Stifel Financial (NYSE: SF) issues update on November 30, 2025 results

Rhea-AI Filing Summary

Stifel Financial Corp. filed a current report noting that on December 18, 2025 it issued a press release disclosing selected operating results for November 30, 2025. The press release is included as Exhibit 99.1 to the report.

The operating information in Exhibit 99.1 is being furnished under Regulation FD and Item 2.02, meaning it is not deemed “filed” for purposes of Section 18 of the Exchange Act and is not automatically incorporated by reference into other Securities Act or Exchange Act filings.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant To Section 13 OR 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 18, 2025

STIFEL FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

Delaware		001-09305		43-1273600
(State of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

501 N. Broadway, St. Louis, Missouri 63102-2188

(Address of principal executive offices and zip code)

(314) 342-2000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class		Trading Symbol(s)		Name of Each Exchange on Which Registered
Common Stock, $0.15 par value per share		SF		New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B		SF-PB		New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C		SF-PC		New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D		SF-PD		New York Stock Exchange
5.20% Senior Notes due 2047		SFB		New York Stock Exchange

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure.

On December 18, 2025, Stifel Financial Corp. (the “Company”) issued a press release to disclose selected operating results for November 30, 2025. A copy of the press release is attached as Exhibit 99.1 to this Report on Form 8-K, and is incorporated by reference.

The exhibit is being furnished pursuant to Item 2.02, and the information contained therein shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Item 9.01 Financial Statements and Exhibits.

(d)  Exhibits.

Exhibit Number		Description
99.1		Press release dated December 18, 2025.
104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

						STIFEL FINANCIAL CORP. (Registrant)
Date: December 18, 2025				By:		/s/ James M. Marischen
				Name:		James M. Marischen
				Title:		Chief Financial Officer

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FAQ

What did Stifel Financial Corp. (SF) disclose in this SEC filing?

Stifel Financial Corp. reported that on December 18, 2025 it issued a press release providing selected operating results for November 30, 2025, and attached that release as Exhibit 99.1.

How were Stifel Financial Corp.’s November 30, 2025 operating results made available?

The company disclosed its November 30, 2025 operating results through a press release dated December 18, 2025, which is furnished as Exhibit 99.1 to this report.

Is the Stifel Financial Corp. Exhibit 99.1 information considered "filed" with the SEC?

No. The company states that Exhibit 99.1 is furnished pursuant to Item 2.02 and is not deemed “filed” for purposes of Section 18 of the Exchange Act or incorporated by reference into other Securities Act or Exchange Act filings.

Which Stifel Financial Corp. securities are listed on the New York Stock Exchange?

Listed securities include Common Stock, $0.15 par value, and depository shares each representing a 1/1,000th interest in 6.25% Non-Cumulative Preferred Stock, Series B, 6.125% Non-Cumulative Preferred Stock, Series C, and 4.50% Non-Cumulative Preferred Stock, Series D, as well as 5.20% Senior Notes due 2047.

Who signed Stifel Financial Corp.’s December 18, 2025 current report?

The report was signed on December 18, 2025 by James M. Marischen, who is identified as the company’s Chief Financial Officer.

What exhibits are included with Stifel Financial Corp.’s December 18, 2025 report?

The report includes Exhibit 99.1, a press release dated December 18, 2025, and Exhibit 104, the Cover Page Interactive Data File embedded within the Inline XBRL document.