STOCK TITAN

Western Asset muni fund adds new reporting insider

Initial Form 3 for a Senior Vice President/Investment Manager at SBI reports no transactions or listed holdings.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

WESTERN ASSET INTERMEDIATE MUNI FUND INC. (SBI) has a new initial beneficial ownership report on file for Brett Michael Mossman, identified as a Senior Vice President/Investment Manager associated with the fund.

The report does not list any transactions or report any specific security holdings at this time.

Positive

  • None.

Negative

  • None.
Reported buy transactions 0 transactions Buy transaction count in this Form 3
Reported sell transactions 0 transactions Sell transaction count in this Form 3
Holding entries reported 0 holdings Number of non-derivative or derivative holding entries
Form 3 regulatory
"has a new initial beneficial ownership report on file"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership regulatory
"new initial beneficial ownership report on file"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Senior Vice President/Inv. Mgr financial
"identified as a Senior Vice President/Investment Manager"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 3 filing mean for SBI?

It records that Brett Michael Mossman, a Senior Vice President/Investment Manager, is a reporting person for WESTERN ASSET INTERMEDIATE MUNI FUND INC. (SBI). The report lists no transactions and no specific security holdings.

Did the reporting person buy or sell SBI shares in this Form 3?

No. The Form 3 includes no reported transactions; buy, sell, acquire, dispose, and other transaction counts are all zero.

Are any SBI securities reported as owned in this Form 3?

No. The structured data shows 0 holding entries and no derivative positions, so no specific SBI securities or derivative holdings are reported in this Form 3.

What role does the reporting person have in relation to SBI?

Brett Michael Mossman is identified as Senior Vice President/Inv. Mgr in relation to WESTERN ASSET INTERMEDIATE MUNI FUND INC., indicating an investment management role for the fund.

Does this Form 3 indicate use of a Rule 10b5-1 trading plan for SBI?

No. The Form 3 data show the Rule 10b5-1 indicator as null, and there are no footnotes describing any trading plan or pre-arranged trading arrangement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Mossman Brett Michael

(Last)(First)(Middle)
FRANKLIN TEMPLETON
ONE MADISON AVENUE, 17TH FLOOR

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026
3. Issuer Name and Ticker or Trading Symbol
WESTERN ASSET INTERMEDIATE MUNI FUND INC. [ SBI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Senior Vice President/Inv. Mgr
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/Marc A. De Oliveira by Power of Attorney for Brett M. Mossman09/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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