Every Form 4 that Siebert Financial Corp (SIEB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SIEB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SIEB filings page.
SIEBERT FINANCIAL CORP (SIEB) reported the share holdings of David Gebbia as of September 2, 2026. He holds 1,415,318 shares of common stock directly and has indirect beneficial ownership tied to family members and a family control group.
Family members own an additional 374,000 shares attributed to his indirect beneficial ownership, which he disclaims except for any pecuniary interest. He is also part of a family control group that holds 17,050,603 shares in total; members of this group recently gifted 10,000 shares to an individual outside the group, reducing the control group’s holdings by that amount.
SIEBERT FINANCIAL CORP (SIEB) reports in this Form 4 that group member John M. Gebbia is shown with 1,921,891 shares of common stock held directly and an additional 490,000 shares held by various family members that are reported as indirect beneficial ownership, with beneficial ownership of those family holdings disclaimed except for any pecuniary interest. The filing also shows Mr. Gebbia as part of a family “control group” reported with 17,050,603 shares after members of that group gifted 10,000 shares of common stock to an individual outside the group, reducing the control group’s aggregate holdings by that amount. No specific buy or sell transaction by Mr. Gebbia is reported in this filing.
SIEBERT FINANCIAL CORP (SIEB) insider Richard Gebbia reported his ownership of the company’s common stock. He holds 3,078,127 shares directly. Various family members hold 576,273 shares that are counted as his indirect beneficial ownership, although he disclaims beneficial ownership except for any pecuniary interest. Gebbia is also part of a family control group that collectively holds 17,050,603 shares; the group’s holdings decreased by 10,000 shares due to a gift by control group members to an individual outside the group.
SIEBERT FINANCIAL CORP (SIEB) insider John J. Gebbia, the CEO, director and a member of a 10% owner group, reported a bona fide gift of 10,000 shares of common stock on September 2, 2026. The shares were gifted by the John J & Gloria E Gebbia Gebbia Living Trust, which he and his spouse jointly own.
After this gift, Gebbia continues to indirectly own 9,794,994 shares of Siebert common stock through the Gebbia Living Trust and holds no shares directly. A related control group of family members collectively holds 17,050,603 shares after the transaction, and Gebbia disclaims beneficial ownership of those control-group shares except to the extent of his pecuniary interest. No Rule 10b5-1 trading plan is reported for this transaction.
SIEBERT FINANCIAL CORP (SIEB) director and more-than-10% owner Gloria E. Gebbia reported a bona fide gift of 10,000 shares of common stock on September 2, 2026, made through the jointly owned Gebbia Living Trust to an individual.
After the gift, she reports indirect ownership of 9,794,994 shares via the Gebbia Living Trust and no direct ownership. As part of a family control group, total reported indirect holdings are 17,050,603 shares, and she disclaims beneficial ownership of control-group shares beyond her pecuniary interest. No Rule 10b5-1 trading plan is reported.
SIEBERT FINANCIAL CORP (SIEB) director and CEO John J. Gebbia reported a bona fide gift of 22,500 shares of common stock on August 26, 2026, made by the John J & Gloria E Gebbia Living Trust to family members and individuals. After this gift, the reporting person indirectly owns 9,804,994 shares through the Gebbia Living Trust and directly owns no shares. A family control group associated with the reporting person now holds 17,060,603 shares, reflecting a net decrease of 7,500 shares due to combined gifts and an internal family acquisition, with the reporting person disclaiming beneficial ownership of those control-group shares except for any pecuniary interest.
Siebert Financial Corp (SIEB) insider John M. Gebbia, identified as a member of a 10% owner group, reported his holdings of common stock. He directly owns 1,921,891 shares of Siebert common stock. Various family members collectively own an additional 490,000 shares, for which he disclaims beneficial ownership except for any pecuniary interest. Gebbia also reports indirect ownership as part of a family control group holding 17,060,603 shares of Siebert common stock. Within this control group, family members gifted 22,500 shares to individuals outside the group and a related family member acquired 15,000 shares, resulting in a net decrease of 7,500 shares held by the control group, with Gebbia disclaiming beneficial ownership of those shares except to the extent of his pecuniary interest.
SIEBERT FINANCIAL CORP (SIEB) insider David Gebbia reported his ownership of common stock as of 2026-08-26. He holds 1,415,318 shares directly. Various family members hold 387,000 additional shares, for which he disclaims beneficial ownership except for any pecuniary interest. He is also part of a family control group that collectively holds 17,060,603 shares after members gifted 22,500 shares and a related family member acquired 15,000 shares, a net decrease of 7,500 shares to the control group.
SIEBERT FINANCIAL CORP (SIEB) director and 10% owner-group member Gloria E. Gebbia reported a bona fide gift of 22,500 shares of common stock on August 26, 2026, made indirectly through the John J & Gloria E Gebbia Living Trust. Following this gift, she indirectly owns 9,804,994 shares via the trust and holds no shares directly. A broader family control group now collectively holds 17,060,603 shares, after a net decrease of 7,500 shares due to gifts and a separate family member’s purchase of 15,000 shares. The reporting person disclaims beneficial ownership of certain control-group shares beyond her pecuniary interest.
SIEBERT FINANCIAL CORP (SIEB) reported that Richard Gebbia, identified as a member of a 10% owner group, had a family member purchase 15,000 shares of common stock on May 28, 2026 at $1.86 per share. These shares are reported as Gebbia’s indirect beneficial ownership through family members, totaling 576,273 shares after the transaction, while he directly owns 3,078,127 shares. A family control group associated with him held 17,060,603 shares after gifts and acquisitions that produced a net decrease of 7,500 shares to the control group. Gebbia disclaims beneficial ownership of family and control group shares except to the extent of his pecuniary interest.
Siebert Financial Corp’s CEO and director, who is also part of a 10% owner group, reported a bona fide gift of 6,000 shares of common stock held indirectly. The shares were gifted from the Gebbia Living Trust to individuals, reducing the reporting person’s indirect holdings in that trust to 9,827,494 shares.
The filing also notes the reporting person is part of a family control group that collectively holds 17,068,103 shares after the gift, while the reporting person disclaims beneficial ownership of those control group shares except for any pecuniary interest. This was a non-market, no‑price gift transfer, not an open‑market sale.
SIEBERT FINANCIAL CORP director and 10% owner group member Gloria E. Gebbia reported a bona fide gift of 6,000 shares of common stock on March 9, 2026. The shares were gifted at a price of $0.00 per share.
The transaction was made indirectly through the jointly owned John J & Gloria E Gebbia Living Trust, reducing that trust’s holdings by 6,000 shares to 9,827,494 shares of Siebert common stock. Gebbia reports no directly owned shares and is part of a family control group that indirectly holds 17,068,103 shares after the gift. She disclaims beneficial ownership of control group shares except to the extent of her pecuniary interest.
SIEBERT FINANCIAL CORP insider Richard Gebbia filed a Form 4 updating his ownership in the company’s common stock. He directly owns 3,078,127 shares of SIEBERT FINANCIAL CORP common stock.
The filing notes that his various family members own 561,273 additional shares, for which he disclaims beneficial ownership except to the extent of any pecuniary interest. It also states he is part of a family control group that holds 17,068,103 shares, and that members of this control group collectively gifted 6,000 shares to individuals outside the group, reducing the control group’s holdings by that amount.
SIEBERT FINANCIAL CORP insider John M. Gebbia, described as a member of a 10% owner group, reported his ownership of the company’s common stock. He directly owns 1,921,891 shares. Various family members collectively hold 490,000 shares that he reports indirectly but expressly disclaims beneficial ownership, other than any pecuniary interest. A wider family control group is reported with 17,068,103 shares, and members of this group previously gifted 6,000 shares to people outside the group, reducing the control group’s holdings by that amount. Gebbia also disclaims beneficial ownership of the control group shares beyond his economic interest.
Siebert Financial Corp insider David Gebbia filed a Form 4 that primarily updates his ownership position rather than reporting new trades. The filing states that he owns 1,415,318 shares of Siebert Financial common stock directly.
It also notes that various family members hold an additional 387,000 shares. Gebbia disclaims beneficial ownership of those family-held shares, and of shares held by a broader family control group, except to the extent of his pecuniary interest.
Members of this control group recently gifted 6,000 shares to individuals outside the group, resulting in a 6,000-share net decrease in the group’s overall holdings. The disclosure helps clarify how much stock Gebbia and his related group effectively control.
Siebert Financial Corp. insider Richard Gebbia, identified as a member of a 10% owner group, reported family-related changes in indirect ownership of the company’s common stock. He directly owns 3,078,127 shares of common stock.
On January 20, 2026, minor family members associated with him were gifted 13,000 shares, increasing his reported indirect ownership, and those same 13,000 shares were then transferred by family members to a limited liability company owned by various family members, decreasing his indirect ownership by the same amount. Family members included in his indirect ownership collectively hold 561,273 shares, for which he disclaims beneficial ownership except for his pecuniary interest.
The filing also notes an indirect holding of 17,074,103 shares for a family control group. Within this group, 403,780 shares underlying a warrant issued by a control-group member to BCW Securities LLC had been previously underreported, and there was a net decrease of 143,000 shares from gifts by control-group members. Gebbia disclaims beneficial ownership of these control-group shares except to the extent of any pecuniary interest.
Siebert Financial Corp. insider John M. Gebbia, identified as a member of a 10% owner group, reported several ownership changes in the company’s common stock. On January 20, 2026, he gifted 3,000 shares of common stock, reducing his direct holdings to 1,921,891 shares.
Minor family members received a gift of 26,000 shares, increasing his reported indirect holdings before those same 26,000 shares were transferred to a family-owned limited liability company, leaving 490,000 shares reported as indirectly owned through various family members. Gebbia reports participation in a family control group with 17,074,103 shares indirectly owned by the group after adjusting for previously underreported 403,780 shares underlying a warrant and a net decrease of 143,000 shares from gifts by control group members. He disclaims beneficial ownership of the indirectly held and control group shares except to the extent of his pecuniary interest.
Siebert Financial director Gloria E. Gebbia, a more than 10% owner, reports changes and clarifications to her indirect holdings of Siebert Financial Corp. common stock. A family trust she jointly owns with her husband, the Gebbia Living Trust, gifted 140,000 shares to family members, resulting in Gebbia’s indirect ownership through that trust totaling 9,833,494 shares of common stock. A separate family control group, of which she is a member, now has indirect holdings of 17,074,103 shares after net gifts of 143,000 shares, and she disclaims beneficial ownership of those control group shares except for her pecuniary interest. The filing also notes that her indirect ownership had previously omitted 403,780 shares underlying a warrant issued to BCW Securities LLC, which are now included in her reported beneficial ownership.
David Gebbia, a member of a 10% owner group of Siebert Financial Corp., filed a Form 4 updating his direct and indirect holdings of the company’s common stock. He directly owns 1,415,318 shares of common stock. On January 20, 2026, 13,000 shares were gifted to his minor family members at a price of $0, increasing his reported indirect ownership to 387,000 shares, and 13,000 shares were then transferred at $0 to a family-owned limited liability company, reducing that indirect position to 374,000 shares. He is also reported as indirectly owning 17,074,103 shares through a family control group, which includes 403,780 shares underlying a warrant that had previously been omitted. Gebbia disclaims beneficial ownership of the indirectly held and control group shares except to the extent of his pecuniary interest.
Siebert Financial Corp. insider filing shows changes in indirect ownership following family share gifts and a prior underreporting correction. The reporting person, identified as a director, CEO, 10% owner and member of a 10% owner group of Siebert Financial Corp. (SIEB), reports no directly owned common shares. A trust jointly owned with the reporting person’s spouse, the Gebbia Living Trust, gifted 140,000 shares of common stock to family members on January 20, 2026, reducing the reporting person’s indirect holdings through that trust to 9,833,494 shares. The filing also notes that the reporting person’s indirect ownership had previously been underreported by 403,780 shares tied to common stock underlying a warrant issued to BCW Securities LLC, which are now included. A family control group associated with the reporting person holds 17,074,103 shares in total after net gifts of 143,000 shares, with the reporting person disclaiming beneficial ownership of those control group shares except to the extent of any pecuniary interest.
Siebert Financial Corp. (SIEB) insider David Gebbia reported changes in his beneficial ownership of the company’s common stock. He directly owns 1,415,318 shares of Siebert common stock. The filing shows family-related transfers of 13,000 shares, recorded as gifts and movements among family accounts and a family-owned limited liability company, all at a reported price of $0 per share.
After these transactions, family members included in Gebbia’s indirect holdings own 374,000 shares of Siebert common stock, and a broader family control group beneficially owns 16,813,323 shares. The filing notes that Gebbia disclaims beneficial ownership of certain family and control-group shares except to the extent of his economic interest.
Siebert Financial Corp. insider ownership changes were reported by a single reporting person on a Form 4. The individual directly owns 1,924,891 shares of Siebert Financial Corp. common stock. Various family-related transactions on 11/20/2025 affected the reporting person’s indirect holdings and those of a broader family control group.
The report notes that minor family members were gifted 26,000 shares, increasing the reporting person’s indirect ownership, and that 26,000 shares were then transferred by family members to a family-owned limited liability company, decreasing that indirect ownership by the same amount. Family members included in the reporting person’s indirect ownership hold 490,000 shares of common stock, and a family control group collectively holds 16,813,323 shares. The reporting person disclaims beneficial ownership of these family and control group shares except to the extent of any pecuniary interest.
Siebert Financial Corp. (SIEB) reported an insider equity change by Andrew H. Reich, who serves as director, EVP, COO, CFO and Secretary. On 11/20/2025, he gifted 20,000 shares of Siebert common stock to an adult family member, a transfer recorded at a price of $0 because it was a gift. Following this transaction, he directly owns 589,574 shares of Siebert common stock.
The filing also notes that he holds 28,000 shares for the benefit of his minor children and disclaims beneficial ownership of those shares except to the extent of his pecuniary interest. No derivative securities were reported in this form.
Siebert Financial Corp. (SIEB) director and 10% owner Gloria E. Gebbia reported an indirect transfer of company stock within her family. A family trust, the John J & Gloria E Gebbia TTEESS UAD 12/8/94, gifted 128,000 shares of Siebert common stock at a reported price of $0, reflecting a non-cash transfer. After these transactions, Gebbia reports no direct ownership of Siebert shares and an indirect beneficial stake of 9,569,714 shares held through the Gebbia Living Trust. She is also part of a family control group that indirectly holds 16,813,323 shares, while disclaiming beneficial ownership beyond her pecuniary interest.
Siebert Financial Corp. (SIEB) insider John J. Gebbia, a director, CEO, 10% owner and member of a control group, reported an indirect transfer of common stock. On 11/20/2025, a trust he jointly owns with his wife, the Gebbia Living Trust, gifted 128,000 shares of Siebert common stock, recorded at a price of $0 per share with transaction code "G" for a gift. After these transactions, Gebbia indirectly owns 9,569,714 shares of Siebert common stock through the Gebbia Living Trust and is also listed with 16,813,323 shares as part of a family control group. He states that he does not directly own any Siebert common shares and disclaims beneficial ownership of control group shares except for his pecuniary interest.
Siebert Financial Corp. (SIEB) insider Richard Gebbia filed a Form 4 reporting family-related transfers of common stock and confirming his current holdings. He directly owns 3,078,127 shares of Siebert common stock. A minor family member was gifted 13,000 shares, and that same amount was later transferred by the family member to a family-owned LLC, both at a price of $0, leaving Gebbia with 561,273 shares reported as indirectly owned through various family members. Gebbia is also part of a family control group that collectively reports 16,813,323 shares as indirectly owned, with earlier gifts from the Gebbia Living Trust causing a 128,000-share net decrease to the control group. Gebbia disclaims beneficial ownership of the indirectly held family and control-group shares except to the extent of his pecuniary interest.