Sotera Health (SHC) director gets 14,970 RSUs, now holds 95,751
Rhea-AI Filing Summary
Chen Ruoxi reported acquisition or exercise transactions in this Form 4 filing.
Sotera Health Co director Ruoxi Chen received an equity grant of 14,970 Restricted Stock Units (RSUs) on May 22, 2026. The RSUs were granted at no cash cost as part of the Sotera Health Company 2020 Omnibus Incentive Plan and represent the right to receive an equal number of common shares, subject to vesting conditions.
The RSUs will vest in full on the earlier of the first anniversary of the grant date or immediately before the next regular annual shareholders meeting, assuming Chen continues serving as a non-employee director. Following this award, Chen holds 95,751 securities in total, consisting of 14,970 RSUs and 80,961 shares of common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 14,970 shares
Net Buy
1 txn
Insider
Chen Ruoxi
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock, $0.01 par value per share ("Common Stock") | 14,970 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock, $0.01 par value per share ("Common Stock") — 95,751 shares (Direct)
Footnotes (2)
- F1. These securities consist of 14,970 Restricted Stock Units ("RSUs") that were granted on May 22, 2026, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan. Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service as a non-employee director of the Issuer through such date.
- F2. These securities consist of 14,970 RSUs and 80,961 shares of Common Stock.
Key Figures
RSUs granted: 14,970 RSUs
Total holdings after transaction: 95,751 securities
Common stock held: 80,961 shares
+1 more
4 metrics
RSUs granted
14,970 RSUs
Grant to director Ruoxi Chen on May 22, 2026
Total holdings after transaction
95,751 securities
Includes RSUs and common stock following the award
Common stock held
80,961 shares
Common shares held alongside the 14,970 RSUs
Grant price per RSU
$0.00 per unit
Reported transaction price for the RSU award
Key Terms
Restricted Stock Units, RSUs, 2020 Omnibus Incentive Plan, non-employee director
4 terms
Restricted Stock Units financial
"These securities consist of 14,970 Restricted Stock Units ("RSUs") that were granted on May 22, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"Each RSU represents the Reporting Person's right to receive one share of Common Stock"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
2020 Omnibus Incentive Plan financial
"pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan"
non-employee director financial
"subject to the Reporting Person's continued service as a non-employee director of the Issuer"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Sotera Health (SHC) director Ruoxi Chen report on this Form 4?
Ruoxi Chen reported receiving a grant of 14,970 Restricted Stock Units (RSUs). These RSUs were issued as director equity compensation under Sotera Health’s 2020 Omnibus Incentive Plan and do not reflect an open-market stock purchase or sale.
How many Sotera Health (SHC) RSUs were granted to Ruoxi Chen and on what date?
Ruoxi Chen was granted 14,970 Restricted Stock Units on May 22, 2026. Each RSU represents the right to receive one share of Sotera Health common stock, subject to the vesting conditions described in the award agreement.
What are the vesting terms of Ruoxi Chen’s RSU grant at Sotera Health (SHC)?
The 14,970 RSUs vest in full on the earlier of the first anniversary of the May 22, 2026 grant date or immediately before Sotera Health’s next regular annual shareholders meeting, if Chen continues serving as a non-employee director until that time.
Is Ruoxi Chen’s Sotera Health (SHC) RSU grant an open-market stock purchase?
No, the RSU grant is not an open-market purchase. It is a compensation award with a reported price of $0.00 per unit, granted under Sotera Health’s 2020 Omnibus Incentive Plan rather than bought on the public market.
How many Sotera Health (SHC) securities does Ruoxi Chen hold after this RSU award?
After the reported award, Ruoxi Chen holds 95,751 Sotera Health securities. This total includes 14,970 RSUs that may settle into shares upon vesting and 80,961 shares of common stock already held.
What plan governs Ruoxi Chen’s RSU grant at Sotera Health (SHC)?
The RSU grant was made under the Sotera Health Company 2020 Omnibus Incentive Plan. This plan provides equity-based compensation, and Chen’s 14,970 RSUs are subject to its terms and the specific RSU agreement.