STOCK TITAN

SMCI (SMCI) CFO Weigand exercises RSUs, gets 10,000-unit grant and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super Micro Computer, Inc. SVP & CFO David E. Weigand reported routine equity compensation activity. He exercised restricted stock units into 5,000 shares of common stock and received a new grant of 10,000 restricted stock units, each representing the right to receive one SMCI share.

To cover tax withholding and remittance obligations on vested units, the company withheld 1,794 shares of common stock at $27.78 per share, which the filing states was not a market transaction. After these transactions, he directly holds 122,919 shares of common stock. The new 10,000-unit award vests in two equal tranches on June 17, 2026 and December 17, 2026, with vested units settled in SMCI shares, subject to his continued service.

Positive

  • None.

Negative

  • None.

Insights

Routine equity compensation, combining RSU vesting, new grant, and tax withholding.

The filing shows CFO David E. Weigand exercising 5,000 restricted stock units into common stock and receiving a new grant of 10,000 restricted stock units. These are standard compensation-related events rather than discretionary open-market trades.

The company withheld 1,794 shares at $27.78 to satisfy tax obligations on vested units, explicitly described as not a market transaction and exempt under Rule 16b-3(e). Following these entries, the CFO holds 122,919 common shares directly, indicating the transactions are modest relative to his overall reported equity stake.

The new RSU award vests in two equal tranches on June 17, 2026 and December 17, 2026, contingent on continued service. Subsequent company filings may detail future vesting events and any associated tax-withholding transactions as they occur.

Insider WEIGAND DAVID E
Role SVP, Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 10,000 $0.00 --
Exercise Restricted Stock Units 5,000 $0.00 --
Exercise Common Stock 5,000 $0.00 --
Tax Withholding Common Stock 1,794 $27.78 $50K
Holdings After Transaction: Restricted Stock Units — 10,000 shares (Direct, null); Common Stock — 122,919 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on June 17, 2026 and December 17, 2026. Vested units are settled in shares of SMCI common stock.
RSUs exercised into shares 5,000 shares Restricted stock units converted to SMCI common stock on June 17, 2026
New RSU grant 10,000 units Restricted stock units granted to CFO, each for one SMCI share
Shares withheld for taxes 1,794 shares at $27.78 Common shares withheld to satisfy tax obligations on vested RSUs
Post-transaction common shares held 122,919 shares Direct ownership of SMCI common stock after reported transactions
RSU vesting dates June 17, 2026 and December 17, 2026 Two equal tranches for 10,000-unit RSU award
restricted stock unit financial
"Each restricted stock unit represents a contingent right to receive one share of SMCI common stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
net settlement financial
"withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units"
Section 16(b) regulatory
"Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3(e) regulatory
"exempt from Section 16(b) ... pursuant to Rule 16b-3(e) promulgated under the Act"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WEIGAND DAVID E

(Last)(First)(Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026M5,000A(1)122,919D
Common Stock06/17/2026F(2)1,794D$27.78121,125D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/17/2026A10,000 (3) (3)Common Stock10,000$010,000D
Restricted Stock Units(1)06/17/2026M5,000 (3) (3)Common Stock5,000$05,000D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.
3. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on June 17, 2026 and December 17, 2026. Vested units are settled in shares of SMCI common stock.
Remarks:
/s/ David E. Weigand06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did SMCI CFO David Weigand report on June 17, 2026?

CFO David Weigand exercised 5,000 restricted stock units into common stock, received a new grant of 10,000 restricted stock units, and had 1,794 shares withheld by Super Micro Computer to cover tax obligations related to vested RSUs, all on June 17, 2026.

Did SMCI CFO David Weigand sell shares in the open market in this Form 4?

No open-market sale was reported. The Form 4 states 1,794 shares of SMCI common stock were withheld by the company at $27.78 per share solely to satisfy tax withholding and remittance obligations on vested restricted stock units, and it notes this was not a market transaction.

How many SMCI shares does CFO David Weigand hold after these transactions?

After the reported transactions, CFO David Weigand directly holds 122,919 shares of Super Micro Computer common stock. This figure reflects the net impact of exercising 5,000 restricted stock units and the 1,794-share tax-withholding disposition recorded in the Form 4 filing.

What are the terms of the new 10,000 restricted stock units granted to SMCI’s CFO?

The new 10,000 restricted stock units each represent a contingent right to receive one SMCI share. They vest in two equal tranches on June 17, 2026 and December 17, 2026, and vested units are settled in shares, subject to the CFO’s continued service to the issuer.

How does the Form 4 describe the 1,794 SMCI shares used for tax withholding?

The 1,794 shares are described as SMCI common stock withheld by the company to satisfy tax withholding and remittance obligations from net settlement of vested RSUs. The filing states this is not a market transaction and is exempt from Section 16(b) under Rule 16b-3(e).

What types of securities are involved in SMCI CFO David Weigand’s Form 4 filing?

The filing involves SMCI common stock and restricted stock units. RSUs are described as contingent rights to receive one share of SMCI common stock each, with some units vesting and converting into shares and others granted with future vesting dates and settlement in stock.