STOCK TITAN

ServisFirst (SFBS) director awarded 788 restricted shares, now holds over 1.38M

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ServisFirst Bancshares director James J. Filler reported an equity award of 788 shares of Common Stock as a grant or other acquisition. The shares were awarded at a price of $0.0000 per share as restricted stock that vests 100% one year from the award date.

Following the award, he holds 1,378,288 shares of Common Stock directly and an additional 2,500 shares indirectly through his wife. The filing reflects routine compensation-related stock grants rather than open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Filler James J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 788 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,378,288 shares (Direct, null); Common Stock — 2,500 shares (Indirect, By Wife)
Footnotes (1)
  1. [object Object]
Restricted stock award 788 shares Grant/award acquisition of Common Stock
Award price $0.0000 per share Price per share for granted restricted stock
Direct holdings after award 1,378,288 shares Common Stock directly owned following transaction
Indirect holdings via wife 2,500 shares Common Stock indirectly owned "By Wife"
restricted stock financial
"Shares awarded are restricted stock which vest 100% in one year from the award date."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
indirect ownership financial
""direct_or_indirect": "I","nature_of_ownership": "By Wife""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Filler James J

(Last)(First)(Middle)
2964 SHOOK HILL PARKWAY

(Street)
BIRMINGHAM ALABAMA 35223

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ServisFirst Bancshares, Inc. [ SFBS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026A788(1)A$01,378,288D
Common Stock2,500IBy Wife
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares awarded are restricted stock which vest 100% in one year from the award date.
/s/ Davis S. Mange, Attorney-In-Fact05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did James J. Filler report for ServisFirst Bancshares (SFBS)?

James J. Filler reported receiving an award of 788 shares of ServisFirst Bancshares Common Stock. The filing classifies this as a grant or other acquisition, reflecting compensation-related equity rather than an open-market purchase or sale of shares.

Are the newly awarded SFBS shares to James J. Filler restricted stock?

Yes. The 788 awarded shares are restricted stock that vest 100% one year from the award date. Until vesting, transfer is typically limited, aligning the director’s incentives with longer-term company performance over the vesting period.

How many ServisFirst Bancshares shares does James J. Filler hold after this Form 4?

After the reported award, James J. Filler directly holds 1,378,288 shares of ServisFirst Bancshares Common Stock. He also has an indirect holding of 2,500 shares attributed to ownership by his wife, as disclosed in the filing.

Was the ServisFirst Bancshares (SFBS) Form 4 a market purchase or sale?

No. The Form 4 shows a grant or award of 788 shares at a price of $0.0000 per share. This indicates a compensation-related equity award rather than an open-market transaction where shares are bought or sold for cash on the market.

What type of ownership does James J. Filler report for his SFBS shares?

The filing reports 1,378,288 ServisFirst Bancshares shares as direct ownership by James J. Filler. It also shows 2,500 additional shares as indirect ownership, held "By Wife," clarifying that a small portion of his stake is through a related holder.