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Super Micro Computer awards director stock units

The director's units represent contingent rights to SMCI common shares and vest only with continued service.

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Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. director and 10% owner Liang Chiu-Chu Sara Liu was awarded 10,000 restricted stock units and 5,453 restricted stock units on October 27, 2026. Each unit represents a contingent right to receive one SMCI common share. Both awards are subject to continued service, and vested units are settled in common shares.

Insider Liu Liang Chiu-Chu Sara
Role Director, 10% Owner
Type Security Shares Price Value
Grant/Award Restricted Stock Units F2, F3 10,000 $0.00 $0.00
Grant/Award Restricted Stock Units F2, F4 5,453 $0.00 $0.00
Holding Common Stock -- -- --
Holding Common Stock F1 -- -- --
Holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 15,453 contracts (Direct); Common Stock — 25,670,026 shares (Direct); Common Stock — 40,426,120 shares (Indirect, By Spouse)
Footnotes (4)
  1. F1. Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.
  2. F2. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
  3. F3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on November 17, 2026 and May 17, 2027. Vested units are settled in shares of SMCI common stock.
  4. F4. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.
Restricted stock units awarded 10,000 RSUs Awarded October 27, 2026; vest in two equal tranches
Restricted stock units awarded 5,453 RSUs Awarded October 27, 2026; vest in four equal annual increments
Tranches 2 equal tranches 10,000-unit award; vesting dates are November 17, 2026 and May 17, 2027, subject to continued service
Annual vesting increments 4 equal annual increments 5,453-unit award; begins July 1, 2027, subject to continued service
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"a contingent right to receive one share of SMCI common stock"
vest in two equal tranches financial
"restricted stock units vest in two equal tranches"
vest in four equal annual increments financial
"restricted stock units vest in four equal annual increments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted stock units did SMCI director Liang Chiu-Chu Sara Liu receive?

She was awarded 10,000 restricted stock units and 5,453 restricted stock units on October 27, 2026. Each unit represents a contingent right to receive one SMCI common share.

When do Liang Chiu-Chu Sara Liu's SMCI restricted stock units vest?

Subject to continued service, the 10,000-unit award vests in two equal tranches on November 17, 2026 and May 17, 2027. The 5,453-unit award vests in four equal annual increments on July 1 of each year, beginning July 1, 2027. Vested units are settled in SMCI common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Liu Liang Chiu-Chu Sara

(Last)(First)(Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock337,506D
Common Stock25,332,520D(1)
Common Stock40,426,120IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)10/27/2026A10,000 (3) (3)Common Stock10,000$010,000D
Restricted Stock Units(2)10/27/2026A5,453 (4) (4)Common Stock5,453$015,453D
Explanation of Responses:
1. Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.
2. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
3. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on November 17, 2026 and May 17, 2027. Vested units are settled in shares of SMCI common stock.
4. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ Mark P Long, Attorney-In-Fact10/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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