Stifel director Victor Nesi reports 19,401-share stock transfer

Stifel Financial Corp. director Victor Nesi reported an internal stock transfer in this Form 4.

Accepted by SEC EDGAR 12/09/2025 - 04:23 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Stifel Financial Corp. director Victor Nesi reported an internal stock transfer in this Form 4. On December 8, 2025, he recorded a transaction coded “G” (gift) involving 19,401 shares of common stock at a price of $0, moving shares between his direct and trust holdings.

After the reported transaction, Nesi beneficially owns 129,959 Stifel common shares directly and 41,975 shares indirectly through a trust, plus 31,000 shares through a family trust and 44,232 shares through a children’s trust. The filing reflects a change in how his existing ownership is held rather than a market purchase or sale.

Insider Trade Summary

38,802 shares gifted

Gift 2 txns

Insider Nesi Victor

Role Director

Type	Security	Shares	Price	Value
Gift	Common Stock	19,401	$0.00	$0.00
Gift	Common Stock	19,401	$0.00	$0.00
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 41,975 shares (Indirect, by Trust); Common Stock — 129,959 shares (Direct); Common Stock — 31,000 shares (Indirect, Family Trust); Common Stock — 44,232 shares (Indirect, Children's Trust)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Stifel Financial (SF) report in this Form 4 filing?

The Form 4 shows that director Victor Nesi reported a gift transaction coded “G” on December 8, 2025 involving 19,401 shares of Stifel common stock at $0, shifting shares between his direct and trust ownership.

How many Stifel (SF) shares did Victor Nesi transfer in this transaction?

Victor Nesi reported a 19,401-share transfer of Stifel Financial common stock, designated as a gift (transaction code G) with a price of $0 per share.

What is Victor Nesi’s Stifel (SF) share ownership after the reported transaction?

After the transaction, Victor Nesi holds 129,959 shares directly, 41,975 shares indirectly through a trust, plus 31,000 shares via a family trust and 44,232 shares via a children’s trust.

What is Victor Nesi’s relationship to Stifel Financial (SF)?

The filing identifies Victor Nesi as a Director of Stifel Financial Corp., and the Form 4 is filed by one reporting person in that capacity.

Does this Form 4 for Stifel (SF) reflect a market purchase or sale?

No. The transaction is coded G for gift at $0 per share, indicating a non-market transfer of existing shares between Nesi’s direct and trust holdings rather than a purchase or sale on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nesi Victor

(Last) (First) (Middle)

787 7TH AVENUE

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/08/2025		G		19,401	A	$0	41,975	I	by Trust
Common Stock	12/08/2025		G		19,401	D	$0	129,959	D
Common Stock								31,000	I	Family Trust
Common Stock								44,232	I	Children's Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Victor Nesi	12/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.