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Stifel Financial Corp Senior Vice President Thomas B. Michaud reported equity transactions dated January 30, 2026. He exercised 2,665 Phantom Stock Units into an equal number of Stifel common shares at an exercise price of $0, increasing his directly held common stock before tax withholding.
To cover taxes on this award, 1,315 common shares were withheld at a price of $126.24 under transaction code "F," leaving Michaud with 78,294 Stifel common shares held directly. He also continues to hold 30,281 Phantom Stock Units, which are currently exercisable and have no stated expiration date.
Stifel Financial Corp. filed a current report outlining its latest quarterly communications and a planned stock split. The company released a press release, financial supplement, and investor presentation covering results for the quarter ended December 31, 2025, and scheduled a conference call on January 28, 2026, at 9:30 a.m. Eastern time.
The board of directors declared a three-for-two stock split in the form of a 50% stock dividend, to be distributed on February 26, 2026, to shareholders of record as of February 12, 2026. Shareholders will receive one additional share for every two shares owned, with cash paid instead of fractional shares based on the closing price on the record date.
Stifel Financial Corp's Chief Executive Officer and director reported a change in his personal holdings of the company’s common stock. On 12/26/2025, a transaction in Stifel Financial common stock with transaction code G involved 10,000 shares at a stated price of $0 per share. After this transaction, the reporting person directly and beneficially owned 1,176,547 shares of Stifel Financial common stock.
Stifel Financial Corp (SF) insider transaction: A company officer, listed as President, reported a gift of 10,000 shares of Stifel Financial Corp common stock on 12/26/2025. The transaction is coded "G" and shows a price of $0, indicating it was a non-cash transfer. Following this transaction, the reporting person beneficially owns 1,134,549 shares directly, plus 7,081 shares held indirectly through a son and 421 shares held indirectly through a wife. The filing is made by one reporting person and reflects updated ownership levels after the gifted shares.
Stifel Financial Corp's Chief Operating Officer David Sliney reported a change in his holdings of the company’s common stock. On 12/22/2025, he reported a transaction coded "G" involving 750 shares at a price of $0, which typically reflects a transfer such as a gift rather than an open-market trade. Following this transaction, he beneficially owned 155,293 shares of Stifel Financial common stock in direct ownership.
Stifel Financial Corp reported an insider stock transfer by its Chief Financial Officer. On 12/18/2025, the CFO filed a Form 4 showing a transaction in the company’s common stock coded as a gift. The officer disposed of 395 shares at a reported price of $0, reflecting that the shares were given away rather than sold. After this transaction, the CFO directly beneficially owns 63,451 shares of Stifel Financial common stock.
Stifel Financial Corp. filed a current report noting that on December 18, 2025 it issued a press release disclosing selected operating results for November 30, 2025. The press release is included as Exhibit 99.1 to the report.
The operating information in Exhibit 99.1 is being furnished under Regulation FD and Item 2.02, meaning it is not deemed “filed” for purposes of Section 18 of the Exchange Act and is not automatically incorporated by reference into other Securities Act or Exchange Act filings.
Stifel Financial Corp. director Victor Nesi reported an internal stock transfer in this Form 4. On December 8, 2025, he recorded a transaction coded “G” (gift) involving 19,401 shares of common stock at a price of $0, moving shares between his direct and trust holdings.
After the reported transaction, Nesi beneficially owns 129,959 Stifel common shares directly and 41,975 shares indirectly through a trust, plus 31,000 shares through a family trust and 44,232 shares through a children’s trust. The filing reflects a change in how his existing ownership is held rather than a market purchase or sale.
Stifel Financial Corp's Chief Executive Officer and director Ronald Kruszewski reported a change in his personal holdings of the company’s common stock. On 12/08/2025, he disposed of 10,000 shares of Stifel Financial Corp common stock in a transaction coded "G," which indicates a gift. The reported transaction price was $0 per share, consistent with a non-sale transfer such as gifting.
Following this transaction, Kruszewski beneficially owns 1,186,547 shares of Stifel Financial Corp common stock in direct form. This filing reflects an insider ownership update rather than an operational or earnings-related event for the company.
Stifel Financial Corp reported an insider stock transaction by its Senior VP & General Counsel. On 11/13/2025, the officer reported a transaction in common stock coded "G" involving the disposition of 1,000 shares at a reported price of $0 per share. Following this transaction, the officer directly beneficially owned 45,599 shares of Stifel Financial common stock.