STOCK TITAN

Director Daniel Lee Jones granted 400 SMBC (NASDAQ: SMBC) restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Southern Missouri Bancorp director Daniel Lee Jones received an equity award of 400 shares of common stock as a grant or other acquisition. The award was priced at $0.00 per share, increasing his directly held common stock to 1,800 shares after the transaction.

According to the footnote, this restricted stock is scheduled to vest over five years beginning on February 9, 2027, with 20% of the shares vesting on that date and 20% on each of the next four anniversaries. Jones also directly holds stock options covering 7,500 shares, which become exercisable in 20% installments over five years starting July 19, 2023. In addition, he indirectly holds 280,000 shares of common stock as trustee for a revocable trust and 424 shares as trustee of an irrevocable trust for his son.

Positive

  • None.

Negative

  • None.
Insider Jones Daniel Lee
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 400 $0.00 --
holding Stock Option (Right to Buy) -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,800 shares (Direct); Stock Option (Right to Buy) — 7,500 shares (Direct); Common Stock — 280,000 shares (Indirect, Trustee for Revocable Trust)
Footnotes (1)
  1. Grant of restricted stock. The shares are scheduled to vest over a five-year period beginning February 9, 2027, with 20% of the shares vesting on that date and on each of the next four anniversaries of that date. The options become exercisable in 20% installments over a five-year period with the first installment vesting on July 19, 2023. Each remaining installment vests annually thereafter.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jones Daniel Lee

(Last) (First) (Middle)
2991 OAK GROVE ROAD

(Street)
POPLAR BLUFF MO 63901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOUTHERN MISSOURI BANCORP, INC. [ SMBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/24/2026 A(1) 400 A $0 1,800 D
Common Stock 280,000 I Trustee for Revocable Trust
Common Stock 424 I Trustee of Irrevocable Trust for Son
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $46.59 (2) 07/19/2032 Common Stock 7,500 7,500 D
Explanation of Responses:
1. Grant of restricted stock. The shares are scheduled to vest over a five-year period beginning February 9, 2027, with 20% of the shares vesting on that date and on each of the next four anniversaries of that date.
2. The options become exercisable in 20% installments over a five-year period with the first installment vesting on July 19, 2023. Each remaining installment vests annually thereafter.
/s/ Daniel Lee Jones 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SMBC director Daniel Lee Jones report in this Form 4?

Daniel Lee Jones reported receiving a grant of 400 shares of Southern Missouri Bancorp common stock. This increased his directly held shares to 1,800 and reflects a restricted stock award rather than an open-market purchase or sale.

How will the 400-share restricted stock grant to SMBC’s Daniel Lee Jones vest?

The 400-share restricted stock grant will vest over five years starting February 9, 2027. Twenty percent of the shares vest on that date, with another 20% vesting on each of the next four anniversaries.

What are Daniel Lee Jones’s total direct and indirect SMBC holdings after this filing?

After the filing, Jones directly holds 1,800 shares of common stock and stock options on 7,500 shares. Indirectly, he holds 280,000 shares as trustee for a revocable trust and 424 shares as trustee of an irrevocable trust for his son.

Does the Form 4 show Daniel Lee Jones buying or selling SMBC shares in the market?

The Form 4 shows a grant or award acquisition of 400 shares at $0.00 per share, not an open-market buy or sell. Other line items reflect updated holdings, not additional purchases or sales.

What does the Form 4 say about Daniel Lee Jones’s SMBC stock options?

Jones holds stock options covering 7,500 Southern Missouri Bancorp shares. These options become exercisable in 20% installments over five years, with the first installment vesting on July 19, 2023 and additional installments vesting annually.