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Vivid Seats (SEAT) CFO files Form 3 reporting no share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Vivid Seats Inc. Chief Financial Officer Thomas Joseph D. Jr. filed an initial Form 3 insider ownership report. The filing states that he currently has no securities beneficially owned in Vivid Seats, and there are no non-derivative or derivative holdings listed.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Thomas Joseph D. Jr.

(Last) (First) (Middle)
C/O VIVID SEATS INC.
24 E. WASHINGTON ST., STE. 900

(Street)
CHICAGO IL 60602

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/19/2026
3. Issuer Name and Ticker or Trading Symbol
Vivid Seats Inc. [ SEAT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Joseph Thomas 01/19/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Vivid Seats (SEAT) Form 3 filed by the CFO report?

The Form 3 for Vivid Seats reports that Chief Financial Officer Thomas Joseph D. Jr. currently has no securities beneficially owned. Both the non-derivative and derivative securities tables are empty, and the remarks section explicitly states that no securities are beneficially owned.

Who is the insider named in the Vivid Seats (SEAT) Form 3 filing?

The insider is Thomas Joseph D. Jr., who serves as Chief Financial Officer of Vivid Seats Inc. The filing identifies him as an officer, not a director or 10% owner, and confirms this is a Form filed by one reporting person only.

Does the Vivid Seats (SEAT) CFO report owning any shares or options on Form 3?

No. The Vivid Seats CFO’s Form 3 shows no holdings in either non-derivative or derivative securities. The tables list no amounts, and the explanation of responses section clearly states that no securities are beneficially owned at the time of this filing.

What types of securities are covered in the Vivid Seats (SEAT) Form 3 tables?

The Form 3 includes a table for non-derivative securities beneficially owned and a table for derivative securities beneficially owned, such as options or convertible instruments. In this filing, both tables are blank, indicating no reportable positions for the CFO.

Is the Vivid Seats (SEAT) Form 3 a joint filing by multiple insiders?

No. The Form 3 is designated as a filing by one reporting person. The checkbox confirms it is not filed by more than one reporting person, and only the Chief Financial Officer, Thomas Joseph D. Jr., is listed as the reporting individual.
Vivid Seats Inc

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