Serve Robotics counsel sells shares for tax withholding

Serve Robotics Inc. General Counsel Evan Dunn reported an open-market sale of 538 shares of common stock at $9.44 per share on March 6, 2026, executed to satisfy tax withholding obligations from vested RSUs.

Accepted by SEC EDGAR 03/09/2026 - 05:04 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Serve Robotics Inc. General Counsel Evan Dunn reported an open-market sale of 538 shares of common stock at $9.44 per share on March 6, 2026, executed to satisfy tax withholding obligations from vested RSUs. Following this tax-related sale, he directly owned 202,294 shares of Serve Robotics common stock.

Insider Trade Summary

Net Seller: 538 shares

Net Sell 1 txn

Insider Dunn Evan

Role General Counsel

Sold 538 shs ($5K)

Share of Position Sold 0.27%

Type	Security	Shares	Price	Value
Sale	Common Stock	538	$9.44	$5K

Holdings After Transaction: Common Stock — 202,294 shares (Direct)

Holdings Before and After: Common Stock, 202,832 to 202,294 shares (Direct)

Other Insiders: 5 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Serve Robotics (SERV) report for Evan Dunn?

Serve Robotics reported that General Counsel Evan Dunn sold 538 shares of common stock at $9.44 per share. The sale was specifically to cover tax withholding obligations arising from the settlement of vested restricted stock units granted to him by the company.

Was the SERV insider sale by Evan Dunn an open-market transaction?

Yes, the Form 4 describes Evan Dunn’s activity as an open-market sale of common stock. The transaction code indicates a sale, and it was carried out to generate cash to satisfy tax withholding obligations tied to vested restricted stock units.

How many Serve Robotics (SERV) shares does Evan Dunn hold after this transaction?

After selling 538 shares to cover tax withholding, Evan Dunn directly holds 202,294 shares of Serve Robotics common stock. This post-transaction ownership figure reflects his remaining direct stake following the tax-related disposition reported in the Form 4 filing.

Why did Serve Robotics (SERV) General Counsel sell 538 shares?

The 538-share sale was executed to satisfy tax withholding obligations connected to the settlement of vested restricted stock units. Instead of paying taxes in cash, some of the newly acquired shares were sold automatically to cover the required withholding amounts.

Does the SERV Form 4 indicate new restricted stock units for Evan Dunn?

The Form 4 footnote explains that the sale relates to tax withholding from the settlement of vested restricted stock units. This means previously granted RSUs vested and converted into shares, triggering tax obligations covered by selling a portion of those shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dunn Evan

(Last) (First) (Middle)

C/O SERVE ROBOTICS INC.

730 BROADWAY

(Street)

REDWOOD CITY CA 94063

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/06/2026		S		538(1)	D	$9.44	202,294	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Remarks:

	/s/ Jongmin Char, as attorney-in-fact for Evan Dunn	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.