Shareholder files Rule 144 notice to sell 10,625 common shares

A shareholder of SMBK has filed a Form 144 notice to sell 10,625 shares of common stock through Morgan Stanley Smith Barney LLC on or about December 10, 2025 on the NYSE.

Rhea-AI Filing Summary

A shareholder of SMBK has filed a Form 144 notice to sell 10,625 shares of common stock through Morgan Stanley Smith Barney LLC on or about December 10, 2025 on the NYSE. The shares to be sold have an indicated aggregate market value of $403,887.06, while 17,028,001 shares of the same class were outstanding at the time of the notice.

The securities were originally acquired in two private transactions from the issuer or an affiliate, one on September 15, 2008 for 6,375 shares and another on December 9, 2012 for 4,250 shares, each described as private acquisitions from the issuer or an affiliate and fully paid in cash. The person for whose account the sale is to be made represents that they do not know of any material adverse information about the issuer’s operations that has not been publicly disclosed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SMBK shares are proposed to be sold under this Form 144?

The notice covers a proposed sale of 10,625 shares of SMBK common stock.

What is the aggregate market value of the SMBK shares to be sold?

The aggregate market value of the 10,625 SMBK common shares to be sold is listed as $403,887.06.

On which exchange and through which broker will the SMBK shares be sold?

The Form 144 states that the common shares are to be sold on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY 10004.

How many SMBK shares of this class were outstanding when the Form 144 was filed?

The filing reports 17,028,001 shares of the same class of SMBK common stock outstanding at the time of the notice.

When and how were the SMBK shares being sold originally acquired?

The securities were acquired in two private acquisitions from the issuer or an affiliate: 6,375 common shares on September 15, 2008 and 4,250 common shares on December 9, 2012, each with payment described as Not Applicable for any non-cash consideration.

What representation does the selling holder make about SMBK’s undisclosed information?

The person for whose account the SMBK securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/10/2025 - 04:46 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001721614
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SmartFinancial, Inc.
SEC File Number	001-37661
Address of Issuer	5401 Kingston Pike Suite 600 Knoxville TENNESSEE 37919
Phone	865-437-5700
Name of Person for Whose Account the Securities are To Be Sold	STEVEN B TUCKER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10625	403887.06	17028001	12/10/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2008	Private Acquisition from Issuer/Affiliate	Issuer			6375	09/15/2008	Not Applicable
Common	12/09/2012	Private Acquisition from Issuer/Affiliate	Issuer			4250	12/19/2012	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	12/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Steven B Tucker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)