Kim Stout Form 3 filed for Western Asset Intermediate Muni (SBI)
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
WESTERN ASSET INTERMEDIATE MUNI FUND INC. filed a Form 3 identifying Kim Stout as a reporting person with the role "CCO/Subadviser." The filing shows no reported transactions, no share holdings, and no derivative positions for this reporting person at the time of the filing.
Positive
- None.
Negative
- None.
Key Terms
Form 3, CCO/Subadviser, reporting person
3 terms
Form 3 regulatory
"INSIDER FILING DATA (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
CCO/Subadviser financial
""other": "CCO/Subadviser""
reporting person regulatory
"lists Kim Stout as a reporting person"
FAQ
What does the SBI Form 3 filing for Kim Stout show?
The Form 3 for WESTERN ASSET INTERMEDIATE MUNI FUND INC. lists Kim Stout as a reporting person with the role "CCO/Subadviser." It reports no transactions, no share holdings, and no derivative positions for this individual in the fund’s securities.
Does the SBI Form 3 for Kim Stout disclose any insider trades?
The filing does not disclose any insider trades. The transaction summary fields, including buyCount, sellCount, acquireCount, disposeCount, and derivativeTransactionCount, are all zero, indicating no transactions in the issuer’s securities were reported for this person.
What role does Kim Stout have in relation to WESTERN ASSET INTERMEDIATE MUNI FUND INC. (SBI)?
Kim Stout is identified with the designation "CCO/Subadviser" in relation to WESTERN ASSET INTERMEDIATE MUNI FUND INC. This description appears in the reporting person details and indicates a compliance and subadvisory role rather than a director or officer status.
Does the SBI Form 3 mention any derivative securities for Kim Stout?
The Form 3 shows no derivative securities for Kim Stout. The derivativeSummary section is empty, and derivativeTransactionCount is zero, indicating there are no reported options, warrants, or other derivative positions associated with this reporting person.