Charles Schwab (SCHW) affiliate files Form 144 showing multiple proposed stock sales

Rhea-AI Filing Summary

The Charles Schwab Corporation reported proposed insider sales of Common Stock by Charles R. Schwab via a Form 144 notice. The excerpt lists multiple sale dates and share quantities, including transactions on 02/03/2026 through 04/29/2026, with individual share counts and gross proceeds shown.

Insights

Corporate Securities Compliance Analyst

Form 144 filings notify the SEC of planned sales by an affiliate; they are administrative notices, not confirmations of completed trades.

Form 144 is a statutory notice required when an affiliate intends to sell restricted or control securities in reliance on Rule 144. The listed rows show dates, share counts, and gross proceeds for each proposed transaction.

These notices do not confirm settlement; subsequent Form 4 or broker records will show completed dispositions. Cash‑flow treatment and whether sales were under a plan are not stated in the excerpt.

Key Figures

Proposed sale 02/03/2026: 96,625 shares Proposed sale 02/09/2026: 126,200 shares Proposed sale 02/10/2026: 32,413 shares +3 more

6 metrics

Proposed sale 02/03/2026 96,625 shares gross proceeds $10,023,530.00

Proposed sale 02/09/2026 126,200 shares gross proceeds $13,446,547.00

Proposed sale 02/10/2026 32,413 shares gross proceeds $3,422,081.00

Proposed sale 04/23/2026 36,450 shares gross proceeds $3,298,769.00

Proposed sale 04/27/2026 36,450 shares gross proceeds $3,280,563.00

Proposed sale 04/29/2026 63,743 shares gross proceeds $5,768,228.00

Key Terms

Form 144, Rule 144, gross proceeds, affiliate/control person

4 terms

Form 144 regulatory

"Notice of proposed sale by an affiliate or control person"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"Implicit regulatory basis for restricted/control security sales"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

gross proceeds financial

"Monetary amounts listed alongside share counts"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

affiliate/control person regulatory

"Charles R. Schwab listed as filer for Common stock sales"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	50000	4587500.00	1752210425	04/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/1987	LEVERAGED BUYOUT	Issuer			50000	03/31/1987	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	04/27/2026	36450	3280563.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	04/29/2026	63743	5768228.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	02/03/2026	96625	10023530.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	02/04/2026	67975	7056424.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	02/09/2026	126200	13446547.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	02/10/2026	32413	3422081.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	04/23/2026	36450	3298769.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for SCHW mean?

Form 144 is a notice of proposed sale by an affiliate. It lists planned sale dates, share counts, and gross proceeds, but it does not confirm settlement; completed transactions are reported elsewhere.

How many shares did Charles R. Schwab propose to sell in these filings?

The excerpt lists multiple proposed sales with individual share counts such as 96,625 and 126,200 shares. Each row shows the specific share quantity and the gross proceeds for that date.

Do the amounts on the Form 144 equal net proceeds received by the seller?

The listed amounts are gross proceeds for each proposed sale. They do not reflect transaction fees, taxes, or net cash received; net proceeds are not provided in the excerpt.

Does a Form 144 filing mean the shares were sold?

No. Form 144 notifies the SEC of an intention to sell restricted or control securities under Rule 144. Actual settlements may follow and are typically confirmed via Form 4 or broker records.

Where can I find confirmation of completed insider sales for SCHW?

Completed insider dispositions are reported on Form 4 filings and broker statements. The Form 144 excerpt lists proposed sales; check subsequent Form 4s for settlement details and final share counts.