Schwab director receives stock, option awards

Schwab Charles Corp director John K. Adams Jr. received equity compensation on May 26, 2026.

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Form Type

Rhea-AI Filing Summary

Schwab Charles Corp director John K. Adams Jr. received equity compensation on May 26, 2026. He was granted 1,602 shares of Common Stock in the form of restricted stock units and 3,977 nonqualified stock options with an exercise price of $89.40 per share.

Both the restricted stock units and options were granted under the company’s 2022 Stock Incentive Plan and vest 25% on the first and second anniversaries of the grant date and 50% on the third anniversary. Following the stock grant, Adams directly holds 50,711.239 shares of Common Stock, including 304.2606 shares acquired through dividend reinvestment.

Insider Trade Summary

Grant/Award: 5,579 shares

Grant/Award 2 txns

Insider ADAMS JOHN K JR

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Nonqualified Stock Option (right to buy)	3,977	$0.00	$0.00
Grant/Award	Common Stock	1,602	$0.00	$0.00

Holdings After Transaction: Nonqualified Stock Option (right to buy) — 3,977 contracts (Direct); Common Stock — 50,711.239 shares (Direct)

Footnotes (3)

F1. The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2. Includes 304.2606 shares acquired through dividend reinvestment.
F3. The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Key Figures

Restricted stock units granted: 1,602 shares Options granted: 3,977 options Option exercise price: $89.40 per share +3 more

6 metrics

Restricted stock units granted 1,602 shares Grant to director on May 26, 2026

Options granted 3,977 options Nonqualified stock options to buy common stock

Option exercise price $89.40 per share Nonqualified stock options granted May 26, 2026

Option expiration date May 26, 2036 Nonqualified stock options under 2022 Stock Incentive Plan

Common shares after grant 50,711.239 shares Director’s direct holdings following stock grant

Dividend reinvestment shares 304.2606 shares Portion of holdings acquired via dividend reinvestment

Key Terms

restricted stock units, dividend reinvestment, Nonqualified Stock Option, 2022 Stock Incentive Plan

4 terms

restricted stock units financial

"The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

dividend reinvestment financial

"Includes 304.2606 shares acquired through dividend reinvestment."

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

Nonqualified Stock Option financial

"Nonqualified Stock Option (right to buy)"

A nonqualified stock option (NQSO) is a company grant that gives an individual the right to buy shares at a set price but does not meet special tax rules for incentive stock options; when exercised the difference between the market price and the exercise price is treated as ordinary income for the recipient and as a tax-deductible expense for the company. It matters to investors because NQSOs affect an employee’s after-tax proceeds, the company’s reported expenses, and potential share dilution—think of it like a cash bonus that converts into stock but is taxed as regular pay when you take it.

2022 Stock Incentive Plan financial

"were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did SCHW director John K. Adams Jr. receive?

John K. Adams Jr. received restricted stock units and stock options as equity compensation. The grant includes 1,602 restricted stock units and 3,977 nonqualified stock options under Schwab’s 2022 Stock Incentive Plan, awarded at no cash cost to him.

How many SCHW shares and options were granted to John K. Adams Jr.?

Adams was granted 1,602 restricted stock units and 3,977 nonqualified stock options. Each option allows him to buy one share of Schwab common stock at an exercise price of $89.40 per share, subject to the plan’s vesting conditions.

What is the vesting schedule for John K. Adams Jr.’s new SCHW awards?

Both the restricted stock units and the options vest over three years. They vest 25% on the first anniversary of the grant date, another 25% on the second anniversary, and the remaining 50% on the third anniversary, if service conditions are met.

What is the exercise price and expiration date of Adams’s SCHW options?

The nonqualified stock options have an exercise price of $89.40 per share and expire on May 26, 2036. They were granted under Schwab’s 2022 Stock Incentive Plan and become exercisable according to the three-year vesting schedule described in the filing.

How many SCHW shares does John K. Adams Jr. own after this grant?

After the equity grant, Adams directly owns 50,711.239 shares of Schwab common stock. This total includes 304.2606 shares that were accumulated previously through dividend reinvestment, as noted in the footnotes to the Form 4 filing.

Was John K. Adams Jr.’s SCHW Form 4 a market buy or sell?

The Form 4 reflects compensation awards, not market trades. The transactions are coded as “A” for grants or awards, with shares and nonqualified stock options issued under the 2022 Stock Incentive Plan at no purchase price, rather than open-market buying or selling.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 05/28/2026 - 06:43 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ADAMS JOHN K JR

(Last)

(First)

(Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE

TEXAS

76262

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/26/2026		A		1,602⁽¹⁾	A	$0	50,711.239⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Nonqualified Stock Option (right to buy)	$89.4	05/26/2026		A		3,977		⁽³⁾	05/26/2036	Common Stock	3,977	$0	3,977	D

Explanation of Responses:

1. The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

2. Includes 304.2606 shares acquired through dividend reinvestment.

3. The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Remarks:

Exhibit 24 - Power of Attorney

	/s/ P. Blake Allen, Attorney-in-Fact	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR