Charles Schwab Form 144: 72k-share insider sale flagged for July 2025

Rhea-AI Filing Summary

On July 3, 2025, a Form 144 filing disclosed that insider Carolyn S. Pomerantz plans to sell up to 72,000 common shares of The Charles Schwab Corporation (SCHW) through Charles Schwab Corp. as broker. The shares have an estimated aggregate market value of $6.58 million. The filing states the shares originated from a February 14, 2022 gift.

The document also lists recent activity: over the past three months Pomerantz sold an additional 72,907 shares for total gross proceeds of $6.17 million. After the proposed sale, her disclosed sales in 2025 would reach roughly 144,907 shares. Given Schwab’s 1.82 billion shares outstanding, the new sale represents about 0.004 % of the float, suggesting limited direct dilution or price impact.

Form 144 serves only as advance notice; execution is not guaranteed. No 10b5-1 plan adoption date was provided, and the filer certified she possesses no undisclosed adverse information. Investors may view continued insider selling as a sentiment datapoint, but the scale appears immaterial to Schwab’s capital structure.

Insights

Financial Analyst

TL;DR: Insider plans to sell 72 k SCHW shares worth $6.6 m; size is immaterial to 1.82 bn share float.

This Form 144 flags a fresh intent by Carolyn S. Pomerantz to dispose of 72,000 shares. Including prior transactions, her 2025 sales would total roughly 145 k shares—still less than 0.01 % of shares outstanding. From a liquidity and valuation standpoint, the transaction is negligible and unlikely to affect earnings per share or capital ratios. Nonetheless, repeated insider sales can signal personal diversification or modestly negative near-term sentiment and may influence momentum-driven traders.

Corporate Governance Expert

TL;DR: Routine Form 144; continued insider selling noted but not quantitatively material.

The filing complies with Rule 144 disclosure requirements, affirming no undisclosed adverse information. Absence of a stated 10b5-1 plan means trades could be discretionary, which some governance observers flag as weaker optics than pre-scheduled plans. Still, the small fraction of shares and gift-originated holdings suggest ordinary portfolio management. Impact on shareholder governance considerations is minor.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	72000	6583126.00	1816970383	07/03/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	02/14/2022	GIFT	CHARLES R SCHWAB		11/26/1986	72000	02/14/2022	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	04/22/2025	6897	529448.00
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	05/01/2025	24000	1947400.00
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	05/16/2025	18010	1598164.00
CAROLYN S POMERANTZ 3000 Schwab Way Westlake TX 76262	COMMON	06/05/2025	24000	2093956.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Charles Schwab (SCHW) shares does the insider intend to sell?

The Form 144 covers up to 72,000 common shares.

What is the estimated market value of the proposed SCHW share sale?

Approximately $6.58 million based on the filing’s aggregate value.

When is the approximate sale date for the SCHW shares under Form 144?

The filer listed July 3, 2025 as the expected sale date.

How many SCHW shares has the insider already sold in the past three months?

She reported prior sales totaling 72,907 shares for gross proceeds of about $6.17 million.

What percentage of Charles Schwab’s outstanding shares does the proposed sale represent?

Roughly 0.004 % of the company’s 1.82 billion shares outstanding.