشركة تقديم بيان تسجيل أولي للسماح بإعادة بيع أسهمها العادية. التزمت الشركة بتقديم بيان التسجيل خلال 3 أيام عمل من إغلاق PIPE وأن يكون هذا البيان ساري المفعول خلال 30 يومًا من التقديم، أو خلال 60 يومًا إذا أجرت SEC فحصاً كاملاً. كما التزمت الشركة بالحفاظ على صلاحية ذلك البيان الخاص بالتسجيل.

该文件描述了一个与 注册权利协议 相关的 PIPE 融资,公司必须提交初始注册申报以允许对其普通股的转售。公司同意在 PIPE 交割后 3 个工作日 内提交注册申报,并在提交后 30 天 内使该申报生效,若 SEC 进行全面审查,则在 60 天 内生效。公司也承诺维持该注册申报的有效性。

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Insights

TL;DR: Registration timing commitments improve post-financing liquidity but may face regulatory delay if SEC reviews.

The agreement requires the company to file a resale registration statement very quickly after the PIPE closing (3 business days) and to pursue effectiveness within a short statutory window (30 days, or 60 days with SEC review). For investors and PIPE participants this creates a clear timetable for share resale, improving expected liquidity. The provision to maintain effectiveness indicates ongoing obligations and potential administrative costs. The 60-day allowance for a full SEC review is a common contingency that can delay resale access.

TL;DR: Standard registration rights impose operational duties and a defined timeline but include a regulatory contingency.

This Registration Rights Agreement contains routine yet binding milestones: rapid filing (3 business days), targeted effectiveness (30 days or 60 days with SEC review), and an ongoing maintenance obligation. These clauses allocate responsibility to the company to support secondary market activity for PIPE shares and create a compliance burden to ensure filings remain effective. The explicit SEC review extension recognizes regulatory process risk but does not quantify remedies or penalties in the excerpt provided.

La documentazione descrive un Accordo sui Diritti di Registrazione legato a un finanziamento PIPE, secondo cui la società deve presentare una dichiarazione di registrazione iniziale per permettere la rivendita delle sue azioni ordinarie. La società si è impegnata a depositare la dichiarazione entro 3 giorni lavorativi dalla chiusura del PIPE e ad ottenere l’efficacia di tale dichiarazione entro 30 giorni dalla presentazione, oppure entro 60 giorni se la SEC esegue una revisione completa. La società si è inoltre impegnata a mantenere l’efficacia di tale dichiarazione di registrazione.

El documento describe un Acuerdo de Derechos de Registro vinculado a un financiamiento PIPE, mediante el cual la empresa debe presentar una declaración de registro inicial para permitir la reventa de sus acciones ordinarias. La empresa se comprometió a presentar la declaración de registro dentro de 3 días hábiles tras el cierre del PIPE y a que esa declaración alcance vigencia dentro de 30 días desde la presentación, o dentro de 60 días si la SEC realiza una revisión exhaustiva. La empresa también se comprometió a mantener la vigencia de dicha declaración de registro.

이 문서는 등록 권리 계약과 연결된 PIPE 자금 조달에 대한 서류를 설명하며, 회사는 보통주 재매도를 가능하게 하는 초기 등록 신청서를 제출해야 합니다. PIPE 종료 후 영업일 기준 3일 이내에 등록 신청서를 제출하고, 제출 후 30일 이내에 그 신청서를 유효하게 하고, SEC가 전체 심사를 수행하는 경우 60일 이내에 효력을 발휘하도록 합의했습니다. 또한 회사는 해당 등록 신청의 유효성을 유지할 것을 약속했습니다.

Le document décrit un Accord sur les droits d’enregistrement lié à un financement PIPE, selon lequel la société doit déposer une première déclaration d’enregistrement afin de permettre la revente de ses actions ordinaires. La société s’est engagée à déposer la déclaration d’enregistrement dans les 3 jours ouvrables suivant la clôture du PIPE et à ce que ladite déclaration soit effective dans les 30 jours suivant le dépôt, ou dans les 60 jours si la SEC réalise un examen complet. La société s’est également engagée à maintenir l’efficacité de cette déclaration d’enregistrement.

Die Einreichung beschreibt eine Registrierungsrechtsvereinbarung im Zusammenhang mit einer PIPE-Finanzierung, wonach das Unternehmen eine erste Registrierungsanzeige einreichen muss, um den Weiterverkauf seiner Stammaktien zu ermöglichen. Das Unternehmen hat sich verpflichtet, die Registrierungsanzeige innerhalb von 3 Werktagen nach Abschluss des PIPE einzureichen und deren Wirksamkeit innerhalb von 30 Tagen nach Einreichung oder innerhalb von 60 Tagen, falls die SEC eine vollständige Prüfung durchführt, herbeizuführen. Das Unternehmen verpflichtet sich außerdem, die Wirksamkeit dieser Registrierungsanzeige aufrechtzuerhalten.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

OF THE SECURITIES EXCHANGE ACT OF 1934

For the month of September 2025

Commission File Number 001-42254

Rezolve AI plc

(Translation of registrant’s name into English)

21 Sackville Street,

London, W1S 3DN

United Kingdom

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒ Form 40-F  ☐

 

 


INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

 

Securities Purchase Agreements

On September 24, 2025, Rezolve AI plc (the “Company”) entered into securities purchase agreements (the “Purchase Agreements”) with certain investors (the “Purchasers”) pursuant to which the Company agreed to sell and issue to the Purchasers in a private placement offering (the “PIPE Financing”) 37,000,000 ordinary shares, par value £0.0001 per share (the “Ordinary Shares”), at an offering price of $5.40 per Ordinary Share. The Company intends to use the net proceeds of the PIPE Financing for accelerated investment into its sales organization, potential accretive M&A opportunities, working capital and general corporate purposes, including further development of its Brain Commerce Platform, and expansion of Visual Search and Brain Checkout. A.G.P/Alliance Global Partners (“A.G.P”) acted as a placement agent in connection with the PIPE Financing.

The Ordinary Shares are being offered pursuant to the exemption from registration under Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”) and Rule 506(b) of Regulation D promulgated thereunder, and applicable state securities laws.

Pursuant to the Purchase Agreements, the Company has agreed not to issue, enter into any agreement to issue, or announce the issuance or proposed issuance of any Ordinary Shares or Ordinary Share equivalents, or file any registration statement or any amendment or supplement thereto, for a period of 60 days after the date the Initial Registration Statement (as defined below) has been declared effective by the Securities and Exchange Commission, subject to certain exceptions.

The PIPE Financing closed on September 25, 2025, resulting in aggregate gross proceeds to the Company of $200 million, before deducting the placement agent’s fee and offering expenses payable by the Company.

 

Placement Agent Agreement

The Company also entered into a Placement Agent Agreement (the “Placement Agent Agreement”) with A.G.P., dated September 24, 2025, pursuant to which A.G.P agreed to serve as placement agent for the Company in connection with the PIPE Financing. The Company agreed to pay A.G.P a cash fee equal to 6.0% of the gross cash proceeds received in the PIPE Financing; however, A.G.P. agreed to apply a credit to the Company equal to $3,000,000. In addition, the Company agreed to reimburse A.G.P for up to $120,000 of its legal fees and other out-of-pocket expenses in connection with the PIPE Financing as well as non-accountable expenses incurred by A.G.P for up to $10,000 in connection with the PIPE Financing. Pursuant to the Placement Agent Agreement, the Company shall be subject to securities issuance restrictions as described in the Purchase Agreements

The Placement Agent Agreement contains customary representations, warranties, and agreements by the Company, customary conditions to closing, indemnification obligations of the Company, other obligations of the parties, and termination provisions.

Registration Rights Agreement

Concurrently with the Purchase Agreements and the Placement Agent Agreement, on September 24, 2025, the Company and the Purchasers entered into a Registration Rights Agreement (the “Registration Rights Agreement”) pursuant to which the Company agreed to file a registration statement (the “Initial Registration Statement”) providing for the resale of the Ordinary Shares within 3 business days following the closing of the PIPE Financing, to have such registration statement declared effective with 30 days of the filing date (or 60 days, if the Securities and Exchange Commission conducts a full review), and to maintain the effectiveness of such registration statement.

 

The foregoing summaries of the Purchase Agreements, the Placement Agency Agreement, and the Registration Rights Agreement, do not purport to be complete and are qualified in their entirety by reference to the complete text of those


agreements, which are attached hereto as Exhibits 10.1, 10.2, and 10.3 respectively, to this Report of Foreign Private Issuer on Form 6-K and are incorporated herein by reference.

 

The information included in this Report on Form 6-K (including Exhibits 10.1, 10.2 and 10.3) is hereby incorporated by reference into the Company’s Registration Statement on Form F-3 (File No. 333-290523) (including any prospectuses forming a part of such registration statement) and to be a part thereof from the date on which this Report on Form 6-K is filed, to the extent not superseded by documents or reports subsequently filed or furnished.

 

 

Exhibit No.

 

 

Description

 

10.1

Form of Securities Purchase Agreement

10.2

 

Placement Agency Agreement, dated September 24, 2025, between Rezolve AI plc and A.G.P/Alliance Global Partners

10.3

 

Form of Registration Rights Agreement

 


 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: September 26, 2025

By:

/s/ Daniel Wagner

Name:

Daniel Wagner

Title:

Chief Executive Officer and Chairman

 

 


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