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Stifel Financial Corp filed a quarterly Form 13F report detailing its institutional investment holdings. The filing covers 9,512 individual positions with a reported aggregate fair value of $111,168,609,412. This report provides a snapshot of securities held in client and proprietary accounts managed by the firm.
The filing is submitted by Stifel Financial Corp as the reporting manager and includes 7 other affiliated managers, such as Stifel Nicolaus & Co. and various Stifel trust and advisory entities. It is a holdings report only and does not present Stifel’s revenues, profits, or operating performance.
Stifel Financial Corp. entered into an amended and restated credit agreement that provides a committed unsecured revolving borrowing facility for maximum aggregate borrowings of up to $1.0 billion. The facility, led by Bank of America as administrative agent, matures on February 4, 2031 and replaces the company’s prior unsecured credit agreement, whose commitments were terminated when the new agreement became effective.
Borrowings carry variable interest rates based on the Secured Overnight Financing Rate and are available as long as specified covenants are maintained. These include minimum consolidated tangible net worth and maximum consolidated total capitalization ratios for the borrowers, a minimum regulatory excess net capital percentage for Stifel Nicolaus, and well‑capitalized status for Stifel’s bank subsidiaries. Proceeds are to be used for working capital, short-term operating needs, and general corporate purposes, and customary events of default can trigger acceleration and termination of lending commitments.
Stifel Financial Corp executive reports small stock sale
Co-Head of Fixed Income Capital Markets David Rubulotta reported selling 400 shares of Stifel Financial Corp common stock at $124.31 per share on February 2, 2026. After this transaction, he directly held 992 shares of Stifel common stock.
Stifel Financial Corp director Thomas W. Weisel reported transactions in company equity on January 30, 2026. He converted 628 Phantom Stock Units, which were currently exercisable with no expiration date, into 628 shares of Common Stock at an exercise price of $0.
To cover tax withholding on this equity event, 260 shares of Common Stock were withheld at a price of $126.24 per share, reported under transaction code F. After these transactions, Weisel directly owned 9,941 shares of Stifel Financial Common Stock.
Stifel Financial Corp’s Chief Financial Officer James Marischen reported routine equity compensation activity. On January 30, 2026, he exercised 1,568 Phantom Stock Units, which converted into the same number of common shares at an exercise price of $0 per share.
On the same date, Form 4 shows a disposition of 691 common shares coded "F" at $126.24 per share, typically reflecting shares withheld or delivered to cover taxes. After these transactions, he directly held 70,634 common shares and 17,548 Phantom Stock Units, which are currently exercisable and have no expiration date.
Stifel Financial Corp. insider Christopher K. Reichert, CEO of Stifel Bank & Trust, reported routine equity compensation activity. On January 30, 2026, he exercised 1,568 Phantom Stock Units into the same number of common shares at $0 exercise price.
The resulting 1,568 common shares are held indirectly by a trust, bringing the trust’s holdings to 55,345 common shares after the transactions. To cover tax withholding, 694 common shares were withheld at $126.24 per share. Following the exercise, Reichert also holds 13,910 Phantom Stock Units directly, which are currently exercisable with no expiration date.
Stifel Financial Corp Senior VP & General Counsel Mark P. Fisher reported routine equity compensation activity. On January 30, 2026, he converted 1,725 Phantom Stock Units into the same number of common shares at $0 per share.
On the same date, 931 common shares were withheld at $126.24 per share, typically reflecting tax withholding, leaving him with 51,033 common shares held directly. He also continues to hold 17,054 Phantom Stock Units, which are currently exercisable with no stated expiration date.
Stifel Financial Corp Chief Operating Officer David D. Sliney reported equity transactions dated January 30, 2026. He exercised 2,258 Phantom Stock Units into the same number of common shares at an exercise price of $0 per unit.
On the same date, an M-coded transaction added 2,258 common shares and an F-coded transaction disposed of 995 common shares at $126.24 per share. After these transactions, he directly owned 163,733 common shares and 19,807 Phantom Stock Units, which are currently exercisable with no stated expiration date.
Stifel Financial Corp director Victor Nesi reported routine equity compensation activity involving company stock on January 30, 2026. He converted 6,898 Phantom Stock Units into the same number of shares of common stock at an exercise price of $0. To cover related obligations, 3,522 shares of common stock were withheld at a price of $126.24 per share. After these transactions, he directly owned 146,945 shares of Stifel common stock and held additional indirect positions through various trusts holding 41,975, 31,000, and 44,232 shares, respectively.
Stifel Financial Corp Chief Executive Officer Ronald J. Kruszewski reported equity compensation activity involving company stock. On January 30, 2026, he exercised 12,542 Phantom Stock Units at an exercise price of $0, converting them into the same number of common shares.
Following this, 5,525 common shares were disposed of in a transaction coded "F" at $126.24 per share, typically used for tax withholding. After these transactions, he directly held 1,214,077 shares of common stock and 112,920 Phantom Stock Units, with the units currently exercisable and having no expiration date.