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Stifel Financial Corp Senior VP & General Counsel Mark P. Fisher reported several equity-related transactions on phantom stock units and common stock. He received a grant of 9,823 Phantom Stock Units based on a PRSU award agreement dated February 18, 2022; 80% are vested and 20% will vest in one year.
He also exercised 7,859 Phantom Stock Units, converting them into 7,859 shares of Common Stock, and disposed of 4,241 shares of Common Stock at $120.49 per share to satisfy tax obligations through share withholding. Following these transactions, he directly holds 26,877 Phantom Stock Units and 54,651 shares of Common Stock.
Stifel Financial Corp Senior VP & General Counsel Mark P. Fisher reported several equity-related transactions on phantom stock units and common stock. He received a grant of 9,823 Phantom Stock Units based on a PRSU award agreement dated February 18, 2022; 80% are vested and 20% will vest in one year.
He also exercised 7,859 Phantom Stock Units, converting them into 7,859 shares of Common Stock, and disposed of 4,241 shares of Common Stock at $120.49 per share to satisfy tax obligations through share withholding. Following these transactions, he directly holds 26,877 Phantom Stock Units and 54,651 shares of Common Stock.
STIFEL FINANCIAL CORP executive Christopher K. Reichert, CEO of Stifel Bank & Trust, reported several stock-based compensation transactions. He received a grant of 9,245 Phantom Stock Units tied to a PRSU award agreement dated February 18, 2022, of which 80 percent are vested and the remaining 20 percent will vest in one year. He also exercised 7,396 Phantom Stock Units, converting them into 7,396 shares of common stock held indirectly by a trust. In a related move, 3,261 common shares held by the trust were disposed of at $120.49 per share to satisfy tax withholding obligations rather than as an open-market sale.
STIFEL FINANCIAL CORP executive Christopher K. Reichert, CEO of Stifel Bank & Trust, reported several stock-based compensation transactions. He received a grant of 9,245 Phantom Stock Units tied to a PRSU award agreement dated February 18, 2022, of which 80 percent are vested and the remaining 20 percent will vest in one year. He also exercised 7,396 Phantom Stock Units, converting them into 7,396 shares of common stock held indirectly by a trust. In a related move, 3,261 common shares held by the trust were disposed of at $120.49 per share to satisfy tax withholding obligations rather than as an open-market sale.
Stifel Financial Corp’s Chief Financial Officer James M. Marischen reported equity award and related share transactions. He received 9,823 Phantom Stock Units at no cost based on a PRSU award agreement dated February 18, 2022, with 80 percent vested now and 20 percent vesting in one year.
He exercised 7,859 Phantom Stock Units, which were converted into 7,859 shares of common stock, both at a stated price of $0.00 per unit or share. To cover tax obligations on this equity, 3,463 common shares were disposed of at $120.49 per share as a tax-withholding transaction, not an open‑market sale.
Following these transactions, he directly holds 27,371 Phantom Stock Units, which have no expiration date and are currently exercisable, and 75,030 shares of Stifel common stock held directly.
Stifel Financial Corp’s Chief Financial Officer James M. Marischen reported equity award and related share transactions. He received 9,823 Phantom Stock Units at no cost based on a PRSU award agreement dated February 18, 2022, with 80 percent vested now and 20 percent vesting in one year.
He exercised 7,859 Phantom Stock Units, which were converted into 7,859 shares of common stock, both at a stated price of $0.00 per unit or share. To cover tax obligations on this equity, 3,463 common shares were disposed of at $120.49 per share as a tax-withholding transaction, not an open‑market sale.
Following these transactions, he directly holds 27,371 Phantom Stock Units, which have no expiration date and are currently exercisable, and 75,030 shares of Stifel common stock held directly.
STIFEL FINANCIAL CORP director Thomas W. Weisel reported equity award activity and related share movements. He received 5,778 Phantom Stock Units as a grant under a PRSU award agreement dated February 18, 2022, with 80 percent vested now and 20 percent scheduled to vest in one year. The filing shows an exercise of 4,623 Phantom Stock Units, which were converted into 4,623 shares of common stock at a stated price of $120.49 per share. To satisfy tax obligations tied to this equity activity, 1,693 common shares were disposed of by delivering shares at $120.49 per share, leaving him with 12,871 common shares held directly. The Phantom Stock Units are described as having no expiration date and being currently exercisable.
STIFEL FINANCIAL CORP director Thomas W. Weisel reported equity award activity and related share movements. He received 5,778 Phantom Stock Units as a grant under a PRSU award agreement dated February 18, 2022, with 80 percent vested now and 20 percent scheduled to vest in one year. The filing shows an exercise of 4,623 Phantom Stock Units, which were converted into 4,623 shares of common stock at a stated price of $120.49 per share. To satisfy tax obligations tied to this equity activity, 1,693 common shares were disposed of by delivering shares at $120.49 per share, leaving him with 12,871 common shares held directly. The Phantom Stock Units are described as having no expiration date and being currently exercisable.
Stifel Financial Corp filed a quarterly Form 13F report detailing its institutional investment holdings. The filing covers 9,512 individual positions with a reported aggregate fair value of $111,168,609,412. This report provides a snapshot of securities held in client and proprietary accounts managed by the firm.
The filing is submitted by Stifel Financial Corp as the reporting manager and includes 7 other affiliated managers, such as Stifel Nicolaus & Co. and various Stifel trust and advisory entities. It is a holdings report only and does not present Stifel’s revenues, profits, or operating performance.
Stifel Financial Corp filed a quarterly Form 13F report detailing its institutional investment holdings. The filing covers 9,512 individual positions with a reported aggregate fair value of $111,168,609,412. This report provides a snapshot of securities held in client and proprietary accounts managed by the firm.
The filing is submitted by Stifel Financial Corp as the reporting manager and includes 7 other affiliated managers, such as Stifel Nicolaus & Co. and various Stifel trust and advisory entities. It is a holdings report only and does not present Stifel’s revenues, profits, or operating performance.
Stifel Financial Corp. entered into an amended and restated credit agreement that provides a committed unsecured revolving borrowing facility for maximum aggregate borrowings of up to $1.0 billion. The facility, led by Bank of America as administrative agent, matures on February 4, 2031 and replaces the company’s prior unsecured credit agreement, whose commitments were terminated when the new agreement became effective.
Borrowings carry variable interest rates based on the Secured Overnight Financing Rate and are available as long as specified covenants are maintained. These include minimum consolidated tangible net worth and maximum consolidated total capitalization ratios for the borrowers, a minimum regulatory excess net capital percentage for Stifel Nicolaus, and well‑capitalized status for Stifel’s bank subsidiaries. Proceeds are to be used for working capital, short-term operating needs, and general corporate purposes, and customary events of default can trigger acceleration and termination of lending commitments.
Stifel Financial Corp. entered into an amended and restated credit agreement that provides a committed unsecured revolving borrowing facility for maximum aggregate borrowings of up to $1.0 billion. The facility, led by Bank of America as administrative agent, matures on February 4, 2031 and replaces the company’s prior unsecured credit agreement, whose commitments were terminated when the new agreement became effective.
Borrowings carry variable interest rates based on the Secured Overnight Financing Rate and are available as long as specified covenants are maintained. These include minimum consolidated tangible net worth and maximum consolidated total capitalization ratios for the borrowers, a minimum regulatory excess net capital percentage for Stifel Nicolaus, and well‑capitalized status for Stifel’s bank subsidiaries. Proceeds are to be used for working capital, short-term operating needs, and general corporate purposes, and customary events of default can trigger acceleration and termination of lending commitments.
Stifel Financial Corp executive reports small stock sale
Co-Head of Fixed Income Capital Markets David Rubulotta reported selling 400 shares of Stifel Financial Corp common stock at $124.31 per share on February 2, 2026. After this transaction, he directly held 992 shares of Stifel common stock.
Stifel Financial Corp executive reports small stock sale
Co-Head of Fixed Income Capital Markets David Rubulotta reported selling 400 shares of Stifel Financial Corp common stock at $124.31 per share on February 2, 2026. After this transaction, he directly held 992 shares of Stifel common stock.
Stifel Financial Corp director Thomas W. Weisel reported transactions in company equity on January 30, 2026. He converted 628 Phantom Stock Units, which were currently exercisable with no expiration date, into 628 shares of Common Stock at an exercise price of $0.
To cover tax withholding on this equity event, 260 shares of Common Stock were withheld at a price of $126.24 per share, reported under transaction code F. After these transactions, Weisel directly owned 9,941 shares of Stifel Financial Common Stock.
Stifel Financial Corp director Thomas W. Weisel reported transactions in company equity on January 30, 2026. He converted 628 Phantom Stock Units, which were currently exercisable with no expiration date, into 628 shares of Common Stock at an exercise price of $0.
To cover tax withholding on this equity event, 260 shares of Common Stock were withheld at a price of $126.24 per share, reported under transaction code F. After these transactions, Weisel directly owned 9,941 shares of Stifel Financial Common Stock.
Stifel Financial Corp’s Chief Financial Officer James Marischen reported routine equity compensation activity. On January 30, 2026, he exercised 1,568 Phantom Stock Units, which converted into the same number of common shares at an exercise price of $0 per share.
On the same date, Form 4 shows a disposition of 691 common shares coded "F" at $126.24 per share, typically reflecting shares withheld or delivered to cover taxes. After these transactions, he directly held 70,634 common shares and 17,548 Phantom Stock Units, which are currently exercisable and have no expiration date.
Stifel Financial Corp’s Chief Financial Officer James Marischen reported routine equity compensation activity. On January 30, 2026, he exercised 1,568 Phantom Stock Units, which converted into the same number of common shares at an exercise price of $0 per share.
On the same date, Form 4 shows a disposition of 691 common shares coded "F" at $126.24 per share, typically reflecting shares withheld or delivered to cover taxes. After these transactions, he directly held 70,634 common shares and 17,548 Phantom Stock Units, which are currently exercisable and have no expiration date.
Stifel Financial Corp. insider Christopher K. Reichert, CEO of Stifel Bank & Trust, reported routine equity compensation activity. On January 30, 2026, he exercised 1,568 Phantom Stock Units into the same number of common shares at $0 exercise price.
The resulting 1,568 common shares are held indirectly by a trust, bringing the trust’s holdings to 55,345 common shares after the transactions. To cover tax withholding, 694 common shares were withheld at $126.24 per share. Following the exercise, Reichert also holds 13,910 Phantom Stock Units directly, which are currently exercisable with no expiration date.
Stifel Financial Corp. insider Christopher K. Reichert, CEO of Stifel Bank & Trust, reported routine equity compensation activity. On January 30, 2026, he exercised 1,568 Phantom Stock Units into the same number of common shares at $0 exercise price.
The resulting 1,568 common shares are held indirectly by a trust, bringing the trust’s holdings to 55,345 common shares after the transactions. To cover tax withholding, 694 common shares were withheld at $126.24 per share. Following the exercise, Reichert also holds 13,910 Phantom Stock Units directly, which are currently exercisable with no expiration date.