Director at Soluna Holdings (NASDAQ: SLNH) gets 726K-share award, sells preferred stock

Rhea-AI Filing Summary

Soluna Holdings director John Bottomley reported two transactions involving the company’s securities. On June 1, 2026, he completed an open-market sale of 1,000 shares of 9.0% Series A Cumulative Perpetual Preferred Stock at $10.0045 per share, leaving him with 26,489 preferred shares held directly.

On the same date, he was granted 726,401 restricted stock awards representing shares of Common Stock at no purchase price, as approved by the Compensation Committee. According to the footnote, these shares will vest 100% upon his separation from the issuer. Following this award, Bottomley directly holds 1,703,559 shares of Common Stock.

Insider Trade Summary

Net Seller: 1,000 shares ($10,005)

Net Sell 2 txns

Insider Bottomley John

Role null

Sold 1,000 shs ($10K)

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	726,401	$0.00	--
Sale	9.0% Series A Cumulative Perpetual Preferred Stock	1,000	$10.0045	$10K

Holdings After Transaction: Common Stock — 1,703,559 shares (Direct, null); 9.0% Series A Cumulative Perpetual Preferred Stock — 26,489 shares (Direct, null)

Footnotes (1)

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Key Figures

Preferred shares sold: 1,000 shares Sale price per preferred share: $10.0045 per share Preferred shares after sale: 26,489 shares +3 more

6 metrics

Preferred shares sold 1,000 shares 9.0% Series A Preferred sold on June 1, 2026

Sale price per preferred share $10.0045 per share Open-market preferred stock sale

Preferred shares after sale 26,489 shares Director’s direct preferred holdings post-transaction

Restricted stock awards granted 726,401 shares Common stock awards approved by Compensation Committee

Common shares after grant 1,703,559 shares Director’s direct common stock holdings post-grant

Vesting condition 100% at separation Restricted stock awards vest upon separation from issuer

Key Terms

9.0% Series A Cumulative Perpetual Preferred Stock, restricted stock awards, Cumulative Perpetual Preferred, Compensation Committee, +1 more

5 terms

9.0% Series A Cumulative Perpetual Preferred Stock financial

"security_title: "9.0% Series A Cumulative Perpetual Preferred Stock""

restricted stock awards financial

"Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

Cumulative Perpetual Preferred financial

"9.0% Series A Cumulative Perpetual Preferred Stock"

Compensation Committee financial

"which were approved by the Compensation Committee"

A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.

vest 100% upon the reporting person's separation financial

"The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bottomley John

(Last) (First) (Middle)

C/O SOLUNA HOLDINGS, INC.

325 WASHINGTON AVENUE EXTENSION

(Street)

ALBANY NEW YORK 12205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Soluna Holdings, Inc [ SLNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		A		726,401(1)	A	$0	1,703,559	D
9.0% Series A Cumulative Perpetual Preferred Stock	06/01/2026		S		1,000	D	$10.0045	26,489	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

	/s/ Christopher Gandolfo, Attorney in Fact	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Soluna Holdings (SLNH) director John Bottomley report?

John Bottomley reported two transactions: an open-market sale of 1,000 shares of 9.0% Series A Cumulative Perpetual Preferred Stock, and a grant of 726,401 restricted stock awards representing Soluna Holdings common shares approved by the Compensation Committee.

How many Soluna Holdings (SLNH) preferred shares did John Bottomley sell and at what price?

He sold 1,000 shares of Soluna Holdings 9.0% Series A Cumulative Perpetual Preferred Stock. The sale price was $10.0045 per share in an open-market transaction, and he now directly holds 26,489 preferred shares after this disposition.

What are the terms of John Bottomley’s 726,401 restricted stock awards in Soluna Holdings (SLNH)?

Bottomley received 726,401 restricted stock awards representing Soluna Holdings common shares at no purchase price. The filing notes these awards were approved by the Compensation Committee and will vest 100% upon the reporting person’s separation from the issuer.

How many Soluna Holdings (SLNH) common shares does John Bottomley own after these transactions?

Following the reported grant, Bottomley directly holds 1,703,559 shares of Soluna Holdings common stock. This figure reflects his position after receiving 726,401 restricted stock awards that are scheduled to vest in full upon his separation from the company.

Were John Bottomley’s Soluna Holdings (SLNH) transactions market purchases or compensation awards?

The filing shows a mixed pattern: a market transaction and a compensation award. He executed an open-market sale of 1,000 preferred shares, while the 726,401 common-share restricted stock awards were granted as compensation and carry vesting conditions tied to his separation.

Does John Bottomley’s Soluna Holdings (SLNH) filing report any option or derivative exercises?

No derivative exercises are reported in this Form 4. The transactions involve only non-derivative securities: an open-market sale of preferred stock and a grant of restricted stock awards in common shares, with no options or other derivatives listed in the derivative summary.