Joan Dea (NYSE: SCHW) receives restricted stock units and options grant

Rhea-AI Filing Summary

Schwab director Joan Dea received new equity compensation awards. She was granted 1,602 shares of common stock in the form of restricted stock units and 3,977 nonqualified stock options with an exercise price of $89.40 per share. Following these awards, she directly holds 28,440 common shares and 3,977 options. Both the RSUs and options were granted under the company’s 2022 Stock Incentive Plan and vest 25% on the first and second anniversaries of the grant date and 50% on the third anniversary.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Dea Joan

Role null

Type	Security	Shares	Price	Value
Grant/Award	Nonqualified Stock Option (right to buy)	3,977	$0.00	--
Grant/Award	Common Stock	1,602	$0.00	--

Holdings After Transaction: Nonqualified Stock Option (right to buy) — 3,977 shares (Direct, null); Common Stock — 28,440 shares (Direct, null)

Footnotes (1)

1. The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Key Figures

RSU grant: 1,602 shares Option grant: 3,977 options Option exercise price: $89.40/share +2 more

5 metrics

RSU grant 1,602 shares Restricted stock units granted on 2026-05-26

Option grant 3,977 options Nonqualified stock option granted on 2026-05-26

Option exercise price $89.40/share Nonqualified stock option strike price

Shares held after grant 28,440 shares Common stock directly held after transactions

Options held after grant 3,977 options Nonqualified stock options directly held after transactions

Key Terms

restricted stock units, Nonqualified Stock Option, 2022 Stock Incentive Plan, vest

4 terms

restricted stock units financial

"The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Nonqualified Stock Option financial

"Nonqualified Stock Option (right to buy)"

2022 Stock Incentive Plan financial

"were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary"

vest financial

"vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dea Joan

(Last) (First) (Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE TEXAS 76262

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/26/2026		A		1,602(1)	A	$0	28,440	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Nonqualified Stock Option (right to buy)	$89.4	05/26/2026		A		3,977		(2)	05/26/2036	Common Stock	3,977	$0	3,977	D

Explanation of Responses:

1. The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

2. The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Remarks:

	/s/ P. Blake Allen, Attorney-in-Fact	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did SCHW director Joan Dea report on this Form 4?

Joan Dea reported receiving equity compensation, not open-market trades. She acquired 1,602 restricted stock units and 3,977 nonqualified stock options, both granted under Schwab’s 2022 Stock Incentive Plan as part of her director compensation package.

How many Charles Schwab (SCHW) shares does Joan Dea hold after these grants?

After the reported grants, Joan Dea directly holds 28,440 shares of Schwab common stock. In addition, she holds 3,977 nonqualified stock options, which represent the right to buy an equal number of Schwab shares at a fixed exercise price.

What are the terms of Joan Dea’s new Schwab stock option grant?

The new nonqualified stock option covers 3,977 shares of Schwab common stock at an exercise price of $89.40 per share. It was granted under the 2022 Stock Incentive Plan and vests over three years, ending on its stated expiration date in 2036.

How do the restricted stock units granted to Joan Dea at SCHW vest?

The 1,602 restricted stock units granted to Joan Dea vest in three stages. They vest 25% on the first anniversary of the grant date, 25% on the second anniversary, and the remaining 50% on the third anniversary, subject to the plan’s conditions.

Are Joan Dea’s SCHW equity awards part of a specific compensation plan?

Yes, both the 1,602 restricted stock units and the 3,977 nonqualified stock options were granted under Charles Schwab’s 2022 Stock Incentive Plan. This plan governs equity compensation terms such as vesting schedules, exercise prices, and expiration dates.