A shareholder of The Charles Schwab Corporation has filed a notice under Rule 144 to sell 162,462 shares of Schwab common stock on the NYSE. The filing lists an aggregate market value of about $16.86 million for this planned sale.
The shares were acquired on 02/03/2026 through a stock option exercise, with payment also dated 02/03/2026. Schwab common shares outstanding were 1,776,936,770 at the time referenced. The seller represents they are not aware of undisclosed material adverse information about Schwab’s current or prospective operations.
The Charles Schwab Corporation stockholder Charles R. Schwab has filed a notice to sell 96,625 shares of common stock, with an aggregate market value of $10,000,688, through The Charles Schwab Corporation as broker on or about February 3, 2026 on the NYSE.
The shares to be sold were originally acquired on March 31, 1987 in a leveraged buyout from the issuer. In the past three months, Charles R. Schwab has already sold additional common shares, including 134,895 shares on January 26, 2026, 71,437 shares on January 28, 2026, and 146,560 shares on January 29, 2026, for total disclosed gross proceeds of more than $36 million.
By signing the notice, the seller represents that he is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Charles R. Schwab, Co-Chairman and director of Charles Schwab Corp, reported an indirect sale of common stock through a trust. On January 29, 2026, a trust associated with him sold 145,650 shares of Charles Schwab common stock at a weighted average price of $103.1649, with individual trade prices ranging from $103.00 to $103.46.
Following this transaction, the Form 4 shows indirect beneficial ownership of 55,947,329 shares by the trust, 30,641,981 shares by a limited partnership, 44,025 shares by 188 Corp, and 9,509,797.33 shares by his spouse as trustee.
An investor in The Charles Schwab Corporation filed a notice of proposed sale under Rule 144 covering 7,595 shares of common stock. The filing lists an aggregate market value of $792,796.00 and an approximate sale date of 02/02/2026 on the NYSE.
The shares were shown as acquired on 02/02/2026 through a stock option transaction with the issuer for the same 7,595 shares. The table reports that 1,776,936,770 shares of the issuer’s common stock were outstanding, providing context for the planned sale.
The Charles Schwab Corporation reported a leadership change in its technology organization. On January 29, 2026, the board appointed Dennis Howard as Managing Director, Chief Technology, Operations and Data Officer, effective immediately.
Howard has been Schwab’s Chief Information Officer since 2022 and previously served as Executive Vice President, Chief Information Officer from 2016 to 2022 after joining the company in 2014. The company states he was not appointed under any special arrangement, has no family relationships with directors or executive officers, and has no related-party transactions requiring disclosure. Schwab also issued a press release describing several leadership transitions, which is furnished as an exhibit.
Charles R. Schwab has filed a Rule 144 notice to sell 145,650 shares of The Charles Schwab Corporation common stock, with an approximate sale date of January 29, 2026, through The Charles Schwab Corporation as broker on the NYSE.
The issuer had 1,776,936,770 common shares outstanding when this notice was prepared; this is a baseline figure, not the amount being sold. The shares proposed for sale were originally acquired from the issuer in a leveraged buyout transaction on March 31, 1987.
Over the prior three months, Charles R. Schwab sold 134,895 common shares on January 26, 2026 for gross proceeds of $13,905,834 and 71,437 common shares on January 28, 2026 for gross proceeds of $7,372,778.
Charles R. Schwab, Co-Chairman and director of Charles Schwab Corp (SCHW), reported option exercises and related share sales through affiliated entities. On 01/26/2026, nonqualified stock options with a $26.39 exercise price were exercised for 134,895 shares, which were contributed to a living trust and then sold indirectly by the trust at a weighted average price of $103.0864 per share. On 01/28/2026, options at the same exercise price were exercised for 44,962 shares, again contributed to a living trust and sold indirectly by the trust at $103.2003 per share, with an additional trust sale of 26,475 shares at $103.2177 per share. Following these transactions, indirect holdings included 56,092,979 common shares by trust, 30,641,981 shares by a limited partnership, 44,025 shares by 188 Corp, and 9,509,797.33 shares by spouse as trustee.
Charles R. Schwab filed a notice of proposed sale of common stock of The Charles Schwab Corporation. The filing covers 71,437 common shares to be sold through The Charles Schwab Corporation as broker, with an aggregate market value of 7,368,727.00, and notes 1,776,936,770 shares outstanding.
The securities to be sold are listed as common stock acquired from the issuer by various methods and dates, with the amount of securities acquired also shown as 71,437 and a payment date of 01/28/2026. The form reports that during the past three months, Charles R. Schwab sold 134,895 common shares on 01/26/2026 for gross proceeds of 13,905,834.00. By signing, the seller represents that he does not know of any undisclosed material adverse information about the issuer.
Charles Schwab Corporation director Carolyn Schwab-Pomerantz reported several indirect sales of Common Stock on January 22, 2026. Trust accounts associated with her sold 19,050 shares at $105.2473, 9,525 shares at $105.1893, and 9,525 shares at $105.175, while an account held by spouse as trustee sold 4,765 shares at $105.0158.
After these transactions, a trust associated with her held 1,396,458.6599 shares, the spouse-as-trustee account held 436,149 shares, she held 9,624 shares directly, and 2,798 shares were held indirectly through an LLC. Each reported price reflects a weighted average for multiple trades within narrow ranges around $105 per share.
Charles R. Schwab has filed a Form 144 indicating an intention to sell up to 134,895 shares of The Charles Schwab Corporation common stock. The shares are to be sold through The Charles Schwab Corporation as broker on the NYSE, with an indicated aggregate market value of $13,904,976.00 and an approximate sale date of January 26, 2026. The securities to be sold were acquired on the same date through a stock option exercise.
The notice also reports that Charles R. Schwab sold 44,750 common shares during the past three months on October 29, 2025, generating gross proceeds of $4,229,814.00. The filing states that the person on whose behalf the securities are to be sold represents that they are not aware of any undisclosed material adverse information about the company’s current or prospective operations.