[144] Serve Robotics Inc. /DE/ SEC Filing

Rhea-AI Filing Summary

Serve Robotics, Inc. (SERV) filing a Form 144 notifies of a proposed sale of 5,000 common shares that the seller acquired via a stock option grant on 06/12/2025. The broker listed is Raymond James & Associates and the approximate aggregate market value of the proposed sale is $67,915.50, with an approximate sale date of 09/24/2025. The filing reports 61,580,000 shares outstanding for the class. The filer also disclosed prior sales by the same person within the past three months: 10,700 shares sold on 06/23/2025 for $113,744.00 by David Goldberg. The signer asserts they are not aware of any undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Small insider sale via Rule 144; transaction size is immaterial to share count and appears routine.

The Form 144 discloses a planned sale of 5,000 common shares acquired through a stock option grant and to be executed by Raymond James around 09/24/2025. With 61.58 million shares outstanding, the proposed sale represents a de minimis fraction of the float and is unlikely to affect market supply materially. The filing also records a recent prior sale of 10,700 shares on 06/23/2025. All details provided are procedural and consistent with Rule 144 notification requirements.

Corporate Governance Expert

TL;DR: Disclosure meets Rule 144 mechanics; signer affirms no undisclosed material information.

The notice provides standard required information: acquisition date, nature (stock option grant), broker, and planned sale timing. The signer includes the statutory representation regarding material nonpublic information and the filing carries the usual caution about criminal penalties for false statements. There are no governance events, departures, or other corporate actions disclosed in this form.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg FL 33716	5000	67915.50	61580000	09/24/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/12/2025	Stock Option Grant	Issuer			5000	09/24/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David Goldberg 453 Merton Street Toronto A6 M4S 1B4	Common	06/23/2025	10700	113744.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What securities does the Form 144 for SERV propose to sell?

The filing proposes sale of 5,000 common shares of Serve Robotics.

How and when were the shares being sold acquired according to the filing?

The shares were acquired via a stock option grant on 06/12/2025 and payment is listed as cash at sale.

Who is the broker handling the proposed sale in the SERV Form 144?

The broker named is Raymond James & Associates, Inc., 880 Carillon Parkway, St. Petersburg, FL.

What is the approximate market value and planned sale date for the proposed SERV sale?

Aggregate market value is listed as $67,915.50 with an approximate sale date of 09/24/2025.

Does the filing disclose any recent sales by the same person?

Yes; it reports a sale of 10,700 shares on 06/23/2025 with gross proceeds of $113,744.00 by David Goldberg.

Does the filer assert possession of any undisclosed material information?

The signer represents that they do not know any material adverse information