[144] The Charles Schwab Corporation SEC Filing

Rhea-AI Filing Summary

Form: SEC Form 144 filed relating to The Charles Schwab Corporation (SCHW) notice of proposed sale of securities.

Proposed sale:

• Class: Common
• Number of shares to be sold: 28,653
• Aggregate market value: $2,767,880.00
• Approximate date of sale: 08/08/2025
• Exchange: NYSE

Acquisition: Shares acquired as RSU AWARD on 03/01/2024 (amount 28,653).

Recent insider sales (past 3 months) reported in the filing: Five transactions by Charles R. Schwab totaling 468,856 shares with gross proceeds of $40,864,082.00 (dates: 05/12/2025, 05/13/2025, 05/15/2025, 05/22/2025, 08/07/2025).

Insights

Financial Analyst

TL;DR: Routine Form 144 discloses a modest proposed sale (28,653 shares, ~$2.77M) and recent insider disposals totaling 468,856 shares.

The filing shows a proposed sale of 28,653 SCHW common shares valued at $2,767,880 scheduled for 08/08/2025 on the NYSE. The shares were acquired as RSU awards on 03/01/2024. The document also lists five sales by Charles R. Schwab in the past three months totaling 468,856 shares for gross proceeds of $40,864,082.00. Relative to the reported outstanding share count of 1,816,970,383, these quantities are immaterial in percentage terms based on figures provided in the filing. The filing is primarily a compliance disclosure and provides no earnings, guidance, or other operational metrics.

Corporate Governance Expert

TL;DR: Disclosure aligns with Rule 144 procedures; filings document acquisition type (RSU) and multiple recent insider sales.

The notice documents that the securities to be sold were acquired via an RSU award (03/01/2024) and that the seller attests to lack of undisclosed material adverse information. Multiple sales by Charles R. Schwab are itemized with dates and gross proceeds. The filing contains standard certifications and signature admonitions required under Form 144. No governance changes, insider plan adoption dates, or Rule 10b5-1 plan details are provided in the content supplied.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	28653	2767880.00	1816970383	08/08/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2024	RSU AWARD	Issuer			28653	03/01/2024	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	05/15/2025	145775	12800368.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	Commom	05/22/2025	34585	3026342.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	05/12/2025	120000	10247244.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	05/13/2025	145775	12608517.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/07/2025	22721	2181611.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does the SCHW Form 144 propose to sell?

The Form 144 lists a proposed sale of 28,653 shares of SCHW common stock with an aggregate market value of $2,767,880.00 on the NYSE (approximate sale date 08/08/2025).

How were the shares to be sold acquired?

The securities to be sold were acquired as an RSU AWARD on 03/01/2024 (amount 28,653).

Who executed insider sales reported in the filing and what were totals?

The filing lists five sales by Charles R. Schwab totaling 468,856 shares for gross proceeds of $40,864,082.00 (dates include 05/12/2025, 05/13/2025, 05/15/2025, 05/22/2025, 08/07/2025).

Does the Form 144 indicate any material nonpublic information?

By signing the notice, the person represents they do not know any material adverse information that has not been publicly disclosed; the filing contains no disclosure of undisclosed material information.

What is the reported number of shares outstanding used in the filing?

The filing shows 1,816,970,383 shares outstanding for the issuer.