Schwab (SCHW) executive trust sale of 2,030 common shares

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Charles Schwab executive Jonathan S. Beatty, Managing Director and Head of Advisor Services, reported an open-market sale of 2,030 shares of common stock on February 27, 2026. The shares were sold indirectly by a trust at a weighted average price of $95.2974 per share, across multiple trades between $95.20 and $95.36.

After this transaction, the trust held 19,738 shares, and Beatty also reported 33,495 shares held directly. The filing notes that full trade details are available on request.

Insider Trade Summary

Net Seller: 2,030 shares ($193,454)

Net Sell 2 txns

Insider Beatty Jonathan S

Role MD, Head of Advisor Services

Sold 2,030 shs ($193K)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,030	$95.2974	$193K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 19,738 shares (Indirect, by Trust); Common Stock — 33,495 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/03/2026 - 06:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Beatty Jonathan S

(Last)

(First)

(Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE

76262

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	MD, Head of Advisor Services

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/27/2026		S		2,030	D	$95.2974⁽¹⁾	19,738	I	by Trust
Common Stock								33,495	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was executed in multiple trades at prices ranging from $95.20 to $95.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

	/s/ P. Blake Allen, Attorney-in-fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Jonathan S. Beatty report in this SCHW Form 4 filing?

Jonathan S. Beatty reported an open-market sale of 2,030 Charles Schwab common shares on February 27, 2026. The sale was executed indirectly through a trust at a weighted average price of $95.2974 per share, with multiple individual trades within a narrow price range.

At what prices were Jonathan Beatty’s SCHW shares sold on February 27, 2026?

The shares were sold in multiple trades at prices ranging from $95.20 to $95.36 per share. The reported transaction price of $95.2974 reflects the weighted average sale price for the 2,030 Charles Schwab common shares sold through the trust.

How many Charles Schwab (SCHW) shares did Jonathan Beatty sell in this transaction?

Jonathan Beatty reported selling 2,030 shares of Charles Schwab common stock. The transaction was an open-market sale executed indirectly through a trust, and it left the trust with a remaining balance of 19,738 shares after completion of the trades.

How many SCHW shares does Jonathan Beatty report owning after this Form 4?

After the reported transaction, the trust held 19,738 Charles Schwab shares indirectly for Jonathan Beatty. Separately, he reported direct ownership of 33,495 shares, providing a clear breakdown between indirect trust-held shares and his directly held common stock position.

Was Jonathan Beatty’s SCHW transaction an open-market sale or another type?

The filing classifies the transaction as an open-market sale of common stock. It uses the Form 4 code “S” and describes the action as a sale in the open market or a private transaction, executed indirectly through a trust associated with Jonathan Beatty.

What role does Jonathan S. Beatty hold at Charles Schwab (SCHW)?

Jonathan S. Beatty is identified as an officer of Charles Schwab, serving as Managing Director and Head of Advisor Services. This role is disclosed in the Form 4 and provides context for his status as an insider reporting share transactions in the company.