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Insider of SER (SER) plans $279k sale of 91,000 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Randall Moreadith filed a Form 144 notice to sell 91,000 shares of common stock of SER through Stifel Nicolaus & Company on or about 01/20/2026 on the NYSE. The filing lists an aggregate market value of $279,370.00 for these planned sales and notes that 10,664,064 shares of this class were outstanding.

The 91,000 shares to be sold were acquired on 05/06/2021 via an option exercise from the issuer, with the transaction to be paid in cash. The notice also details multiple prior sales of SER common stock by Moreadith over the past three months, showing various sale dates, share amounts, and gross proceeds.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the SER Form 144 filing disclose?

The Form 144 discloses that Randall Moreadith plans to sell 91,000 shares of SER common stock through Stifel Nicolaus & Company, with an aggregate market value of $279,370.00, on or about 01/20/2026 on the NYSE.

How many SER shares are planned to be sold under this Form 144 and at what value?

The notice covers a proposed sale of 91,000 shares of SER common stock with an aggregate market value of $279,370.00 as disclosed in the filing.

How many SER shares were outstanding according to this Form 144?

The filing states that 10,664,064 shares of the relevant class of SER common stock were outstanding at the time referenced in the document.

How and when did the insider acquire the SER shares being sold?

The 91,000 shares to be sold were acquired on 05/06/2021 via an option exercise from the issuer, with the filing indicating that the sale will be for cash on 01/20/2026.

Which broker is handling the proposed SER share sale in this Form 144?

The proposed sale of SER common stock is listed as being handled by Stifel Nicolaus & Company Inc., located at 501 N Broadway, St. Louis, MO 63102.

What prior SER stock sales by Randall Moreadith are reported in the last 3 months?

The filing lists multiple prior sales of SER common stock by Randall Moreadith between 10/20/2025 and 01/14/2026, each showing the sale date, the number of shares sold, and the gross proceeds for each transaction.

What representation does the insider make in signing the SER Form 144?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, as stated in the form’s certification language.

Serina Therapeutics

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Biotechnology
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