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The J.M. Smucker Company Form 4 Filings

SJM NYSE

Every Form 4 that The J.M. Smucker Company (SJM) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow SJM and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SJM filings page.

Rhea-AI Summary

J M SMUCKER Co (SJM) reports that Chief People Officer Jill R. Penrose had 1,461 Common Shares withheld on September 1, 2026 to satisfy tax liability upon the vesting of restricted stock under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. After this tax-withholding disposition, she holds 14,334 Common Shares directly and 2,755 Common Shares indirectly through a 401(k) plan and the company’s dividend reinvestment plan.

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J M SMUCKER Co (SJM) executive Jeannette L. Knudsen, Chief Legal Officer, reported that on September 1, 2026, 1,584 common shares were withheld by the company at $131.42 per share to satisfy tax liability upon the vesting of restricted stock under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. Following this tax-withholding disposition, she directly held 15,251 common shares and indirectly held 5,243 common shares through a 401(k) and dividend reinvestment plan; no Rule 10b5-1 trading plan is reported.

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J M SMUCKER Co (SJM) reports that Chief Product Supply Officer Robert D. Ferguson disposed of Common Shares in late August and early September 2026. On August 31, 2026, he sold 2,522 shares at $132.41 per share in a market transaction. On September 1, 2026, 1,121 shares were withheld by the company at $131.42 per share to satisfy tax liability upon vesting of restricted stock under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. Indirectly, 425 shares are held through a 401(k) and dividend reinvestment plan. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

J M SMUCKER Co (SJM) CEO and Chair Mark T. Smucker reported exercising options for 84,821 Common Shares at an exercise price of $108.90 per share on August 31, 2026, then selling the same 84,821 Common Shares at a weighted average price of $131.39 per share in multiple transactions. The option, originally granted for fiscal 2021, is now fully exercised with 0 option shares remaining from this grant. Following these transactions, he reports indirect holdings including 7,640 Common Shares by a 401(k) plan, 60,000 Common Shares by a 2025 grantor retained annuity trust, and additional shares held by other family and trust entities, some of which he disclaims beneficial ownership. No Rule 10b5-1 trading plan is reported.

Rhea-AI Summary

J M SMUCKER Co (SJM) Chief Financial Officer Marshall Tucker H reported option exercises and share sales on August 28, 2026. He exercised options for a total of 18,482 Common Shares at strike prices of $108.90 and $125.82 per share and acquired the corresponding common shares. He then sold 18,482 Common Shares in open-market transactions at weighted-average prices around $132 per share. He also reports 1,526 Common Shares held indirectly through a 401(K) plan.

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AMIN TARANG reported acquisition or exercise transactions in this Form 4 filing.

J M Smucker director Tarang Amin received a routine equity award in the form of deferred stock units. He was granted 246.670 deferred stock units, each tied to one common share, as compensation. This increased his total deferred stock unit balance to 7,346.097 units, including amounts accumulated through the company’s dividend reinvestment plan.

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J M Smucker director Mercedes Abramo reported receiving 217.660 Deferred Stock Units as a grant of derivative securities. These units were awarded at a price of $0.00 per unit and increase her deferred holdings to 6,252.076 units.

Each Deferred Stock Unit is payable in Common Shares on a 1-for-1 basis following her termination of service as a director. The reported amount also includes shares acquired under the company’s dividend reinvestment plan administered by its transfer agent. This reflects routine, compensation-related equity accrual rather than an open-market trade.

Rhea-AI Summary

Chung Bruce reported acquisition or exercise transactions in this Form 4 filing.

J M Smucker director Bruce Chung received a grant of 228.54 Deferred Stock Units as equity compensation. These units carry a stated price of $0.00 per unit and increase his deferred stock unit holdings to 506.444 units.

The Deferred Stock Units are payable in Common Shares on a 1‑for‑1 basis after Chung’s service as a director ends, effectively deferring ownership of company stock. The reported amount includes shares accumulated through the company’s dividend reinvestment plan administered by its transfer agent.

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Perry Kirk reported acquisition or exercise transactions in this Form 4 filing.

J M Smucker director Perry Kirk received a grant of 217.6600 Deferred Stock Units as compensation. Following this award, he directly holds 22,991.0870 Deferred Stock Units. These units are payable in Common Shares on a 1-for-1 basis after his service as a director ends and include shares from the company’s dividend reinvestment plan.

Rhea-AI Summary

J M Smucker Co’s Chief People Officer Jill R. Penrose reported an open-market sale of 5,000 Common Shares at $116.695 per share. After this sale, she directly holds 15,795 Common Shares.

The filing also shows an indirect holding of 2,732 Common Shares in a 401(k) account as of the same date, reflecting shares held through a retirement plan in addition to her direct ownership.

Rhea-AI Summary

J. M. Smucker’s Chief Legal Officer, Jeannette L. Knudsen, reported an open-market sale of 4,353 Common Shares at $115.08 per share. After this sale, she directly holds 16,835 Common Shares and indirectly holds 5,199 Common Shares through a 401(k) plan.

Rhea-AI Summary

J. M. Smucker’s Chief Financial Officer Marshall Tucker H reported an open‑market sale of 3,630 common shares at a weighted average price of about $111.05 per share. The shares were sold in multiple trades between $111.04 and $111.11.

After the sale, he directly holds 38,699 common shares and indirectly holds 1,526 common shares through a 401(k) plan, indicating he retains a sizable equity position in the company following this transaction.

Rhea-AI Summary

The J. M. Smucker Co. CEO Mark T. Smucker reported an open-market sale of 13,000 common shares at a weighted average price of $115.11 per share. After the sale, he directly held 82,009 common shares. The filing also lists several indirect holdings, including shares held by trusts for his daughter and son, a separate trust, a 2025 GRAT, his wife, and a 401(k) account, with the filing noting that he disclaims beneficial ownership of certain indirectly held shares.

Rhea-AI Summary

J. M. Smucker Co CEO Mark T. Smucker reported compensation-related share activity in Common Shares. On June 15, 2026, a total of 12,677 shares were withheld at $115.94 per share to satisfy tax liabilities upon the vesting of restricted stock under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. One withholding of 11,448 shares left 95,009 direct shares in that account, and a separate withholding of 1,229 shares left 106,457 direct shares in another. The filing also lists indirect holdings, including shares held by his wife, various trusts for his children, a GRAT, and a 401(k), with beneficial ownership of certain of these indirect positions disclaimed.

Rhea-AI Summary

J.M. Smucker Chief People Officer Jill R. Penrose reported routine share activity tied to equity compensation. On June 15, 2026, a total of 979 common shares were withheld by the company at $115.94 per share to cover tax obligations on vested restricted stock, classified as tax-withholding dispositions rather than open-market sales. After these transactions, she directly holds 20,795 common shares and indirectly holds 2,732 common shares through a 401(k) plan.

Rhea-AI Summary

J. M. Smucker Chief Financial Officer Marshall Tucker reported routine equity-related activity involving company common shares. On June 15, 2026, a total of 1,473 common shares were used in tax-withholding dispositions tied to equity compensation, at a reference price of $115.94 per share. These shares were withheld by the company to satisfy tax liabilities upon the vesting of restricted stock under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan, rather than sold in the open market. Following these transactions, Tucker directly held 42,329 common shares and indirectly held 1,526 common shares through a 401(K) account.

Rhea-AI Summary

J. M. Smucker Chief Legal Officer Jeannette L. Knudsen reported routine tax-related share dispositions and updated holdings. On 2026-06-15, she had 1,483 common shares and another 165 common shares withheld at $115.94 per share to cover tax liabilities tied to restricted stock vesting under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan.

These F-code transactions are classified as tax-withholding dispositions, not open-market sales, and left her with 22,671 common shares held directly and 5,199 common shares held indirectly through a 401(k) plan.

Rhea-AI Summary

The J. M. Smucker Co. Chief Product Supply Officer Robert D. Ferguson reported routine share withholdings to cover taxes on equity compensation. On the reported date, a total of 1,259 common shares were withheld by the company at $115.94 per share to satisfy tax liabilities upon the vesting of restricted stock under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. The filing also notes indirect holdings of common shares in a 401(k) plan.

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Ferguson Robert D reported acquisition or exercise transactions in this Form 4 filing.

J M Smucker Co reported that Chief Product Supply Officer Robert D. Ferguson received a grant of 8,650 common shares of restricted stock for fiscal year 2027 under the 2020 Equity and Incentive Compensation Plan. These restricted shares vest in three equal annual installments beginning on June 11, 2027. Following the grant, he holds 40,076 common shares directly and an additional 421 common shares indirectly through the company’s 401(k) plan, which also reflects shares accumulated via the 401(k) and dividend reinvestment plan.

Rhea-AI Summary

The J. M. Smucker Co. Chief Marketing Officer Katherine Marie Williams received a compensation-related grant of 3,136 common shares at no cost, classified as a grant or award acquisition.

After this award, she directly holds 12,848 common shares. The restricted stock granted for fiscal year 2027 under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan will vest in three equal annual installments beginning on June 11, 2027.

Rhea-AI Summary

J. M. Smucker Chief People Officer Jill R. Penrose reported a compensation-related stock award and updated holdings. She received 5,978 Common Shares as a grant at $0.00 per share, classified as a restricted stock award under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan.

The restricted stock vests in three equal annual installments beginning on June 11, 2027. Following the grant, Penrose directly holds 21,774 Common Shares. Separately, she indirectly holds 2,732 Common Shares through a 401(k) plan, which includes shares acquired via the company’s 401(k) and its dividend reinvestment plan since her last ownership report.

Rhea-AI Summary

Marshall Tucker H reported acquisition or exercise transactions in this Form 4 filing.

J. M. Smucker Chief Financial Officer Marshall Tucker H reported a compensation-related stock grant and updated holdings. He received 9,207 Common Shares as a grant or award at $0.00 per share, increasing his direct ownership to 43,802 Common Shares.

The restricted stock was granted for fiscal year 2027 under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan and vests in three equal annual installments beginning on June 11, 2027. In addition, he indirectly holds 1,526 Common Shares through a 401(k) and dividend reinvestment plan. The filing reflects compensation and accumulation of shares, not an open-market purchase or sale.

Rhea-AI Summary

J. M. Smucker Chief Legal Officer Jeannette L. Knudsen reported a mix of share awards and sales in company stock. She received a grant of 6,797 common shares at no cost as restricted stock for fiscal year 2027, awarded under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. These restricted shares vest in three equal annual installments beginning on June 11, 2027.

On the same date, she sold 5,550 common shares in an open-market transaction at a price of $116.29 per share. Following these transactions, she directly holds 22,836 common shares and indirectly holds 5,199 common shares through a 401(k) plan, which also reflects shares accumulated via the company’s 401(k) and dividend reinvestment plans.

Rhea-AI Summary

SMUCKER MARK T reported acquisition or exercise transactions in this Form 4 filing.

J M Smucker Co CEO and Chair Mark T. Smucker received a grant of 34,497 restricted common shares at $0.00 per share as equity compensation. The award is for fiscal year 2027 under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan.

The restricted stock vests in three equal annual installments beginning on June 11, 2027. After this grant, Smucker directly holds 107,686 common shares. The filing also lists several indirect holdings, including shares held by family trusts, a grantor retained annuity trust, his spouse, and a 401(k) plan, some of which he disclaims beneficial ownership of.

Rhea-AI Summary

Chung Bruce reported acquisition or exercise transactions in this Form 4 filing.

J M Smucker Co director Bruce Chung received a grant of 274.898 Deferred Stock Units. These units were awarded at a price of $0.00 per unit and are tied to an equal number of underlying common shares on a 1-for-1 basis.

The Deferred Stock Units are payable in common shares after Chung’s service as a director ends, so this award increases his long-term, equity-linked compensation rather than reflecting an open‑market purchase or sale.

Rhea-AI Summary

J M Smucker Co director Perry Kirk received 261.808 Deferred Stock Units on Common Shares. These units were granted at a stated price of $0.0000 per unit and increase his directly held Deferred Stock Units to 22,527.129. Deferred Stock Units are payable in Common Shares on a 1-for-1 basis following the end of his service as a director.

The reported holdings include shares acquired under the company’s dividend reinvestment plan administered by its transfer agent, indicating automatic reinvestment of dividends into additional share-based interests rather than cash payments.

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AMIN TARANG reported acquisition or exercise transactions in this Form 4 filing.

J. M. Smucker Co director Tarang Amin received a grant of 261.808 Deferred Stock Units, increasing his deferred holdings to 6,958.414 units. These units are a form of director compensation that will be settled in an equal number of common shares after his service as a director ends. The total reported amount also reflects shares accumulated through the company’s dividend reinvestment plan.

Rhea-AI Summary

Abramo Mercedes reported acquisition or exercise transactions in this Form 4 filing.

J M Smucker Co director Mercedes Abramo received a grant of 261.808 Deferred Stock Units on Common Shares-equivalent basis. These units were awarded as compensation and increase her deferred stock unit balance to 5,969.153 units held directly.

Deferred Stock Units are payable in Common Shares at a 1-for-1 rate after her service as a director ends, and the reported amount also reflects shares accumulated through the company’s dividend reinvestment plan.

Rhea-AI Summary

Williams Katherine Marie reported acquisition or exercise transactions in this Form 4 filing.

J. M. Smucker Chief Marketing Officer Katherine Marie Williams reported stock-based compensation awards of common shares. On March 20, 2026, she received three grants of restricted stock totaling 5,000, 2,000, and 2,712 common shares at no purchase price per share. According to the filing, two special one-time awards will vest on the third and fifth anniversaries of the grant date. A separate fiscal 2026 restricted stock award will vest in three equal annual installments beginning on March 20, 2027. Following these awards, she directly owns 9,712 common shares.

Rhea-AI Summary

Penrose Jill R reported acquisition or exercise transactions in this Form 4 filing.

J. M. Smucker Chief People Officer Jill R. Penrose received an equity award of 613 common shares. The shares are restricted stock granted for fiscal year 2026 under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan and carry no purchase price.

The restricted shares vest in three equal annual installments beginning on March 20, 2027. After this grant, Penrose directly holds 15,796 common shares. She also indirectly holds 2,703 common shares through a 401(k) account, which includes shares accumulated via the company’s 401(k) plan and its dividend reinvestment plan since her last ownership report.

Rhea-AI Summary

Marshall Tucker H reported acquisition or exercise transactions in this Form 4 filing.

J. M. Smucker’s Chief Financial Officer, Marshall Tucker H, received an award of 731 Common Shares on March 20, 2026 as a grant under the company’s 2020 Equity and Incentive Compensation Plan. These restricted shares vest in three equal annual installments beginning on March 20, 2027. Following this award, he directly holds 34,595 Common Shares, and indirectly holds 1,510 Common Shares through the company’s 401(k) plan and its dividend reinvestment plan.

Rhea-AI Summary

J. M. Smucker Chief Product Supply Officer Robert D. Ferguson received a grant of 2,992 common shares as equity compensation. The award was made at a price of $0.00 per share as a restricted stock grant for fiscal year 2026 under The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan.

According to the filing, this restricted stock vests in three equal annual installments beginning on March 20, 2027. Following the grant, Ferguson directly holds 31,426 common shares, and an additional 417 common shares are held indirectly through a 401(K) account. The indirect amount includes shares acquired under the company’s dividend reinvestment plan.

Rhea-AI Summary

J M Smucker Co reported small insider-related sales of Common Shares linked to CEO Mark T. Smucker’s family trusts. On March 10, 2026, trusts for his son and daughter executed open‑market sales totaling 462.66 shares at prices of $108.97 and $108.86 per share.

After these sales, those two trusts together held 12,770.67 shares. The filing also shows Mark Smucker continuing to report significant direct and indirect holdings, including 73,189 Common Shares held directly, plus additional shares held through a 401(k), GRATs, other trusts, and his spouse, with certain indirect interests disclaimed.

Rhea-AI Summary

The J. M. Smucker Co. director Tarang Amin bought additional company stock in the open market. He purchased 880 common shares at a weighted average price of $113.41 per share in open-market transactions. These purchases occurred in multiple trades at prices ranging from $113.40 to $113.48 per share. After this transaction, Amin directly owns 4,705 common shares of J. M. Smucker.

Rhea-AI Summary

The J. M. Smucker Co. director reported a routine equity award in the form of deferred stock units. On 01/02/2026, the director acquired 271.655 deferred stock units at a price of $0. These units are each linked to one common share of the company.

Following this transaction, the director beneficially owns 5,653.12 deferred stock units on a direct basis. The units are payable in common shares at a 1-for-1 rate after the director’s service ends. The reported amount includes shares acquired under the company’s dividend reinvestment plan administered by its transfer agent.

Rhea-AI Summary

The J. M. Smucker Co. reported an insider equity award for a director. On 01/02/2026, a director acquired 258.719 Deferred Stock Units, each tied to one common share, with a stated price of $0, indicating these were granted rather than purchased on the open market.

After this transaction, the director beneficially owned 6,696.606 Deferred Stock Units. These units are payable in common shares on a 1-for-1 basis following the end of the individual’s board service. The total reported holdings also include shares accumulated through the company’s dividend reinvestment plan.

Rhea-AI Summary

J M Smucker Co director filed a Form 4 reporting an increase in deferred stock units tied to company common shares. On 01/02/2026, the reporting person acquired 258.719 deferred stock units at a price of $0, reflecting non-cash director compensation. Each deferred stock unit is payable in one common share following termination of service as a director.

After this transaction, the reporting person beneficially owned 22,053.785 deferred stock units. This total includes shares acquired under the company’s dividend reinvestment plan as administered by its transfer agent.

Rhea-AI Summary

J. M. Smucker Co. director and CEO/Chair of the Board filed a report of ownership for company common shares. On 12/29/2025, the reporting person recorded a transaction coded “G” involving 1,513 common shares at a reported price of $0, reducing direct holdings.

After this transaction, the reporting person directly owns 73,189 common shares. Additional indirect holdings include 7,423 shares through a 401(k) plan, 60,000 shares through a 2025 GRAT, 19,377 shares through a 2024 GRAT, and 41,431 shares through a trust. There are also 3,469 shares held by a spouse and 13,002 shares in trusts for a son and 13,002 shares in trusts for a daughter, with the filer disclaiming beneficial ownership of these latter holdings. No derivative securities are reported.

Rhea-AI Summary

J M Smucker Co (SJM) director Dawn C. Willoughby received 1,566 deferred stock units on 10/01/2025 that convert 1-for-1 into common shares upon termination of her service as a director. The Form 4 shows these units were acquired at a $0 price and increased her total reported beneficial ownership to 16,451.846 common shares, which includes shares held through the company’s dividend reinvestment plan. The filing was submitted on 10/03/2025 by a power of attorney.

Rhea-AI Summary

J.M. Smucker (SJM) disclosed a routine insider transaction. A company director acquired 1,566 deferred stock units on 10/01/2025, reported at $0 per unit, bringing the director’s derivative securities beneficially owned to 8,584.403 units following the transaction. Deferred stock units are payable in common shares at a 1‑for‑1 rate following termination of service as a director. The reported holdings include shares acquired through the company’s dividend reinvestment plan administered by its transfer agent.

Rhea-AI Summary

J.M. Smucker (SJM) reported a Form 4 showing a director acquired deferred stock units on 10/01/2025.

The filing lists two acquisitions of derivative securities: 1,566 Deferred Stock Units and 230.372 Deferred Stock Units, each at a price of $0. Following these transactions, the number of derivative securities beneficially owned was 21,564.963.

The filing explains that Deferred Stock Units are payable in common shares at a 1-for-1 rate after the director’s service ends. It also notes that the amount includes shares acquired under the company’s dividend reinvestment plan administered by its transfer agent.

Rhea-AI Summary

J M Smucker Co (SJM) director Jonathan E. Johnson III reported an acquisition of 1,566 deferred stock units on 10/01/2025. The deferred stock units are payable 1-for-1 in common shares following termination of his service as a director. The Form 4 shows a post-transaction beneficial ownership figure of 5,946.31 shares, which the filer notes includes shares acquired through the company’s dividend reinvestment plan. The Form was signed by a power of attorney on 10/03/2025. No cash price was paid for the deferred units (listed as $0).

Rhea-AI Summary

J.M. Smucker (SJM) reported an insider transaction: a director filed Form 4 disclosing the acquisition of 1,566 Deferred Stock Units on 10/01/2025 at $0 per unit. These units are payable in Common Shares on a 1-for-1 basis following termination of service as a director.

Following the transaction, the director beneficially owned 14,813.126 derivative securities, held directly. A footnote states this amount includes shares acquired under the company’s dividend reinvestment plan administered by its transfer agent.

Rhea-AI Summary

Susan Chapman-Hughes, a director of J M Smucker Co (SJM), was granted 1,566 Deferred Stock Units on 10/01/2025. The units are payable one-for-one in common shares upon termination of her service as a director and were granted at a stated price of $0. Following the reported transaction, the filing shows 8,584.403 common shares beneficially owned by Ms. Chapman-Hughes, including shares acquired via the company dividend reinvestment plan. The Form 4 was filed individually by the reporting person and signed by a power of attorney on 10/03/2025.

Rhea-AI Summary

The J. M. Smucker Co. (SJM) director reported acquisitions of deferred stock units on 10/01/2025 on a Form 4. Two entries were recorded: 230.372 DSUs and 1,566 DSUs, each at $0. These DSUs are payable in common shares on a 1-for-1 basis following termination of service as a director. After the reported transactions, the reporting person beneficially owned 6,369.919 derivative securities, held directly.

Rhea-AI Summary

J M Smucker Co. director Mercedes Abramo received Deferred Stock Units totaling 1,808 on 10/01/2025, recorded on Form 4 filed 10/03/2025. The filing shows two grants of Deferred Stock Units: 241.891 units and 1,566 units, payable 1-for-1 in common shares after termination of director services, and reported at a $0 purchase price. Following these transactions, the report shows total beneficial ownership of 5,324.65 common shares, which includes shares acquired through the company’s dividend reinvestment plan.

This disclosure documents routine equity compensation for a director rather than an open-market purchase or sale. The units are deferred and convertible to shares upon termination of service, so they do not represent immediately tradable stock.

Rhea-AI Summary

Mark T. Smucker, CEO and Chair of J M Smucker Co (SJM), reported a transaction dated 09/30/2025 in which 2,090 common shares were disposed (transaction code shown as G V) at a reported price of $0. Following the reported transaction, the filing shows 74,702 shares held directly. The Form 4 lists multiple indirect holdings including 7,345 shares via a 401(k), 60,000 via a 2025 GRAT, 19,377 via a 2024 GRAT, 41,431 via a trust, 13,002 via trust(s) for a son, 13,002 via trust(s) for a daughter, and 3,469 held by spouse. The reporting person disclaims beneficial ownership of certain shares as noted in the explanation.

Rhea-AI Summary

Marshall Tucker H, identified as the company's Chief Financial Officer, reported an open-market disposition of 11,138.837 common shares on 09/30/2025 at a reported price of $108.11 per share. After the sale the reporting person beneficially owned 33,864 shares directly and 1,479 shares indirectly held in the company 401(k) plan. The filing notes that the total share amounts include purchases under the company 401(k) and the dividend reinvestment plan administered by the transfer agent. The form was signed by a power of attorney on 10/01/2025.

Rhea-AI Summary

J M Smucker Co. (SJM) insider transaction: The reporting person, who serves as CEO and Chair, sold 6,500 common shares at $110 per share on 09/24/2025, reducing direct holdings to 76,792 shares. The report also shows 60,000 shares were transferred from direct ownership into a 2025 Grantor Retained Annuity Trust (GRAT). Additional indirect holdings include 7,345 shares in the company 401(k) and dividend reinvestment plan, 19,377 and 41,431 shares held in GRATs and trusts, and smaller family trust holdings; the reporting person disclaims beneficial ownership of certain family-held shares.