Welcome to our dedicated page for SEI INVESTMENTS CO SEC filings (Ticker: SEIC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SEI Investments Company filings document operating results, investor communications, governance matters and capital actions for a Nasdaq-listed financial technology, operations and asset management company. Recent Form 8-K reports furnish quarterly earnings releases, earnings presentations and Regulation FD investor materials tied to SEI's operating performance and business positioning.
The company's definitive proxy materials cover board structure, executive compensation, equity awards and shareholder governance disclosures. Other material-event filings document executive employment arrangements, board leadership changes and stock repurchase authorizations. SEIC filings also identify its common stock, par value $0.01 per share, as registered on The Nasdaq Stock Market.
SEI Investments Co insider Mark Andrew Warner reported an option exercise and share sale. On July 29, 2025 he exercised stock options covering 5,000 shares of common stock at an exercise price of $49.63 per share and sold 5,000 shares at $88.75 per share. After these transactions he holds 1,300 shares of SEI Investments common stock directly.
SEI Investments (SEIC) Q2-25 10-Q highlights
- Revenue up 7.9% YoY to $559.6 m; six-month revenue +7.8% to $1.11 bn.
- Operating income rose 8.9% to $148.6 m; operating margin stable at 26.6%.
- Net income jumped 63% to $227.1 m (diluted EPS $1.78, +69%) driven by a $94.4 m gain on a business divestiture.
- Core profitability also improved: excluding the divestiture gain, net income rose ~12% YoY.
- Six-month OCF increased to $243.0 m (+7%), supporting $373.6 m in share buybacks (4.7 m shares) and a higher dividend of $0.49/share.
- Cash & equivalents declined to $746 m (-$94 m YTD) after buybacks and dividend payments; no revolving-credit borrowings, $320 m availability.
- Equity in earnings of LSV slipped 1.7% YoY; partnership distributions of $67.1 m helped fund capital returns.
- Balance sheet: total assets $2.63 bn (-2% YTD); liabilities down 33% on lower accrued compensation and taxes. Net cash position maintained.
Overall, SEIC delivered solid top-line growth, margin resilience, and material EPS accretion, while continuing aggressive capital returns. Key watch-items are lower cash balances and modest pressure on investment income.
SEI Investments Co. (SEIC) Form 4: Director Thomas C. Naratil reported the acquisition of 2,076 shares of SEIC common stock on 22 Jul 2025. The shares were granted as employment compensation and are structured as Restricted Stock Units (RSUs) that will vest over time. After this initial grant, Naratil now beneficially owns 2,076 shares, all held directly. No derivatives were involved and no cash price was disclosed.
The transaction is immaterial to SEIC’s share count but provides early equity alignment for a recently appointed board member. While not an open-market purchase, insider ownership—even via RSUs—can signal longer-term commitment and align director incentives with shareholder interests. There are no indications of significant strategic or financial impact to the company from this filing.