SLR Investment Corp. (NASDAQ: SLRC) grants new RSUs to officer

Rhea-AI Filing Summary

SLR Investment Corp. reported compensation-related equity activity for officer Shiraz Kajee. On March 13, 2026, he was granted 13,899.6434 restricted stock units (RSUs), which will vest in two equal installments tied to trading-window openings in 2028 and 2029. On the same date, 5,782.2850 RSUs from a 2024 grant settled, with related entries showing an equivalent amount of common stock acquired and then returned to the issuer, leaving his direct common stock holdings at 7,500 shares. The filing reflects routine equity awards and settlements rather than open-market buying or selling.

Insider Trade Summary

5,782.285 shares exercised/converted

Mixed 4 txns

Insider Kajee Shiraz

Role See Remarks

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	5,782.285	$0.00	--
Grant/Award	Restricted Stock Units	13,899.643	$0.00	--
Exercise	Common Stock	5,782.285	$0.00	--
Disposition	Common Stock	5,782.285	$0.00	--

Holdings After Transaction: Restricted Stock Units — 5,782.285 shares (Direct); Common Stock — 13,252.285 shares (Direct)

Footnotes (1)

1. Pursuant to the SEC staff no-action letters to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015) and to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company or to a closed-end investment company registered under the Investment Company Act of 1940, as amended, respectively, in either case that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Restricted stock units ("RSUs") with respect to 5,782.2850 shares granted to Mr. Kajee on March 13, 2024 settled in cash on March 13, 2026. RSUs may be settled in shares of common stock of SLR Investment Corp. (the "Issuer") or the cash value thereof on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the Solar Capital Partners Employee Stock Plan, LLC (the "SCP Plan") administrators. Settlements relate to the 2024 grant of RSUs and the holdings relate to the remaining portion of the 2024 RSU grant. On March 13, 2026, the Board of Directors (the "Board") of the Issuer granted 13,899.6434 RSUs to Mr. Kajee. Shares of the common stock of the Issuer underlying the RSUs are scheduled to vest in installments of 50% on the latter of March 1, 2028 and the date of the opening of the trading window and 50% on the latter of March 1, 2029 and the date of the opening of the trading window. Upon settlement, the RSUs will become payable on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the SCP Plan administrators.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kajee Shiraz

(Last) (First) (Middle)

C/O SLR INVESTMENT CORP.

500 PARK AVENUE

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SLR Investment Corp. [ SLRC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/13/2026		M		5,782.285(1)	A	(2)	13,252.285	D
Common Stock	03/13/2026		D		5,782.285(1)(2)	D	(2)	7,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	03/13/2026		M(2)			5,782.285	(2)	(2)	Common Stock	5,782.285	$0.00	5,782.2851	D
Restricted Stock Units	(1)(3)	03/13/2026		A(3)		13,899.6434		(3)	(3)	Common Stock	13,899.6434	$0.00	13,899.6434	D

Explanation of Responses:

1. Pursuant to the SEC staff no-action letters to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015) and to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company or to a closed-end investment company registered under the Investment Company Act of 1940, as amended, respectively, in either case that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

2. Restricted stock units ("RSUs") with respect to 5,782.2850 shares granted to Mr. Kajee on March 13, 2024 settled in cash on March 13, 2026. RSUs may be settled in shares of common stock of SLR Investment Corp. (the "Issuer") or the cash value thereof on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the Solar Capital Partners Employee Stock Plan, LLC (the "SCP Plan") administrators. Settlements relate to the 2024 grant of RSUs and the holdings relate to the remaining portion of the 2024 RSU grant.

3. On March 13, 2026, the Board of Directors (the "Board") of the Issuer granted 13,899.6434 RSUs to Mr. Kajee. Shares of the common stock of the Issuer underlying the RSUs are scheduled to vest in installments of 50% on the latter of March 1, 2028 and the date of the opening of the trading window and 50% on the latter of March 1, 2029 and the date of the opening of the trading window. Upon settlement, the RSUs will become payable on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the SCP Plan administrators.

Remarks:

Chief Financial Officer & Treasurer

	/s/ Shiraz Y. Kajee	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the SLR Investment Corp. (SLRC) Form 4 report for Shiraz Kajee?

The Form 4 reports equity compensation activity for officer Shiraz Kajee, including settlement of a 2024 restricted stock unit grant and a new 13,899.6434 RSU award granted on March 13, 2026.

How many new restricted stock units did Shiraz Kajee receive from SLRC?

Shiraz Kajee received 13,899.6434 new restricted stock units. These RSUs were granted on March 13, 2026 and represent a compensation award tied to future vesting dates and trading-window openings set by the company.

When will the new SLRC RSUs granted to Shiraz Kajee vest?

The new RSUs are scheduled to vest 50% on the later of March 1, 2028 and the trading-window opening, and 50% on the later of March 1, 2029 and the trading-window opening, according to the disclosure.

Did Shiraz Kajee buy or sell SLRC shares in the open market?

The filing does not show open-market purchases or sales. It reports an RSU settlement, an equivalent common stock acquisition and disposition to the issuer, and a new RSU grant, all compensation-related entries rather than market trades.

What are Shiraz Kajee’s direct common stock holdings in SLRC after these transactions?

After the March 13, 2026 transactions, Shiraz Kajee holds 7,500 shares of SLRC common stock directly. This reflects the exercise and corresponding disposition entries related to the settlement of his 2024 RSU grant.

How were Shiraz Kajee’s 2024 SLRC restricted stock units settled?

RSUs covering 5,782.2850 shares from a 2024 grant settled on March 13, 2026. The plan allows settlement in either SLRC common stock or cash on a one-for-one basis at the plan administrators’ election.