Super Micro Computer grants Jin Xiao 9,000 stock units

The units vest in two equal tranches, subject to continued service, and vested units are settled in common shares on the specified dates.

Available on EDGAR 10/29/2026 - 05:48 PM EDT Accepted by SEC EDGAR 10/29/2026 - 05:47 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) reported that Jin Xiao, its Sr. Corporate VP, Engineering, received an award of 9,000 restricted stock units on October 27, 2026. Each unit represents a contingent right to receive one share of common stock. Subject to continued service, the units vest in two equal tranches on November 17, 2026 and May 17, 2027, and vested units are settled in common shares. As of October 27, 2026, Jin Xiao held 194,586 common shares directly; 53 common shares were held indirectly by spouse.

Insider Trade Summary

Grant/Award: 9,000 shares

Grant/Award 1 txn

Insider Xiao Jin

Role Sr. Corporate VP, Engineering

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2	9,000	$0.00	$0.00
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 9,000 contracts (Direct); Common Stock — 194,586 shares (Direct); Common Stock — 53 shares (Indirect, By Spouse)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. F2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on November 17, 2026 and May 17, 2027. Vested units are settled in shares of SMCI common stock.

Key Figures

Restricted stock units awarded: 9,000 units Common shares per restricted stock unit: 1 share Vesting tranches: 2 equal tranches +4 more

7 metrics

Restricted stock units awarded 9,000 units Awarded October 27, 2026

Common shares per restricted stock unit 1 share Each unit represents a contingent right to receive one share

Vesting tranches 2 equal tranches Subject to continued service

First vesting date November 17, 2026 Restricted stock units

Second vesting date May 17, 2027 Restricted stock units

Common shares held directly 194,586 shares As of October 27, 2026

Common shares held indirectly by spouse 53 shares As of October 27, 2026

Key Terms

Restricted Stock Units, contingent right, vest in two equal tranches

3 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"a contingent right to receive one share"

vest in two equal tranches financial

"the restricted stock units vest in two equal tranches"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SMCI restricted stock units did Jin Xiao receive?

Jin Xiao received an award of 9,000 restricted stock units on October 27, 2026. Each unit represents a contingent right to receive one share of SMCI common stock.

When do Jin Xiao's SMCI restricted stock units vest?

Subject to Jin Xiao's continued service to SMCI, the units vest in two equal tranches on November 17, 2026 and May 17, 2027. Vested units are settled in SMCI common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Xiao Jin

(Last) (First) (Middle)

980 ROCK AVE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sr. Corporate VP, Engineering

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								194,586	D
Common Stock								53	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/27/2026		A		9,000		(2)	(2)	Common Stock	9,000	$0	9,000	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on November 17, 2026 and May 17, 2027. Vested units are settled in shares of SMCI common stock.

Remarks:

	/s/ Jin Xiao	10/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)