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Nesi Victor reported acquisition or exercise transactions in this Form 4 filing.
Stifel Financial Corp director Victor Nesi reported updated equity holdings and a new compensation grant. He received 2,450 Phantom Stock Units, each tied to one share of common stock at a reference price of $71.40. These units vest quarterly over one year and have no stated expiration date. Following this award, his Phantom Stock Unit balance is 90,962 units. The filing also lists 247,571 shares of common stock held directly, plus additional indirect holdings through a children's trust, a family trust, and another trust structure.
PEACOCK DAVID A reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director David A. Peacock reported a routine compensation grant and his current indirect holdings. He received 2,450 Phantom Stock Units tied to Stifel common stock at $71.40 per unit. These units vest quarterly over one year and have no stated expiration date.
Following the grant, Peacock holds 2,450 Phantom Stock Units directly and 13,764 shares of common stock indirectly through a trust. The filing reflects compensation-related equity rather than open-market buying or selling.
Grady Robert Edward reported acquisition or exercise transactions in this Form 4 filing.
STIFEL FINANCIAL CORP director Robert Edward Grady received a compensation grant of 2,450 Phantom Stock Units. These derivative units, tied to the company’s Common Stock, were awarded on June 9, 2026 at a reference price of $71.40 per unit.
The units vest quarterly over a one-year period, providing staged equity-based compensation, and the company notes there is no expiration date for these units. Separately, Grady holds 23,144 shares of Common Stock directly following the reported holdings entry, indicating an existing equity stake alongside the new award.
Stifel Financial Corp director Michael J. Zimmerman reported a new equity-based compensation grant. He received 2,450 Phantom Stock Units on Common Stock at a reference value of $71.40 per unit, classified as a grant or award acquisition. The units vest quarterly over a one-year period and have no expiration date. Following this filing, Zimmerman holds 71,562 shares of Common Stock directly, and 2,450 Phantom Stock Units tied to an equivalent number of underlying common shares.
Stifel Financial Corp. reported results of its June 9, 2026 annual shareholder meeting. Shareholders approved amendments to the certificate of incorporation increasing total authorized stock from 197,000,000 to 294,000,000 shares, including an increase in authorized common stock from 194,000,000 to 291,000,000 shares.
They also approved amendments to the 2001 Incentive Stock Plan (2018 Restatement) to add capacity for 9,000,000 shares, including 175,000 reserved for non-employee directors. Twelve directors were elected, executive compensation received advisory approval, and KPMG LLP was ratified as independent auditor. There were 153,794,394 common shares outstanding as of the record date, with 142,320,057 shares represented, constituting a quorum.
Stifel Financial Corp. reported selected operating results for April 30, 2026, highlighting growth in client assets, loans, and treasury deposits. Management noted that these figures are limited indicators and should not be directly linked to full earnings.
Total client assets reached $568.9 billion, up 17% from April 30, 2025 and 6% from March 31, 2026. Fee-based client assets were $232.4 billion, rising 22% year over year and 6% sequentially, with Private Client Group fee-based assets matching that 22% annual and 6% quarterly growth.
Bank loans, net, increased to $23.4 billion, 9% above the prior year and 6% above March 31, 2026, reflecting stronger loan activity, including fund banking. Treasury deposits climbed to $11.1 billion, up 88% year over year and 7% sequentially, supported by strong venture banking growth, while client money market and insured product balances declined 4% year over year and 7% from March 31, 2026.
Stifel Financial Corp ownership disclosure: AQR Capital Management, LLC and parent AQR Capital Management Holdings, LLC report beneficial ownership of 8,469,863 shares of Common Stock, representing 5.47% of the class. The filing lists shared voting power of 8,174,548 and shared dispositive power of 8,469,863.
The Schedule 13G identifies AQR Capital Management, LLC as a wholly owned subsidiary of AQR Capital Management Holdings, LLC and is signed by an authorized signatory on 05/14/2026.
Stifel Financial Corp submitted a Form 13F holdings report that lists $108,790,749,397 as the Form 13F Information Table value total and 8,981 information‑table entries. The filing shows holdings reported on behalf of the filing manager and seven other included managers.
Stifel Financial Corp. reported sharply stronger results for the quarter ended March 31, 2026. Total revenues were $1,665,652,000, and net revenues after interest expense reached $1,478,161,000, reflecting broad-based growth in commissions, principal transactions, investment banking, and asset management.
Net income jumped to $251,419,000, with net income available to common shareholders of $242,099,000. Diluted earnings per share rose to $1.48, while basic EPS was $1.56. Results include a $49,784,000 gain on the sale of Stifel Independent Advisors, recorded in other income.
The balance sheet expanded, with total assets of $42,893,152,000 and total equity of $5,984,482,000. Bank loans held for investment, net, were $21,836,987,000, and the allowance for credit losses on loans stood at $115,178,000. Operating cash flow was a net use of $342,573,000, while financing activities provided $1,247,558,000, driven by higher bank deposits and securities financing.
Vanguard Capital Management reports beneficial ownership of 7,812,978 shares of Stifel Financial Corp common stock, representing 5.04% of the class. The disclosure states voting and dispositive powers (sole voting power: 1,165,414) and includes affiliated holdings "in accordance with SEC Release No. 34-39538 (January 12, 1998)."