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Super Micro Computer awards 10K-share stock grant

The units vest in two equal tranches on November 17, 2026 and May 17, 2027, subject to continued service.

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Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. Chief Revenue Officer Matthew Thauberger was granted 10,000 restricted stock units on October 27, 2026. Each unit represents a contingent right to receive one share of SMCI common stock; the units vest in two equal tranches on November 17, 2026 and May 17, 2027, subject to continued service to SMCI, and vested units are settled in shares. Thauberger held 6,487 shares of common stock directly as of October 27, 2026.

Insider Thauberger Matthew
Role Chief Revenue Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2 10,000 $0.00 $0.00
Holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 10,000 contracts (Direct); Common Stock — 6,487 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
  2. F2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on November 17, 2026 and May 17, 2027. Vested units are settled in shares of SMCI common stock.
Restricted stock units awarded 10,000 units Awarded October 27, 2026; each represents a contingent right to receive one share of SMCI common stock.
Common shares held directly 6,487 shares As of October 27, 2026.
Vesting tranches 2 equal tranches Scheduled for November 17, 2026 and May 17, 2027, subject to continued service to SMCI.
Restricted Stock Units financial
"the restricted stock units vest in two equal tranches"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive one share"
tranches financial
"vest in two equal tranches"
Tranches are portions or slices of a larger financing deal—such as a loan, bond issue, or equity round—that are released at different times or under different conditions. For investors they matter because each tranche can carry different risk, interest or payout terms and may be paid only if certain targets are met; think of funding as slices of a cake handed out as progress is made.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SMCI restricted stock units did Matthew Thauberger receive?

Matthew Thauberger, Super Micro Computer, Inc.'s Chief Revenue Officer, received 10,000 restricted stock units on October 27, 2026. Each unit represents a contingent right to receive one share of SMCI common stock.

How many SMCI common shares did Matthew Thauberger hold directly?

Matthew Thauberger held 6,487 shares of common stock directly as of October 27, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Thauberger Matthew

(Last)(First)(Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Revenue Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock6,487D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)10/27/2026A10,000 (2) (2)Common Stock10,000$010,000D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in two equal tranches on November 17, 2026 and May 17, 2027. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ Matthew Thauberger10/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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