Every 8-K that Siebert Financial Corp (SIEB) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow SIEB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SIEB filings page.
Siebert Financial Corp. reported the results of its 2025 Annual Meeting of Shareholders held on November 18, 2025. Shareholders elected seven directors to serve until the 2026 annual meeting, with each nominee receiving more than 34.7 million votes in favor.
Investors also approved an amendment and restatement of the 2021 Equity Incentive Plan, increasing the number of common shares available and reserved for issuance to 5,000,000. In addition, shareholders gave advisory approval to the Company’s named executive compensation and ratified the appointment of Crowe LLP as independent registered public accounting firm for fiscal 2025.
Siebert Financial Corp. acquired the remaining 32% membership interests in its subsidiary RISE Financial Services, LLC for $3.7 million, making RISE a wholly-owned subsidiary. The purchase included 24% previously owned by director Gloria E. Gebbia.
The price equaled the carrying value of the interests and was treated as a return of capital to the selling holders. Terms were the same for employees and non-employees, with no continued-employment condition and no side agreements or non-equity consideration. The company states the goal is to effect a capital restructuring of RISE within the consolidated group and support potential strategic opportunities. RISE has been largely inactive since its acquisition.