Western Asset muni fund adds new reporting insider
Initial Form 3 for a Senior Vice President/Investment Manager at SBI reports no transactions or listed holdings.
Rhea-AI Filing Summary
WESTERN ASSET INTERMEDIATE MUNI FUND INC. (SBI) has a new initial beneficial ownership report on file for Brett Michael Mossman, identified as a Senior Vice President/Investment Manager associated with the fund.
The report does not list any transactions or report any specific security holdings at this time.
Positive
- None.
Negative
- None.
Key Figures
Reported buy transactions: 0 transactions
Reported sell transactions: 0 transactions
Holding entries reported: 0 holdings
3 metrics
Reported buy transactions
0 transactions
Buy transaction count in this Form 3
Reported sell transactions
0 transactions
Sell transaction count in this Form 3
Holding entries reported
0 holdings
Number of non-derivative or derivative holding entries
Key Terms
Form 3, beneficial ownership, Senior Vice President/Inv. Mgr
3 terms
Form 3 regulatory
"has a new initial beneficial ownership report on file"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership regulatory
"new initial beneficial ownership report on file"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Senior Vice President/Inv. Mgr financial
"identified as a Senior Vice President/Investment Manager"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does this Form 3 filing mean for SBI?
It records that Brett Michael Mossman, a Senior Vice President/Investment Manager, is a reporting person for WESTERN ASSET INTERMEDIATE MUNI FUND INC. (SBI). The report lists no transactions and no specific security holdings.
Are any SBI securities reported as owned in this Form 3?
No. The structured data shows 0 holding entries and no derivative positions, so no specific SBI securities or derivative holdings are reported in this Form 3.
What role does the reporting person have in relation to SBI?
Brett Michael Mossman is identified as Senior Vice President/Inv. Mgr in relation to WESTERN ASSET INTERMEDIATE MUNI FUND INC., indicating an investment management role for the fund.
Does this Form 3 indicate use of a Rule 10b5-1 trading plan for SBI?
No. The Form 3 data show the Rule 10b5-1 indicator as null, and there are no footnotes describing any trading plan or pre-arranged trading arrangement.
AI-generated analysis. How Rhea-AI works. Not financial advice.