Welcome to our dedicated page for Serve Robotics SEC filings (Ticker: SERV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Serve Robotics Inc. (Nasdaq: SERV) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a public issuer on The Nasdaq Capital Market. As an emerging growth company, Serve files current and periodic reports with the U.S. Securities and Exchange Commission that describe its business, financial condition, risk factors and material events.
Through this page, you can review Serve’s Forms 10‑K and 10‑Q for detailed discussions of its AI-powered, low-emissions sidewalk delivery business, including disaggregated revenue from software services and fleet services, operating expenses, key metrics and non‑GAAP financial measures such as adjusted EBITDA and non‑GAAP operating expenses. These reports explain how the company evaluates its performance and provide insight into its last-mile logistics operations.
Current reports on Form 8‑K are especially relevant for tracking significant developments at Serve. Recent 8‑K filings describe items such as quarterly financial results, the closing of the acquisition of Vayu Robotics, Inc., and the entry into a securities purchase agreement for a registered direct offering of common stock to institutional investors. These filings outline merger terms, equity issuance details, warrant agreements and use of proceeds from capital raises.
Investors can also use this page to monitor Serve’s status as an emerging growth company, its listing information for common stock under the symbol SERV, and other disclosures incorporated by reference in registration statements, including its shelf registration on Form S‑3. Real-time updates from EDGAR ensure that new filings, amendments and exhibits are available as they are posted.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy documents such as annual reports, quarterly reports and material 8‑Ks. This helps readers quickly understand topics like revenue composition, fleet and software metrics, acquisition structures and financing transactions without reading every line of the underlying filing. For users interested in insider activity, this page also centralizes access to ownership and transaction filings, such as Forms 3, 4 and 5, when available, offering additional context on Serve Robotics Inc.’s public company profile.
Director Lily Sarafan of Serve Robotics (SERV) reported the acquisition of 20,000 shares of common stock through restricted stock units (RSUs) on June 23, 2025. The transaction details include:
- Transaction Type: Acquisition of RSUs at $0 cost basis
- Post-Transaction Holdings: 58,402 shares held directly
- Vesting Schedule: RSUs will fully vest at the earlier of:
- The next annual shareholder meeting
- June 12, 2026
This Form 4 filing indicates standard equity-based compensation for board service, which aligns the director's interests with shareholders. Following this transaction, Sarafan maintains a direct ownership position in the company with no reported indirect holdings or derivative securities.
Serve Robotics Director David Michael Goldberg reported two significant transactions on June 23, 2025:
- Acquired 20,000 shares of Common Stock through a Restricted Stock Unit (RSU) award at $0 cost. The RSUs will fully vest at the earlier of the next annual shareholder meeting or June 12, 2026
- Sold 10,700 shares at a weighted average price of $10.63 per share to cover tax obligations related to the RSU settlement
Following these transactions, Goldberg directly owns 50,725 shares of Serve Robotics common stock. The share sale was executed under a pre-arranged restricted stock unit agreement, with sale prices ranging from $10.63 to $10.64 per share. This Form 4 filing demonstrates standard insider transaction reporting for equity-based compensation and associated tax obligation management.
Form 144 Notice of Proposed Sale filed by Serve Robotics for a planned sale of 10,700 common shares through Raymond James & Associates. The shares have an aggregate market value of $113,744.21 and represent a portion of 20,000 shares acquired through an RSU grant vest from the issuer on June 12, 2025.
Key transaction details:
- Planned execution date: June 23, 2025
- Trading venue: NASDAQ
- Current shares outstanding: 56,319,299
- Sale represents approximately 0.019% of outstanding shares
The filing indicates the seller has no knowledge of undisclosed material adverse information regarding Serve Robotics' operations. No other securities sales were reported by the seller in the past 3 months. This Form 144 represents a standard notice of proposed sale by an insider following RSU vesting.
Serve Robotics has filed a Form S-8 registration statement to register an additional 2,280,000 shares of common stock under its 2023 Equity Incentive Plan. This filing represents the company's fourth S-8 registration, following previous registrations in February, July, and October 2024.
Key details about the company:
- Classified as a non-accelerated filer, smaller reporting company, and emerging growth company
- Headquartered in Redwood City, California
- Led by CEO Ali Kashani, who also serves as Chairman
- Management team includes Touraj Parang (President/COO) and Brian Read (CFO)
The filing incorporates amendments to the 2023 Equity Incentive Plan made in July 2024 and June 2025. The company has elected to maintain its emerging growth company status and has retained Orrick, Herrington & Sutcliffe LLP as legal counsel. This equity compensation plan expansion suggests continued focus on employee retention and attraction through stock-based incentives.