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The Charles Schwab Corporation announced it has entered into a definitive agreement to acquire Forge Global Holdings, Inc. The company also released a press release and an investor presentation with supplemental details, provided as Exhibits 99.1 and 99.2.
This disclosure was made via an 8-K and references accompanying materials for transaction information. Schwab’s listed securities include common stock (SCHW) and depositary shares tied to preferred stock series.
Charles Schwab Corp (SCHW) insider activity: A Co‑Chairman and Director reported two open‑market sales of common stock. On 10/28/2025, 64,400 shares were sold at a weighted average price of $94.0048. On 10/29/2025, 44,750 shares were sold at a weighted average price of $94.521. Following these transactions, 56,171,954 shares were held indirectly by a trust. Additional indirect holdings included 9,509,797.33 shares by spouse as trustee, 30,641,981 shares by a limited partnership, and 44,025 shares by 188 Corp. The prices reflect weighted averages from multiple trades within disclosed ranges.
Charles Schwab (SCHW): A company officer (MD, Chief Banking Officer) reported a transaction on 10/29/2025. The filing shows a transfer of 3,822.6706 shares at $0 (transaction code G), affecting indirect holdings held by a trust.
Following the transaction, the reporting person shows 30,955.4372 shares held indirectly by trust, 25,153 shares held directly, 7,468 shares held indirectly via ESPP, and 1,138.624 shares held indirectly for each of two children.
Schwab (SCHW) filed a Form 144 notice for a proposed sale of 44,750 shares of common stock, with an aggregate market value of $4,206,500. The approximate sale date is 10/29/2025 on the NYSE, and the broker listed is The Charles Schwab Corporation, 3000 Schwab Way, Westlake, TX. The filing identifies Charles R. Schwab as the person for whose account the securities are to be sold. Shares outstanding were 1,815,219,300 at the time reported in the notice.
The seller reported prior sales over the past three months, including 22,721 shares on 08/07/2025 for $2,181,610 and 133,153 shares on 08/08/2025 for $12,888,080, alongside additional transactions on 08/26/2025, 08/27/2025, and 10/28/2025. The signatory represents they do not know any material adverse nonpublic information regarding the issuer.
The Charles Schwab Corporation (SCHW): Charles R. Schwab filed a Form 144 notice to sell up to 64,400 shares of common stock, with an approximate sale date of 10/28/2025. The filing lists an aggregate market value of $6,053,600. Shares outstanding were 1,815,219,300. He also reported recent sales in August 2025, including 22,721 shares on 08/07/2025 for $2,181,610 and 133,153 shares on 08/08/2025 for $12,888,080.
Charles Schwab Corp (SCHW) insider filing: the Co‑Chairman and Director reported two gift transactions of common stock. On 10/23/2025, a gift of 18,595 shares was reported at $0 per share, followed by a gift of 31,750 shares on 10/24/2025, also at $0, each reported as indirect ownership by trust.
Following these transactions, beneficial ownership by trust is reported as 56,281,104 shares. Additional indirect holdings are listed as 9,509,797.33 shares by spouse as trustee, 30,641,981 shares by a limited partnership, and 44,025 shares by 188 Corp.
The Charles Schwab Corporation announced it issued a press release with financial results for the quarter ended September 30, 2025. The release was furnished as Exhibit 99.1 to the report.
This notice is an administrative update that makes Schwab’s quarterly results publicly available through an accompanying press release. The filing also lists the company’s registered securities, including common stock (SCHW) and depositary shares for Series D and Series J preferred stock.
Charles Schwab (SCHW) reported a director equity award. On 10/01/2025, the director acquired 407 restricted stock units (RSUs) under the Directors’ Deferred Compensation Plan II, held in a rabbi trust and received in lieu of cash director fees. The RSUs are distributed when she leaves the Board. After the transaction, RSU holdings were 6,950.79, including 18.40 acquired through dividend reinvestment.
Stephen A. Ellis, a Director of Schwab Charles Corp (SCHW), was granted 366 restricted stock units (RSUs) on 10/01/2025 under the Directors' Deferred Compensation Plan II and received them in lieu of cash director fees. The RSUs are held in a rabbi trust for the reporting person and will be distributed when he leaves the Board. After the grant the filing reports 12,025.42 shares beneficially owned by Mr. Ellis, which includes 32.78 RSUs acquired through dividend reinvestment. The Form 4 was filed by one reporting person and signed by an attorney-in-fact on 10/03/2025.
Charles Schwab Corporation (SCHW) reported a Form 4 showing a director received a nonqualified stock option to buy 1,340 shares at $92.25 on 10/01/2025. The option vests immediately and expires on 10/01/2035.
The award was granted under the Directors' Deferred Compensation Plan II in lieu of cash director fees. After this transaction, the director beneficially owns 1,340 derivative securities, reported as direct (D) ownership.