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Simmons First (SFNC) CEO nets 56,905 shares after RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Simmons First National Corp. President & CEO James M. Brogdon reported equity compensation activity involving restricted stock units and common shares. On January 19, 2026, 4,819 restricted stock units converted into the same number of shares of SFNC common stock at an exercise price of $0, reflecting the vesting of this award.

On the same date, 1,617 SFNC common shares were withheld at a price of $19.24 per share in a transaction coded "F," which typically indicates shares withheld to cover taxes. After these transactions, Brogdon directly owned 56,905 shares of SFNC common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brogdon James M

(Last) (First) (Middle)
C/O SIMMONS FIRST NATIONAL CORP.
501 MAIN STREET

(Street)
PINE BLUFF AR 71601

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SIMMONS FIRST NATIONAL CORP [ SFNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
SFNC Common Stock 01/19/2026 M 4,819 A (1) 58,522 D
SFNC Common Stock 01/19/2026 F 1,617 D $19.24 56,905 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/19/2026 M 4,819 (2) (2) SFNC Common Stock 4,819 $0 0 D
Explanation of Responses:
1. Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis.
2. The Restricted Stock Units vested on January 19, 2026.
/s/ Ambar Quintanilla, attorney-in-fact for James M. Brogdon 01/21/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SFNC President & CEO James M. Brogdon report?

On January 19, 2026, James M. Brogdon reported the conversion of 4,819 restricted stock units into the same number of SFNC common shares, followed by a share withholding transaction.

How many SFNC shares did James M. Brogdon acquire through RSU vesting?

Brogdon acquired 4,819 SFNC common shares when his restricted stock units vested and converted on January 19, 2026 at an exercise price of $0 per share.

Why were 1,617 SFNC shares reported as disposed of in this Form 4?

The filing shows a transaction coded "F" for 1,617 SFNC common shares at $19.24 per share, which typically represents shares withheld to satisfy tax obligations upon vesting.

How many SFNC shares does James M. Brogdon own after these transactions?

After the reported transactions on January 19, 2026, James M. Brogdon directly owned 56,905 shares of SFNC common stock.

What do the restricted stock unit footnotes for SFNC indicate?

The footnotes state that restricted stock units convert into SFNC common stock on a one-for-one basis and that these units vested on January 19, 2026.

What role does James M. Brogdon hold at Simmons First National Corp (SFNC)?

James M. Brogdon is reported as an officer of Simmons First National Corp, serving as President & CEO.
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