Every Form 4 that SLR Investment Corp. (SLRC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SLRC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SLRC filings page.
SLR Investment Corp. (SLRC) insider Michael S. Gross, Co-Chief Executive Officer, President and Chairman, purchased 20,000 shares of Common Stock on September 10, 2026 in open-market transactions at a weighted average price of $12.349 per share, with individual trade prices between $12.345 and $12.35. The shares are held indirectly through entities and plans associated with Mr. Gross, bringing his reported indirect holdings to 4,065,153 shares and his direct holdings to 227,789 shares, subject to footnote disclosures that he may be deemed to beneficially own only to the extent of his pecuniary interest.
SLR Investment Corp. director Michael S. Gross reported open-market purchases of a total of 20,000 shares of common stock through entities associated with him. The May 12, 2026 purchase of 10,000 shares had a weighted average price of about $13.09 per share, within a range of $13.06 to $13.09. The May 13, 2026 purchase of 10,000 shares had a weighted average price of about $13.10 per share, within a range of $13.09 to $13.10. After these transactions, entities and plans associated with Gross held 4,045,153 shares indirectly, and he held 227,789 shares directly.
SLR Investment Corp. director and officer Michael S. Gross reported a series of indirect acquisitions and equity plan adjustments. Entities associated with him bought a total of 35,452 shares of common stock in open-market transactions on March 13, 2026 and March 16, 2026 at weighted average prices of $13.9143 and $13.8965 per share. These purchases increased his indirectly held common stock to 4,025,153 shares, alongside 227,789 shares held directly.
Through the Solar Capital Partners Employee Stock Plan, LLC, 354,511.3826 restricted stock units were settled in cash, which the filing notes did not create new shares, and 10,986.5698 RSUs expired without value. On the same date, the plan granted 466,378.4286 new RSUs that may settle in stock or cash and are scheduled to vest 50% on the later of March 1, 2028 and an open trading window, and 50% on the later of March 1, 2029 and an open trading window.
SLR Investment Corp. insider Bruce J. Spohler, through entities associated with the Solar Capital Partners Employee Stock Plan, reported several compensation-related equity changes involving restricted stock units (RSUs) and common stock, with no open‑market buying or selling of SLR Investment Corp. shares.
RSUs tied to 10,986.5968 shares held by the Solar Capital Partners Employee Stock Plan, LLC (the SCP Plan) expired without value. RSUs covering 354,511.3826 shares granted to certain SLR Capital Partners employees were settled in cash at the administrators’ election, which may be deemed a purchase of the underlying shares for Section 16 purposes, but footnotes state that 3,827,977 shares of SLR Investment Corp. common stock were held before and after this settlement, so no new shares were actually acquired. In addition, new RSU grants covering 466,378.4286 shares were issued to employees under the SCP Plan, vesting in two equal installments scheduled on the later of March 1, 2028 and the opening of the trading window and on the later of March 1, 2029 and the opening of the trading window. Spohler disclaims beneficial ownership of securities directly held by the SCP Plan and related entities except to the extent of his pecuniary interest.
SLR Investment Corp. reported compensation-related equity activity for officer Shiraz Kajee. On March 13, 2026, he was granted 13,899.6434 restricted stock units (RSUs), which will vest in two equal installments tied to trading-window openings in 2028 and 2029. On the same date, 5,782.2850 RSUs from a 2024 grant settled, with related entries showing an equivalent amount of common stock acquired and then returned to the issuer, leaving his direct common stock holdings at 7,500 shares. The filing reflects routine equity awards and settlements rather than open-market buying or selling.
SLR Investment Corp. director and officer Michael S. Gross reported indirect open-market purchases of the company’s common stock through affiliated entities. On March 3, 2026, entities associated with Gross bought 89,800 shares at a weighted average price of $14.73 per share, with individual trade prices ranging from $14.52 to $14.85 as described in a footnote. On March 4, 2026, associated entities purchased an additional 15,019 shares at a weighted average price of $14.83 per share, with trade prices ranging from $14.74 to $14.97. Following these transactions, the filing reports 3,974,682 shares of indirect ownership and 227,789 shares of direct ownership. Footnotes explain that the indirect holdings are spread across multiple entities and family-related trusts, and Gross disclaims beneficial ownership of certain entity-held shares except to the extent of his pecuniary interest.
SLR Investment Corp. insider activity: Entities associated with director and officer Bruce J. Spohler reported open-market purchases of the company’s common stock. On March 3, 2026, these entities bought 89,800 shares at a weighted average price of $14.73 per share. On March 4, 2026, they purchased an additional 15,019 shares at a weighted average price of $14.83 per share.
After these transactions, entities described in the footnotes collectively held 3,827,977 indirectly owned shares of SLR Investment Corp. common stock, while Bruce J. Spohler also held 75,873 shares directly. The footnotes explain that multiple LLCs, plans, and a trust hold the shares, and that Spohler disclaims beneficial ownership beyond his pecuniary interest.