STOCK TITAN

SmartFinancial (SMBK) EVP & Chief Credit Officer sells 400 shares in market trade

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

SMARTFINANCIAL INC. executive Jordan Rhett D., EVP & Chief Credit Officer, reported an open-market sale of 400 shares of Common Stock at $45.00 per share. Following this Form 4 transaction, he directly holds 11,802 shares of SmartFinancial common stock.

Positive

  • None.

Negative

  • None.
Insider Jordan Rhett D.
Role EVP & CHIEF CREDIT OFFICER
Sold 400 shs ($18K)
Type Security Shares Price Value
Sale Common Stock 400 $45.00 $18K
Holdings After Transaction: Common Stock — 11,802 shares (Direct)
Shares sold 400 shares Open-market sale of Common Stock
Sale price $45.00 per share Price received in the June 12, 2026 sale
Implied transaction value $18,000 400 shares sold at $45.00 each
Shares owned after transaction 11,802 shares Direct holdings following the reported sale
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
EVP & CHIEF CREDIT OFFICER financial
"officer_title: "EVP & CHIEF CREDIT OFFICER""

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did SMARTFINANCIAL INC. (SMBK) report for Jordan Rhett D.?

SMARTFINANCIAL INC. reported that executive Jordan Rhett D. sold 400 shares of Common Stock in an open-market transaction at $45.00 per share. The transaction was disclosed on a Form 4 insider filing as a routine ownership update.

What price and total value were involved in the SMBK insider sale?

The 400 shares of SMARTFINANCIAL INC. Common Stock were sold at $45.00 per share, for an implied transaction value of about $18,000. This reflects the gross proceeds before any taxes, fees, or commissions applicable to the sale.

How many SMBK shares does Jordan Rhett D. hold after this Form 4 transaction?

After the reported sale, Jordan Rhett D. directly holds 11,802 shares of SMARTFINANCIAL INC. Common Stock. This post-transaction balance comes from the Form 4 and shows his remaining direct equity stake in the company.

What role does the insider in this SMBK Form 4 hold at SMARTFINANCIAL INC.?

The reporting person, Jordan Rhett D., serves as Executive Vice President & Chief Credit Officer at SMARTFINANCIAL INC. This senior role typically oversees the company’s credit risk, lending standards, and portfolio quality across its banking operations.

Was the SMBK insider transaction a buy or a sell of shares?

The SMARTFINANCIAL INC. Form 4 shows a sale transaction. It is coded as an open-market sale of Common Stock, where 400 shares were disposed of at $45.00 per share, reducing the insider’s direct holdings by that amount.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jordan Rhett D.

(Last)(First)(Middle)
5401 KINGSTON PIKE SUITE 600

(Street)
KNOXVILLE TENNESSEE 37919

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SMARTFINANCIAL INC. [ SMBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & CHIEF CREDIT OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/12/2026S400D$4511,802D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Glen E. Allen, Jr., Attorney-in-Fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)