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SBI fund SVP named insider, no holdings yet

WESTERN ASSET INTERMEDIATE MUNI FUND INC.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

WESTERN ASSET INTERMEDIATE MUNI FUND INC. (SBI) filed an initial statement of beneficial ownership (Form 3) for Ann Elizabeth Doyle, identified as a Senior Vice President. The filing reports no equity transactions, derivative positions, or holdings of the fund’s securities by Doyle at this time.

Positive

  • None.

Negative

  • None.
Buy transactions reported 0 Transaction summary for Ann Elizabeth Doyle on Form 3
Sell transactions reported 0 Transaction summary for Ann Elizabeth Doyle on Form 3
Derivative transactions reported 0 Derivative transaction count in the Form 3 summary

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for SBI disclose about Ann Elizabeth Doyle?

It discloses that Ann Elizabeth Doyle, a Senior Vice President, is a reporting person for WESTERN ASSET INTERMEDIATE MUNI FUND INC. The Form 3 shows no reported holdings, transactions, or derivative positions in SBI securities at the time of filing.

Are there any buy or sell transactions reported for SBI in this Form 3?

No. The Form 3 transaction summary shows 0 buy transactions and 0 sell transactions, indicating no reported trading activity in WESTERN ASSET INTERMEDIATE MUNI FUND INC. securities by the reporting person at the time of this filing.

Does Ann Elizabeth Doyle report any options or other derivatives in SBI?

No. The filing lists no derivative transactions and an empty derivative position summary, indicating no reported options, warrants, or other derivative securities of WESTERN ASSET INTERMEDIATE MUNI FUND INC. held by the reporting person in this Form 3.

Is Ann Elizabeth Doyle a director or 10% owner of SBI according to the Form 3?

No. The Form 3 indicates she is not a director and not a ten percent owner. She is identified under the “other” category with the role of Senior Vice President for WESTERN ASSET INTERMEDIATE MUNI FUND INC.

Does the Form 3 for SBI indicate any trading under a Rule 10b5-1 plan?

No. The structured data show no reported transactions and provide no indication that any trades under a Rule 10b5-1 trading plan are associated with this Form 3 for WESTERN ASSET INTERMEDIATE MUNI FUND INC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Doyle Ann Elizabeth

(Last)(First)(Middle)
FRANKLIN TEMPLETON
ONE MADISON AVENUE, 17TH FLOOR

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026
3. Issuer Name and Ticker or Trading Symbol
WESTERN ASSET INTERMEDIATE MUNI FUND INC. [ SBI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Senior Vice President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Marc A. De Oliveira by Power of Attorney for Ann E. Doyle09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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