Schwab executive sells 14,481 shares in preset plan

Charles Schwab executive Jonathan M. Craig reported preset insider sales of company stock.

Accepted by SEC EDGAR 03/05/2026 - 05:56 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Charles Schwab executive Jonathan M. Craig reported preset insider sales of company stock. A trust associated with him sold a total of 14,481 shares of Charles Schwab common stock in two open-market transactions on March 3, 2026, at weighted average prices of $94.4218 and $94.8943. These sales were made under a Rule 10b5-1 trading plan adopted on November 11, 2025, and left the trust with no remaining Schwab shares.

Insider Trade Summary

Net Seller: 14,481 shares

Net Sell 2 txns

Insider Craig Jonathan M.

Role MD, Head of Investor Services

Sold 14,481 shs ($1.37M)

Type	Security	Shares	Price	Value
Sale	Common Stock	9,032	$94.4218	$853K
Sale	Common Stock	5,449	$94.8943	$517K

Holdings After Transaction: Common Stock — 0 shares (Indirect, by Trust)

Footnotes (4)

1. F1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 11, 2025.
2. F2. The transaction was executed in multiple trades at prices ranging from $93.75 to $94.735. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
3. F3. Reflects the contribution of shares from direct to a revocable trust.
4. F4. The transaction was executed in multiple trades at prices ranging from $94.76 to $95.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Schwab executive Jonathan M. Craig disclose in this Form 4 for SCHW?

Jonathan M. Craig disclosed that a trust associated with him sold 14,481 shares of Charles Schwab (SCHW) common stock. The sales occurred in two open-market transactions on March 3, 2026, under a pre-established Rule 10b5-1 trading plan.

How many Charles Schwab (SCHW) shares were sold and at what prices?

The Form 4 reports sales of 14,481 SCHW shares in total. The open-market transactions were executed at weighted average sale prices of $94.4218 for 9,032 shares and $94.8943 for 5,449 shares, all on March 3, 2026.

Were Jonathan M. Craig’s SCHW share sales made under a Rule 10b5-1 plan?

Yes. The filing states the sales were effected under a Rule 10b5-1 trading plan adopted by Jonathan M. Craig on November 11, 2025. Such plans pre-schedule trades, allowing executives to systematically sell shares over time.

Did Jonathan M. Craig sell SCHW shares directly or through a trust?

The reported SCHW share sales were made indirectly through a trust. The Form 4 classifies the ownership as indirect "by Trust," indicating the transactions involved shares held in a trust associated with the reporting person.

When did the reported Charles Schwab (SCHW) insider transactions take place?

Both reported insider stock sales occurred on March 3, 2026. On that date, a trust associated with Jonathan M. Craig executed two open-market transactions in SCHW common stock under a previously adopted Rule 10b5-1 trading plan.

How many SCHW shares did the trust hold after these insider sales?

After the reported transactions, the trust associated with Jonathan M. Craig held no remaining SCHW shares. The second transaction reduced the trust’s reported Charles Schwab common stock position to zero shares following the March 3, 2026 sales.

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Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Craig Jonathan M.

(Last) (First) (Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE TX 76262

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	MD, Head of Investor Services

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/03/2026		S(1)		9,032	D	$94.4218(2)	5,449(3)	I	by Trust
Common Stock	03/03/2026		S(1)		5,449	D	$94.8943(4)	0(3)	I	by Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 11, 2025.

2. The transaction was executed in multiple trades at prices ranging from $93.75 to $94.735. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

3. Reflects the contribution of shares from direct to a revocable trust.

4. The transaction was executed in multiple trades at prices ranging from $94.76 to $95.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

Remarks:

	/s/ P. Blake Allen, Attorney-in-fact	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.