STOCK TITAN

[Form 4] Serve Robotics Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Amplitude (AMPL) Form 4 filed 08/06/2025: CEO, Director and 10% owner Spenser Skates reported a bona-fide gift (transaction code G) of 1,010,000 Class B common shares—convertible 1-for-1 into Class A—to his spouse on 08/04/2025. As a gift, the shares were transferred at $0; no market sale occurred.

Post-transaction the insider’s holdings stand at 5,342,146 Class B shares held directly and 1,010,000 shares held indirectly through his spouse. Because the shares remain within the immediate family, aggregate insider ownership and potential voting power are largely unchanged, and no additional public float is created. The filing therefore carries minimal market impact and is primarily an administrative disclosure.

Amplitude (AMPL) Modulo 4 presentato il 06/08/2025: Il CEO, Direttore e proprietario del 10% Spenser Skates ha riportato un regalo autentico (codice transazione G) di 1.010.000 azioni ordinarie di Classe B—convertibili 1 a 1 in azioni di Classe A—a favore della moglie il 04/08/2025. Come regalo, le azioni sono state trasferite a 0$; non è avvenuta alcuna vendita sul mercato.

Dopo la transazione, le partecipazioni dell'insider ammontano a 5.342.146 azioni di Classe B detenute direttamente e 1.010.000 azioni detenute indirettamente tramite la moglie. Poiché le azioni rimangono all'interno della famiglia immediata, la proprietà aggregata degli insider e il potenziale potere di voto restano sostanzialmente invariati, e non viene creato alcun flottante aggiuntivo. La comunicazione ha quindi un impatto minimo sul mercato ed è principalmente una divulgazione amministrativa.

Amplitude (AMPL) Formulario 4 presentado el 06/08/2025: El CEO, Director y propietario del 10% Spenser Skates reportó un regalo legítimo (código de transacción G) de 1,010,000 acciones comunes Clase B—convertibles 1 a 1 en Clase A—a su cónyuge el 04/08/2025. Como regalo, las acciones se transfirieron a $0; no se realizó ninguna venta en el mercado.

Después de la transacción, las participaciones del insider son de 5,342,146 acciones Clase B en propiedad directa y 1,010,000 acciones en propiedad indirecta a través de su cónyuge. Debido a que las acciones permanecen dentro de la familia inmediata, la propiedad agregada de los insiders y el poder potencial de voto permanecen prácticamente sin cambios, y no se crea flotación pública adicional. Por lo tanto, la presentación tiene un impacto mínimo en el mercado y es principalmente una divulgación administrativa.

Amplitude (AMPL) 4호 서류 2025년 8월 6일 제출: CEO이자 이사, 10% 지분 보유자 Spenser Skates가 2025년 8월 4일 배우자에게 진정한 증여(거래 코드 G)로 1,010,000주 클래스 B 보통주—1대1로 클래스 A로 전환 가능—를 보고했습니다. 증여로서 주식은 $0에 이전되었으며, 시장 매매는 발생하지 않았습니다.

거래 후 내부자의 보유 주식은 직접 보유한 5,342,146주 클래스 B 주식과 배우자를 통해 간접 보유한 1,010,000주로 구성됩니다. 주식이 직계 가족 내에 남아 있기 때문에 내부자 총 보유 지분과 잠재적 의결권은 거의 변동이 없으며, 추가 공개 유통 주식은 생성되지 않습니다. 따라서 이번 제출은 시장에 미치는 영향이 미미하며 주로 행정적 공시입니다.

Amplitude (AMPL) Formulaire 4 déposé le 06/08/2025 : Le PDG, directeur et détenteur de 10 % Spenser Skates a déclaré un don authentique (code transaction G) de 1 010 000 actions ordinaires de Classe B—convertibles 1 pour 1 en Classe A—à son épouse le 04/08/2025. En tant que don, les actions ont été transférées à 0 $ ; aucune vente sur le marché n’a eu lieu.

Après la transaction, les participations de l’initié s’élèvent à 5 342 146 actions de Classe B détenues directement et 1 010 000 actions détenues indirectement par l’intermédiaire de son épouse. Comme les actions restent au sein de la famille proche, la propriété globale des initiés et le pouvoir de vote potentiel restent largement inchangés, et aucun flottant public supplémentaire n’est créé. Le dépôt a donc un impact minimal sur le marché et constitue principalement une divulgation administrative.

Amplitude (AMPL) Formular 4 eingereicht am 06.08.2025: CEO, Direktor und 10%-Eigentümer Spenser Skates meldete eine echte Schenkung (Transaktionscode G) von 1.010.000 Class-B-Stammaktien—1:1 wandelbar in Class-A-Aktien—an seine Ehefrau am 04.08.2025. Als Geschenk wurden die Aktien zu 0 $ übertragen; kein Marktverkauf fand statt.

Nach der Transaktion hält der Insider 5.342.146 Class-B-Aktien direkt und 1.010.000 Aktien indirekt über seine Ehefrau. Da die Aktien in der unmittelbaren Familie verbleiben, bleiben das aggregierte Insider-Eigentum und das potenzielle Stimmrecht weitgehend unverändert, und es entsteht kein zusätzlicher öffentlicher Streubesitz. Die Meldung hat daher nur minimale Marktauswirkungen und ist hauptsächlich eine administrative Offenlegung.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: 1.01 M shares gifted, no cash, negligible market impact.

The transaction is coded “G,” confirming a bona-fide gift to the insider’s spouse. Although 1 million shares is sizable, the stock stays within the family trust circle, so effective control and overall insider stake (≈6.35 M shares) are intact. No price was reported, eliminating dilution or sale pressure. Investors should see this as neutral housekeeping rather than a signal on fundamentals or valuation.

Amplitude (AMPL) Modulo 4 presentato il 06/08/2025: Il CEO, Direttore e proprietario del 10% Spenser Skates ha riportato un regalo autentico (codice transazione G) di 1.010.000 azioni ordinarie di Classe B—convertibili 1 a 1 in azioni di Classe A—a favore della moglie il 04/08/2025. Come regalo, le azioni sono state trasferite a 0$; non è avvenuta alcuna vendita sul mercato.

Dopo la transazione, le partecipazioni dell'insider ammontano a 5.342.146 azioni di Classe B detenute direttamente e 1.010.000 azioni detenute indirettamente tramite la moglie. Poiché le azioni rimangono all'interno della famiglia immediata, la proprietà aggregata degli insider e il potenziale potere di voto restano sostanzialmente invariati, e non viene creato alcun flottante aggiuntivo. La comunicazione ha quindi un impatto minimo sul mercato ed è principalmente una divulgazione amministrativa.

Amplitude (AMPL) Formulario 4 presentado el 06/08/2025: El CEO, Director y propietario del 10% Spenser Skates reportó un regalo legítimo (código de transacción G) de 1,010,000 acciones comunes Clase B—convertibles 1 a 1 en Clase A—a su cónyuge el 04/08/2025. Como regalo, las acciones se transfirieron a $0; no se realizó ninguna venta en el mercado.

Después de la transacción, las participaciones del insider son de 5,342,146 acciones Clase B en propiedad directa y 1,010,000 acciones en propiedad indirecta a través de su cónyuge. Debido a que las acciones permanecen dentro de la familia inmediata, la propiedad agregada de los insiders y el poder potencial de voto permanecen prácticamente sin cambios, y no se crea flotación pública adicional. Por lo tanto, la presentación tiene un impacto mínimo en el mercado y es principalmente una divulgación administrativa.

Amplitude (AMPL) 4호 서류 2025년 8월 6일 제출: CEO이자 이사, 10% 지분 보유자 Spenser Skates가 2025년 8월 4일 배우자에게 진정한 증여(거래 코드 G)로 1,010,000주 클래스 B 보통주—1대1로 클래스 A로 전환 가능—를 보고했습니다. 증여로서 주식은 $0에 이전되었으며, 시장 매매는 발생하지 않았습니다.

거래 후 내부자의 보유 주식은 직접 보유한 5,342,146주 클래스 B 주식과 배우자를 통해 간접 보유한 1,010,000주로 구성됩니다. 주식이 직계 가족 내에 남아 있기 때문에 내부자 총 보유 지분과 잠재적 의결권은 거의 변동이 없으며, 추가 공개 유통 주식은 생성되지 않습니다. 따라서 이번 제출은 시장에 미치는 영향이 미미하며 주로 행정적 공시입니다.

Amplitude (AMPL) Formulaire 4 déposé le 06/08/2025 : Le PDG, directeur et détenteur de 10 % Spenser Skates a déclaré un don authentique (code transaction G) de 1 010 000 actions ordinaires de Classe B—convertibles 1 pour 1 en Classe A—à son épouse le 04/08/2025. En tant que don, les actions ont été transférées à 0 $ ; aucune vente sur le marché n’a eu lieu.

Après la transaction, les participations de l’initié s’élèvent à 5 342 146 actions de Classe B détenues directement et 1 010 000 actions détenues indirectement par l’intermédiaire de son épouse. Comme les actions restent au sein de la famille proche, la propriété globale des initiés et le pouvoir de vote potentiel restent largement inchangés, et aucun flottant public supplémentaire n’est créé. Le dépôt a donc un impact minimal sur le marché et constitue principalement une divulgation administrative.

Amplitude (AMPL) Formular 4 eingereicht am 06.08.2025: CEO, Direktor und 10%-Eigentümer Spenser Skates meldete eine echte Schenkung (Transaktionscode G) von 1.010.000 Class-B-Stammaktien—1:1 wandelbar in Class-A-Aktien—an seine Ehefrau am 04.08.2025. Als Geschenk wurden die Aktien zu 0 $ übertragen; kein Marktverkauf fand statt.

Nach der Transaktion hält der Insider 5.342.146 Class-B-Aktien direkt und 1.010.000 Aktien indirekt über seine Ehefrau. Da die Aktien in der unmittelbaren Familie verbleiben, bleiben das aggregierte Insider-Eigentum und das potenzielle Stimmrecht weitgehend unverändert, und es entsteht kein zusätzlicher öffentlicher Streubesitz. Die Meldung hat daher nur minimale Marktauswirkungen und ist hauptsächlich eine administrative Offenlegung.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Read Brian

(Last) (First) (Middle)
C/O SERVE ROBOTICS INC.
730 BROADWAY

(Street)
REDWOOD CITY CA 94063

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/05/2025 S 2,592(1) D $10.64 393,674 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.
Remarks:
/s/ Jongmin Char, as attorney-in-fact for Brian Read 08/06/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Amplitude (AMPL) shares did CEO Spenser Skates transfer?

He gifted 1,010,000 Class B shares, convertible into an equal number of Class A shares.

Was the insider transaction a sale or a gift?

It was a bona-fide gift (transaction code G); no cash changed hands.

Does the gift alter total insider ownership of AMPL?

No. The shares moved from direct to indirect ownership within the same family, so aggregate insider holdings remain ≈6.35 M shares.

What is the conversion ratio of AMPL Class B to Class A shares?

Class B shares convert to Class A on a one-to-one basis at any time.

How many shares does Spenser Skates still hold directly after the transaction?

He retains 5,342,146 Class B shares in direct ownership.
Serve Robotics

NASDAQ:SERV

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613.50M
45.71M
19.97%
23.15%
17.97%
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
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United States
REDWOOD CITY