SEI Investments Company filings document operating results, investor communications, governance matters and capital actions for a Nasdaq-listed financial technology, operations and asset management company. Recent Form 8-K reports furnish quarterly earnings releases, earnings presentations and Regulation FD investor materials tied to SEI's operating performance and business positioning.
The company's definitive proxy materials cover board structure, executive compensation, equity awards and shareholder governance disclosures. Other material-event filings document executive employment arrangements, board leadership changes and stock repurchase authorizations. SEIC filings also identify its common stock, par value $0.01 per share, as registered on The Nasdaq Stock Market.
SEI Investments (SEIC) disclosed an insider transaction by officer Philip McCabe. On 10/24/2025, he exercised stock options (transaction code M), acquiring 12,000 shares of common stock at $53.34. After the transaction, he beneficially owned 62,544.45 shares directly and 2,441.6634 shares indirectly via the Employee Stock Purchase Plan. The exercised options had a $53.34 exercise price and were scheduled to expire on 12/08/2025.
SEI Investments Company (SEIC) reported higher Q3 2025 results. Total revenues were $578.5 million, up from $537.4 million a year ago, driven by asset management, administration and distribution fees of $462.0 million and information processing and software servicing fees of $116.5 million. Income from operations rose to $160.0 million from $143.8 million.
Net income attributable to SEI was $164.2 million versus $154.9 million, with diluted EPS of $1.30 compared with $1.19. Year‑to‑date, the company recorded a $94.4 million gain on a business sale and generated $481.3 million in net cash from operating activities. SEI repurchased and retired $141.6 million of common stock in Q3 and $515.2 million year‑to‑date; dividends declared were $0.49 per share for the nine months.
The balance sheet showed cash and cash equivalents of $792.8 million and total assets of $2.85 billion as of September 30, 2025. The company consolidated variable interest entities during the period, adding $170.7 million of assets and $100.5 million of related liabilities.
SEI Investments Company increased its stock repurchase program by an additional $650 million, bringing the available authorization to approximately $773 million, as approved by the Board on October 20, 2025.
The company furnished a press release as Exhibit 99.1. This action expands the capacity for share repurchases; actual buybacks, if any, would occur at the company’s discretion.
SEI Investments Company filed a current report describing its third-quarter update. On October 22, 2025, the company issued a press release with its financial and operating results for the quarter ended September 30, 2025, which is furnished as Exhibit 99.1.
The company also furnished an earnings presentation as Exhibit 99.2 and made a recording of the referenced earnings call available for replay on its investor relations website at ir.seic.com/events-presentations/events. The information in Items 2.02 and 7.01, and Exhibits 99.1 and 99.2, is furnished rather than filed, meaning it is not incorporated into other SEC filings unless specifically referenced.
Kathryn McCarthy, a director of SEI Investments Company (SEIC), reported both acquisition and disposition of SEIC common stock on 09/29/2025. The Form 4 shows a non-derivative purchase of 10,000 shares at $53.34 and a sale of 10,000 shares at a weighted-average price of $85.66, resulting in reported beneficial ownership changing from 85,641 shares to 75,641 shares after the sale. Table II shows two option-based transactions executed the same day: two option exercises each for 5,000 shares with a $53.34 exercise price and underlying shares noted as received as employment compensation, and the reported post-transaction derivative holdings are zero. The form is signed on behalf of Ms. McCarthy by an attorney-in-fact and includes an explanatory note that the sale price is a weighted average across prices $85.51–$85.80.
SEI Investments Co. insider sale notice: The filing reports that 10,000 shares of SEI common stock were acquired and are proposed for sale on the same date via a cashless employee stock option exercise through Charles Schwab & Co., Inc. The shares have an aggregate market value of $856,555.00 and represent a small fraction of outstanding shares (123,625,060 outstanding). The broker listed is Charles Schwab & Co., and the planned sale is noted for 09/29/2025. The filer states there are no securities sold in the past three months for the account and affirms no undisclosed material adverse information.
Carl Guarino, a director of SEI Investments Co. (SEIC), reported transactions on 09/23/2025 that changed his beneficial ownership. He exercised options to acquire 10,000 shares at an exercise price of $53.34 per share and concurrently sold 10,000 shares at a weighted-average sale price of $86.41 (sale prices ranged $86.08–$86.97). After these transactions, the reporting person beneficially owned 16,042 shares, down from an interim 26,042 following the exercise. The Form 4 notes the options were received as employment compensation and shows two option tranches of 5,000 shares each with an exercise price of $53.34 and expiration date 12/08/2025. The filing was signed on 09/24/2025 by an attorney-in-fact.
Form 144 notice for SEI Investments Company (SEIC) reports a proposed sale of 10,000 common shares through Charles Schwab & Co., Inc. on 09/23/2025 with an aggregate market value of $864,120.00. The filing states these shares were acquired and will be disposed of on 09/23/2025 via an employee stock option exercise from SEI Investments Co., and the payment method is noted as broker payment for cashless exercise. The issuer has 123,625,060 shares outstanding. No other sales in the past three months are reported and the form includes the standard representation that the seller is not aware of undisclosed material adverse information.
SEI Investments Co. (SEIC) filed a Form 144 to report a proposed sale of 7,500 shares of common stock, with an aggregate market value of $647,473.00, through Charles Schwab & Co., Inc. on or about 09/22/2025. The filing states the shares were acquired the same day via a stock option exercise and that payment was made as a broker payment for a cashless exercise. The notice indicates no securities of the issuer were sold by the reporting person in the prior three months and includes the standard attestation that the seller is not aware of undisclosed material adverse information.
SEI Investments Company filed a current report to furnish its 2025 Investor Day presentation as an exhibit. The presentation, provided under Regulation FD, is treated as “furnished” rather than “filed,” which limits its use for certain legal liability and incorporation-by-reference purposes.
The company highlights numerous forward-looking statements in the presentation, covering sales momentum, growth strategies, asset management plans, operating margins, capital allocation, segment reporting, global talent strategy, and geographic expansion. SEI cautions that these statements are based on current management expectations and are subject to significant risks and uncertainties described in its Form 10-K risk factors.