Here are the 8-K filings from Siebert Financial Corp (SIEB) in our archive since June 2025, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
An 8-K covers material events a company has to report between its quarterly reports, so if you follow SIEB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SIEB filings page.
On September 22, 2026, Gloria E. Gebbia resigned from SIEBERT FINANCIAL CORP.’s Board of Directors to focus on public relations and philanthropic endeavors. The company stated her resignation was not due to any disagreement with the company.
The board appointed John M. Gebbia to fill the vacancy. He has served as Co-Chief Executive Officer of subsidiary Muriel Siebert & Co., LLC, and has been active in the brokerage industry in various capacities since 1990. His board compensation will be consistent with that of the company’s other employee directors, as disclosed in the 2025 Form 10-K; related-party transactions involving him are also disclosed there.
Siebert Financial Corp. reported the results of its 2025 Annual Meeting of Shareholders held on November 18, 2025. Shareholders elected seven directors to serve until the 2026 annual meeting, with each nominee receiving more than 34.7 million votes in favor.
Investors also approved an amendment and restatement of the 2021 Equity Incentive Plan, increasing the number of common shares available and reserved for issuance to 5,000,000. In addition, shareholders gave advisory approval to the Company’s named executive compensation and ratified the appointment of Crowe LLP as independent registered public accounting firm for fiscal 2025.
Siebert Financial Corp. acquired the remaining 32% membership interests in its subsidiary RISE Financial Services, LLC for $3.7 million, making RISE a wholly-owned subsidiary. The purchase included 24% previously owned by director Gloria E. Gebbia.
The price equaled the carrying value of the interests and was treated as a return of capital to the selling holders. Terms were the same for employees and non-employees, with no continued-employment condition and no side agreements or non-equity consideration. The company states the goal is to effect a capital restructuring of RISE within the consolidated group and support potential strategic opportunities. RISE has been largely inactive since its acquisition.