Welcome to our dedicated page for Stifel Financial SEC filings (Ticker: SFB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Stifel Financial Corp Senior VP & General Counsel Mark P. Fisher reported routine equity compensation activity. On January 30, 2026, he converted 1,725 Phantom Stock Units into the same number of common shares at $0 per share.
On the same date, 931 common shares were withheld at $126.24 per share, typically reflecting tax withholding, leaving him with 51,033 common shares held directly. He also continues to hold 17,054 Phantom Stock Units, which are currently exercisable with no stated expiration date.
Stifel Financial Corp Senior VP & General Counsel Mark P. Fisher reported routine equity compensation activity. On January 30, 2026, he converted 1,725 Phantom Stock Units into the same number of common shares at $0 per share.
On the same date, 931 common shares were withheld at $126.24 per share, typically reflecting tax withholding, leaving him with 51,033 common shares held directly. He also continues to hold 17,054 Phantom Stock Units, which are currently exercisable with no stated expiration date.
Stifel Financial Corp Chief Operating Officer David D. Sliney reported equity transactions dated January 30, 2026. He exercised 2,258 Phantom Stock Units into the same number of common shares at an exercise price of $0 per unit.
On the same date, an M-coded transaction added 2,258 common shares and an F-coded transaction disposed of 995 common shares at $126.24 per share. After these transactions, he directly owned 163,733 common shares and 19,807 Phantom Stock Units, which are currently exercisable with no stated expiration date.
Stifel Financial Corp Chief Operating Officer David D. Sliney reported equity transactions dated January 30, 2026. He exercised 2,258 Phantom Stock Units into the same number of common shares at an exercise price of $0 per unit.
On the same date, an M-coded transaction added 2,258 common shares and an F-coded transaction disposed of 995 common shares at $126.24 per share. After these transactions, he directly owned 163,733 common shares and 19,807 Phantom Stock Units, which are currently exercisable with no stated expiration date.
Stifel Financial Corp director Victor Nesi reported routine equity compensation activity involving company stock on January 30, 2026. He converted 6,898 Phantom Stock Units into the same number of shares of common stock at an exercise price of $0. To cover related obligations, 3,522 shares of common stock were withheld at a price of $126.24 per share. After these transactions, he directly owned 146,945 shares of Stifel common stock and held additional indirect positions through various trusts holding 41,975, 31,000, and 44,232 shares, respectively.
Stifel Financial Corp director Victor Nesi reported routine equity compensation activity involving company stock on January 30, 2026. He converted 6,898 Phantom Stock Units into the same number of shares of common stock at an exercise price of $0. To cover related obligations, 3,522 shares of common stock were withheld at a price of $126.24 per share. After these transactions, he directly owned 146,945 shares of Stifel common stock and held additional indirect positions through various trusts holding 41,975, 31,000, and 44,232 shares, respectively.
Stifel Financial Corp Chief Executive Officer Ronald J. Kruszewski reported equity compensation activity involving company stock. On January 30, 2026, he exercised 12,542 Phantom Stock Units at an exercise price of $0, converting them into the same number of common shares.
Following this, 5,525 common shares were disposed of in a transaction coded "F" at $126.24 per share, typically used for tax withholding. After these transactions, he directly held 1,214,077 shares of common stock and 112,920 Phantom Stock Units, with the units currently exercisable and having no expiration date.
Stifel Financial Corp Chief Executive Officer Ronald J. Kruszewski reported equity compensation activity involving company stock. On January 30, 2026, he exercised 12,542 Phantom Stock Units at an exercise price of $0, converting them into the same number of common shares.
Following this, 5,525 common shares were disposed of in a transaction coded "F" at $126.24 per share, typically used for tax withholding. After these transactions, he directly held 1,214,077 shares of common stock and 112,920 Phantom Stock Units, with the units currently exercisable and having no expiration date.
Stifel Financial Corp Senior Vice President Thomas B. Michaud reported equity transactions dated January 30, 2026. He exercised 2,665 Phantom Stock Units into an equal number of Stifel common shares at an exercise price of $0, increasing his directly held common stock before tax withholding.
To cover taxes on this award, 1,315 common shares were withheld at a price of $126.24 under transaction code "F," leaving Michaud with 78,294 Stifel common shares held directly. He also continues to hold 30,281 Phantom Stock Units, which are currently exercisable and have no stated expiration date.
Stifel Financial Corp Senior Vice President Thomas B. Michaud reported equity transactions dated January 30, 2026. He exercised 2,665 Phantom Stock Units into an equal number of Stifel common shares at an exercise price of $0, increasing his directly held common stock before tax withholding.
To cover taxes on this award, 1,315 common shares were withheld at a price of $126.24 under transaction code "F," leaving Michaud with 78,294 Stifel common shares held directly. He also continues to hold 30,281 Phantom Stock Units, which are currently exercisable and have no stated expiration date.
Stifel Financial Corp. filed a current report outlining its latest quarterly communications and a planned stock split. The company released a press release, financial supplement, and investor presentation covering results for the quarter ended December 31, 2025, and scheduled a conference call on January 28, 2026, at 9:30 a.m. Eastern time.
The board of directors declared a three-for-two stock split in the form of a 50% stock dividend, to be distributed on February 26, 2026, to shareholders of record as of February 12, 2026. Shareholders will receive one additional share for every two shares owned, with cash paid instead of fractional shares based on the closing price on the record date.
Stifel Financial Corp's Chief Executive Officer and director reported a change in his personal holdings of the company’s common stock. On 12/26/2025, a transaction in Stifel Financial common stock with transaction code G involved 10,000 shares at a stated price of $0 per share. After this transaction, the reporting person directly and beneficially owned 1,176,547 shares of Stifel Financial common stock.
Stifel Financial Corp's Chief Executive Officer and director reported a change in his personal holdings of the company’s common stock. On 12/26/2025, a transaction in Stifel Financial common stock with transaction code G involved 10,000 shares at a stated price of $0 per share. After this transaction, the reporting person directly and beneficially owned 1,176,547 shares of Stifel Financial common stock.
Stifel Financial Corp (SF) insider transaction: A company officer, listed as President, reported a gift of 10,000 shares of Stifel Financial Corp common stock on 12/26/2025. The transaction is coded "G" and shows a price of $0, indicating it was a non-cash transfer. Following this transaction, the reporting person beneficially owns 1,134,549 shares directly, plus 7,081 shares held indirectly through a son and 421 shares held indirectly through a wife. The filing is made by one reporting person and reflects updated ownership levels after the gifted shares.
Stifel Financial Corp (SF) insider transaction: A company officer, listed as President, reported a gift of 10,000 shares of Stifel Financial Corp common stock on 12/26/2025. The transaction is coded "G" and shows a price of $0, indicating it was a non-cash transfer. Following this transaction, the reporting person beneficially owns 1,134,549 shares directly, plus 7,081 shares held indirectly through a son and 421 shares held indirectly through a wife. The filing is made by one reporting person and reflects updated ownership levels after the gifted shares.
Stifel Financial Corp's Chief Operating Officer David Sliney reported a change in his holdings of the company’s common stock. On 12/22/2025, he reported a transaction coded "G" involving 750 shares at a price of $0, which typically reflects a transfer such as a gift rather than an open-market trade. Following this transaction, he beneficially owned 155,293 shares of Stifel Financial common stock in direct ownership.
Stifel Financial Corp's Chief Operating Officer David Sliney reported a change in his holdings of the company’s common stock. On 12/22/2025, he reported a transaction coded "G" involving 750 shares at a price of $0, which typically reflects a transfer such as a gift rather than an open-market trade. Following this transaction, he beneficially owned 155,293 shares of Stifel Financial common stock in direct ownership.
Stifel Financial Corp reported an insider stock transfer by its Chief Financial Officer. On 12/18/2025, the CFO filed a Form 4 showing a transaction in the company’s common stock coded as a gift. The officer disposed of 395 shares at a reported price of $0, reflecting that the shares were given away rather than sold. After this transaction, the CFO directly beneficially owns 63,451 shares of Stifel Financial common stock.
Stifel Financial Corp reported an insider stock transfer by its Chief Financial Officer. On 12/18/2025, the CFO filed a Form 4 showing a transaction in the company’s common stock coded as a gift. The officer disposed of 395 shares at a reported price of $0, reflecting that the shares were given away rather than sold. After this transaction, the CFO directly beneficially owns 63,451 shares of Stifel Financial common stock.