Socket Mobile (SCKT) CEO transfers $500,000 note, 373,134 shares

Socket Mobile (SCKT) CEO and Director Kevin Mills reported a change in beneficial ownership.

Rhea-AI Filing Summary

Socket Mobile (SCKT) CEO and Director Kevin Mills reported a change in beneficial ownership. On October 13, 2025, he transferred a subordinated convertible note with $500,000 principal amount to Charlie Bass.

The note is convertible at $1.34 per share into 373,134 shares of common stock. It is convertible any time on or prior to May 26, 2026. After May 26, 2024, the noteholder has the option to receive prepayment of principal and accrued interest in cash.

Insider Trade Summary

Disposition: 373,134 shares

Disposition 1 txn

Insider MILLS KEVIN J

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Disposition	Subordinated Convertible Note	373,134	$500,000.00	$186.57B

Holdings After Transaction: Subordinated Convertible Note — 353,507 contracts (Direct)

Footnotes (2)

1. F1. On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted.
2. F2. The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SCKT report?

Kevin Mills transferred a subordinated convertible note with a $500,000 principal amount to Charlie Bass on October 13, 2025.

What is the conversion price and share amount for the SCKT note?

The note converts at $1.34 per share into 373,134 common shares.

When can the SCKT convertible note be exercised?

It is convertible any time on or prior to May 26, 2026.

Does the SCKT note allow cash prepayment?

Yes. After May 26, 2024, the noteholder may elect prepayment of principal and accrued interest in cash.

Who is the reporting person in this SCKT Form 4?

The reporting person is Kevin Mills, Chief Executive Officer and Director of Socket Mobile.

Who received the SCKT convertible note?

The note was transferred to Charlie Bass.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/14/2025 - 04:38 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

MILLS KEVIN J

(Last) (First) (Middle)

40675 ENCYCLOPEDIA CIR.

(Street)

FREMONT CA 94538

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SOCKET MOBILE, INC. [ SCKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Subordinated Convertible Note	$1.34	10/13/2025		D(1)			373,134	(2)	(2)	Common Stock	373,134	$500,000	353,507	D

Explanation of Responses:

1. On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted.

2. The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.

	/s/ Kevin Mills	10/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.