Super Micro Computer CEO’s spouse gets stock grants

The awards follow different vesting schedules, and both require the spouse’s continued service to SMCI.

Available on EDGAR 10/29/2026 - 07:27 PM EDT Accepted by SEC EDGAR 10/29/2026 - 07:27 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) reports that President and CEO Charles Liang’s spouse was granted two awards on October 27, 2026: 10,000 restricted stock units and a separate award of 5,453 restricted stock units. Each unit represents a contingent right to receive one SMCI common share. As of October 27, 2026, reported holdings include 337,506 common shares held indirectly by the spouse and 25,332,520 common shares in a brokerage account jointly owned by Liang and his spouse; the jointly held shares are reported as directly beneficially owned by each.

Insider Trade Summary

Grant/Award: 15,453 shares

Grant/Award 2 txns

Insider Liang Charles

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F2, F3	10,000	$0.00	$0.00
Grant/Award	Restricted Stock Units F2, F4	5,453	$0.00	$0.00
Holding	Common Stock	--	--	--
Holding	Common Stock F1	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 15,453 contracts (Indirect, By Spouse); Common Stock — 65,758,640 shares (Direct); Common Stock — 337,506 shares (Indirect, By Spouse)

Footnotes (4)

1. F1. Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.
2. F2. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
3. F3. Subject to the Reporting Person's spouse's continued service to SMCI, the restricted stock units vest in two equal tranches on November 17, 2026 and May 17, 2027. Vested units are settled in shares of SMCI common stock.
4. F4. Subject to the Reporting Person's spouse's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.

Key Figures

Restricted stock units: 10,000 units Restricted stock units: 5,453 units Common shares held indirectly: 337,506 shares +1 more

4 metrics

Restricted stock units 10,000 units Award to the spouse on October 27, 2026; each unit represents a contingent right to one SMCI common share.

Restricted stock units 5,453 units Separate award to the spouse on October 27, 2026; each unit represents a contingent right to one SMCI common share.

Common shares held indirectly 337,506 shares Held by the spouse as of October 27, 2026.

Common shares in joint brokerage account 25,332,520 shares Account jointly owned by Charles Liang and his spouse; reported as directly beneficially owned by each.

Key Terms

restricted stock unit, vest in two equal tranches, settled in shares, Section 16 reporting person

4 terms

restricted stock unit financial

"Each restricted stock unit represents a contingent right"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

vest in two equal tranches financial

"the restricted stock units vest in two equal tranches"

settled in shares financial

"Vested units are settled in shares of SMCI common stock"

Section 16 reporting person regulatory

"each of whom is a Section 16 reporting person of the Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs were granted to Charles Liang’s spouse?

On October 27, 2026, President and CEO Charles Liang’s spouse was granted 10,000 restricted stock units and a separate award of 5,453 restricted stock units. Each unit represents a contingent right to receive one SMCI common share.

When do the SMCI RSUs granted to Charles Liang’s spouse vest?

The 10,000 units vest in two equal tranches on November 17, 2026 and May 17, 2027. The 5,453 units vest in four equal annual increments on July 1 of each year, beginning July 1, 2027. Both schedules are subject to the spouse’s continued service to SMCI; vested units are settled in shares of SMCI common stock.

What other SMCI shareholdings are reported for Charles Liang and his spouse?

Reported holdings include 337,506 common shares held indirectly by the spouse and 25,332,520 common shares in a brokerage account jointly owned by Charles Liang and his spouse. The jointly held shares are reported as directly beneficially owned by each.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Liang Charles

(Last) (First) (Middle)

980 ROCK AVENUE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								40,426,120	D
Common Stock								25,332,520	D(1)
Common Stock								337,506	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	10/27/2026		A		10,000		(3)	(3)	Common Stock	10,000	$0	10,000	I	By Spouse
Restricted Stock Units	(2)	10/27/2026		A		5,453		(4)	(4)	Common Stock	5,453	$0	15,453	I	By Spouse

Explanation of Responses:

1. Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

2. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

3. Subject to the Reporting Person's spouse's continued service to SMCI, the restricted stock units vest in two equal tranches on November 17, 2026 and May 17, 2027. Vested units are settled in shares of SMCI common stock.

4. Subject to the Reporting Person's spouse's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.

Remarks:

	/s/ Mark P Long, Attorney-In-Fact	10/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)